Upper Bounds for Cyclotomic Numbers
Tai Do Duc, Ka Hin Leung, Bernhard Schmidt

TL;DR
This paper establishes upper bounds for cyclotomic numbers over finite fields, showing they are at most 3 under certain conditions, by transforming equations into complex numbers and using bounds on cyclotomic integers.
Contribution
It provides new upper bounds for cyclotomic numbers, especially demonstrating they are at most 3 under specific prime power conditions, and introduces a method involving complex number equations.
Findings
Cyclotomic numbers are bounded above by 3 for certain primes.
Transforming finite field equations into complex equations aids analysis.
New bounds on the norm of cyclotomic integers improve existing results.
Abstract
Let be a power of a prime , let be a nontrivial divisor of and write . We study upper bounds for cyclotomic numbers of order over the finite field . A general result of our study is that for all if . More conclusive results will be obtained through separate investigation of the five types of cyclotomic numbers: and , where and . The main idea we use is to transform equations over into equations over the field of complex numbers on which we have more information. A major tool for the improvements we obtain over known results is new upper bounds on the norm of cyclotomic integers.
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Taxonomy
TopicsHistory and Theory of Mathematics Β· Analytic Number Theory Research Β· semigroups and automata theory
Upper Bounds for Cyclotomic Numbers
Tai Do Duc
Division of Mathematical Sciences
School of Physical & Mathematical Sciences
Nanyang Technological University
Singapore 637371
Republic of Singapore
Ka Hin Leung 111Research is supported by grant R-146-000-276-114, Ministry of Education, Singapore
Department of Mathematics
National University of Singapore
Kent Ridge, Singapore 119260
Republic of Singapore
Bernhard Schmidt 222Research is supported by grant RG27/18 (S), Ministry of Education, Singapore
Division of Mathematical Sciences
School of Physical & Mathematical Sciences
Nanyang Technological University
Singapore 637371
Republic of Singapore
Abstract
Let be a power of a prime , let be a nontrivial divisor of and write . We study upper bounds for cyclotomic numbers of order over the finite field . A general result of our study is that for all if . More conclusive results will be obtained through seperate investigation of the five types of cyclotomic numbers: and , where and . The main idea we use is to transform equations over into equations over the field of complex numbers on which we have more information. A major tool for the improvements we obtain over known results is new upper bounds on the norm of cyclotomic integers.
Mathematics Subject Classification 11T22 (primary), 11C20 (secondary)
Keywords: equations over finite fields, norm bound, cyclotomic integers, determinant bound, vanishing sum of roots of unity
1 Introduction and Definitions
First, we fix some notations and definitions. By we denote a power of a prime . Let and be nontrivial divisors of such that . Let denote a primitive element of the finite field . For each , write
[TABLE]
As , we only need to consider the sets with .
Definition 1.1**.**
For , define as the number of solutions to the equation
[TABLE]
Equivalently, this is the number of pairs with such that
[TABLE]
The number is called a cyclotomic number of order .
Cyclotomic numbers have been studied for decades by many authors, as they have applications in various areas. These numbers can be used to compute Jacobi sums, and vice versa, see [1]. Vandiver [7], [11], [12], [13], [14] related cyclotomic numbers to Fermatβs Last Theorem and proved the theorem for exponents . Cyclotomic classes were used by Paley [8] in 1993 to construct difference sets. This approach was later employed by many other authors. Storerβs book [10] summarizes the results in this direction up to . In the 1960s to 1980s, Baumert, Whiteman, Evans et al. explicitly determined all numbers of orders and .
Under asymptotic conditions, cyclotomic numbers exhibit an interesting uniform behaviour. Katre [5] proved in that, for fixed and , we asymptotically have for all . On the other hand, fixing , it was proved by Betshumiya et al. [2] that if is sufficiently large compared to . In this paper, the condition βsufficiently largeβ is not explicitly specified and, in fact, the lower bound on required for their method is difficult to write down explicitly. The goal of our paper is to find simple and improved lower bound on which guarantees that all the numbers are small. The following theorem is a main result of our study.
Main Theorem 1**.**
Let be a power of a prime . Let and be nontrivial divisors of such that . If
[TABLE]
then .
If is a prime, we obtain a better bound as follows.
Main Theorem 2**.**
Let be a power of a prime . Let and be nontrivial divisors of such that is a prime and . If
[TABLE]
then
[TABLE]
We continue with introducing some notation and results we need later. For a positive integer , let denote a complex primitive th root of unity. A square matrix is called circulant if each of its rows (except the first) is obtained from the previous row by shifting the entries one position to the right and moving the last entry to the front. Moreover, given a matrix , we denote the conjugate transpose of by . The following result about eigenvalues and eigenvectors of a circulant matrix is well known, see [4], for example.
Result 1.2**.**
Let be a positive integer and let be a circulant matrix with the first row where . Then the eigenvalues and eigenvectors of are
[TABLE]
In the next section, we review some results on vanishing sums of roots of unity which will be needed for our study. The following terminology was used in [3]. Let be a finite set of complex roots of unity and let , , be nonzero rational numbers. The sum
[TABLE]
is called a vanishing sum of roots of unity if . We say that is nonempty if . The length is the cardinality of . The exponent denotes the least common multiple of all orders of the roots of unity . We say that is similar to any sum of the form , where and is a root of unity and has the form
[TABLE]
We call the vanishing sum minimal if contains no vanishing subsum. The sum is a reduced sum if for some .
2 Vanishing Sums of Roots of Unity
The following result states that a minimal vanishing sum of roots of unity is similar to a vanishing sum whose order is squarefree, see [6, Corollary 3.2] or [3, Theorem 1] for a proof.
Result 2.1**.**
If is a minimal vanishing sum of th roots of unity, then after multiplying by a suitable th root of unity, we may assume that all are th roots of unity, where is the largest square-free divisor of .
The next result is part of [3, Theorem 6] and will be useful for our study.
Result 2.2**.**
Let be a nonempty vanishing sum of length at most that does not contain subsums similar to or . Then is similar to one of the sums
[TABLE]
[TABLE]
3 Bounds on Norms of Cyclotomic Integers
A cyclotomic integer (not to be confused with a cyclotomic number) is an algebraic integer in a cyclotomic field. Every cyclotomic integer can be written as a sum of complex roots of unity. The improvements over the previously known results we obtain arise from new bounds on absolute norms of cyclotomic integers. First, we discuss a general norm bound.
Note that every cyclotomic integer in can be written as , where is a polynomial with integer coefficients. Since , an obvious bound for the absolute norm of is
[TABLE]
In this section, we provide some stronger bounds that are suitable for the applications to cyclotomic numbers we are interested in.
Theorem 3.1**.**
Let be a positive integer, let and let denote the absolute norm of . Then
[TABLE]
In particular, if , then
[TABLE]
Proof.
We have
[TABLE]
By the inequality between arithmetic and geometric means, we have
[TABLE]
which proves (4).
Now consider the case . Since is increasing over the interval , we obtain
[TABLE]
β
In the case is a prime, we obtain a different bound on the norm of in the next theorem. This bound is better than (4) in certain situations.
For the rest of this section, we assume that is a prime. For , let denote the circulant matrix whose first row is and let denote the matrix obtained from by deleting its first row and its first column. To find an upper bound for , we first find a relation between and or . Then an upper bound for or will give us an upper bound for .
Bounds for the determinant of a matrix are abundant in the literature. We only need the following result by Schinzel [9].
Result 3.2**.**
Let be an matrix with real entries. For , write and . We have
[TABLE]
Proposition 3.3**.**
Using the notation introduced above, we have the following
- (a)
If , then
[TABLE]
- (b)
If , then
[TABLE]
Proof.
For each , define a column vector
[TABLE]
By Result 1.2, the eigenvalues of are and the corresponding eigenvectors are , . Since is a prime, we have
[TABLE]
Note that . If , then (7) is clear.
Suppose that . Note that if and if . Let be the matrix with columns , then is the matrix with rows . We have
[TABLE]
By the definition of ,
[TABLE]
where is the matrix formed by the last rows of and is the matrix formed by the last columns of . Since , we have
[TABLE]
where is the matrix formed by the last columns of and is the matrix formed by the last rows of . We obtain
[TABLE]
By (9), the equation (8) is equivalent to . Note that for any , as and are submatrices of and , respectively. More precisely, we have
[TABLE]
The th entry of is
[TABLE]
Hence is a circulant matrix of size with the first row is . By Result 1.2, the eigenvalues of are
[TABLE]
We obtain
[TABLE]
β
Combining Result 3.2 and Proposition 3.3, we get the following norm bound, which in numerous cases is stronger than Theorem 3.1.
Corollary 3.4**.**
Let be a prime and let . Write , , and .
(a) If , then
[TABLE]
(b) If , then
[TABLE]
4 Equations over and
The following theorem shows that under some condition on the characteristic of the finite field , we can transform certain equations over to equations over the field of complex numbers , and vice versa.
Theorem 4.1**.**
Let be a power of a prime and let be nontrivial divisors of such that . Let be a primitive element of and let . Suppose that
[TABLE]
then over if and only if over .
In particular, the same conclusion holds if and
[TABLE]
Proof.
Let be a prime ideal of that contains . Write and . Note that divides because . Since is a finite field extension of of order , we have . Let be an isomorphism. Note that is a primitive th root of unity in , so is also a primitive th root of unity in , which implies for some integer coprime to . We have
[TABLE]
Suppose that over . We have , as is coprime to . By (12), over . Now assume that over . Note that , where by we mean the norm of the ideal in . By (12), we have . As is coprime to , we have . Thus
[TABLE]
On the other hand, by Theorem 3.1 we have
[TABLE]
If , then and (13), (14) imply
[TABLE]
contradicting (10). Therefore, .
Lastly, the conclusion for the case follows from (5). β
The next theorem follows from Corollary 3.4 in the same way as Theorem 4.1 follows from Theorem 3.1, so we skip the proof.
Theorem 4.2**.**
Let be a power of a prime and let be nontrivial divisors of such that and is a prime. Let be a primitive element of and let . Write , , and . Suppose that one of the following conditions holds.
* and*
[TABLE]
* and*
[TABLE]
Then we have over if and only if over .
5 Upper Bounds for Cyclotomic Numbers
In this section, we apply Theorem 4.1 to derive upper bounds for cyclotomic numbers . In Theorem 3.1, the upper bound is largest when is approximately . Thus, in this case, an improved bound is desirable and, in particular, when is a prime. Theorem 4.2 will come into play in this situation and we will discuss this case separately in the last section.
Note that whenever and . From now on, we always assume that . First, we recall the main result of this section.
Main Theorem 1**.**
Let be a power of a prime . Let and be nontrivial divisors of such that . If
[TABLE]
then
[TABLE]
Our proof for this theorem is divided into five cases: We separately investigate cyclotomic numbers and where and . In fact, in each case, we obtain a stronger result than Main Theorem 1, which is just a simplified consequence of the analysis of the different cases.
Theorem 5.1**.**
If
[TABLE]
then
[TABLE]
Proof.
Suppose that there are with . Then if . Thus in the case , there is one solution to in which .
From now on, suppose that and . We have and is a polynomial of degree at most with two coefficients , one coefficient and all other coefficients [math]. Write , then and . By (19) and Theorem 4.1, we have
[TABLE]
By Result 2.2, we obtain , which happens only when and , proving (20). β
Note that by (11), Theorem 5.1 still holds when (19) is replaced by . This shows that Main Theorem 1 holds in the case .
We mentioned in the introduction that Vandiver has used cyclotomic numbers to obtain results on Fermatβs Last Theorem. The next Corollary gives an example for this kind of argument. Considering the Diophantine equation modulo , Theorem 5.1 implies the following.
Corollary 5.2**.**
If is a prime with , then with , implies either is an th power modulo or .
For example, let and let . Note that is not a th power modulo . Therefore, if , then .
Theorem 5.3**.**
Let . If
[TABLE]
then
[TABLE]
Proof.
Note that implies , so each solution to induces a solution (calculation is modulo ) to the same equation, two of which are different if and only if . Moreover if , then and there is one solution to in which .
Suppose that and . There are two different pairs with
[TABLE]
such that and . We obtain
[TABLE]
In (24), the numbers and are pairwise different. Indeed, by (23), we need only to show that . If , then by subtracting two equations and , we obtain , a contradiction as .
By (21) and Theorem 4.1, the equation (24) implies
[TABLE]
By Result 2.2, this is possible only when the sum on left-hand side sum cancels in pairs. This happens only when β and β or β and β, both of which are not possible. Therefore, we obtain if .
Next, suppose that and . Note that for any with , we have . There exist two pairs and with
[TABLE]
such that and . We obtain a contradiction by the same argument as in the previous case. β
Theorem 5.4**.**
Let . If
[TABLE]
then
[TABLE]
Proof.
First, assume that is even. If , then , as . This implies and the conclusion follows from Theorem 5.3.
From now on, we assume that is odd and . For , let be three different pairs with and for . First, note that for all because . Moreover, we obtain the following two equations which result from for
[TABLE]
[TABLE]
Suppose that there are four distinct terms in one of the equations above, assume that is (27). By (25) and Theorem 4.1, we have
[TABLE]
By Result 2.2, the left-hand-side sum cancels in pairs, which is impossible because is odd and all terms in the sum are distinct. Thus, we cannot have all four terms different in both (27) and (28). In (27), we have either or . In (28), we have either or . Due to the difference between three pairs , , we can only have two cases: and , or and . The below argument works the same for both cases. Assuming that the first case happens, we have, by (27) and (28),
[TABLE]
Equivalently
[TABLE]
Hence , which implies
[TABLE]
We claim that the numbers are pairwise different. As are pairwise different, the claim is equivalent to , and . Firstly, odd and implies . Secondly, if , then the first equation in (29) implies , so (note that by (25)), impossible. Thirdly, if , then (30) implies , so . Lastly, if , then the second equation in (29) implies , so , a contradiction. Now by (25) and Theorem 4.1, the equation (30) implies
[TABLE]
By Result 2.2, the left-hand-side sum cancels in pairs, impossible as is odd and the terms are pairwise different. β
Theorem 5.5**.**
Let . If
[TABLE]
then
[TABLE]
Proof.
For each with , we have . Thus and the conclusion follows directly from Theorem 5.4. β
Theorem 5.6**.**
Let . If
[TABLE]
then
[TABLE]
This theorem is proved by contradiction. Let be three different pairs with and for . The following lemma states a simple relation between βs and βs which will be used repeatedly later.
Lemma 5.7**.**
Let , be defined as above, then the numbers are pairwise different.
Proof.
Suppose that . We have . Subtracting two equations and , we obtain
[TABLE]
a contradiction as . β
Proof of Theorem 5.6. Let be three different pairs so that and for . We have
[TABLE]
[TABLE]
Multiplying these two equations, we obtain
[TABLE]
Write , where is equal to the left-hand-side of (34). Each is an integer in and and . We claim that . Note that is largest when one term is largest possible and other terms are smallest possible. First, there are no with . Otherwise, we have and , and (34) implies . Since , we have , contradicting with (33) because . Therefore, the sum is largest when there are three nonzero terms, one equal to , one equal to and one equal to , that is
[TABLE]
Now combining (34), (33) and Theorem 4.1, we obtain
[TABLE]
Note that is a vanishing sum of roots of unity of length at most . By Result 2.2, contains a subsum similar to , or contains two subsums each of which is similar to , or itself is similar to either or .
Case 1. contains a subsum similar to .
Discarding the empty sum, the new is a vanishing sum of roots of unity. By Result 2.2 again, cancels in pairs. Thus, the original sum cancels in pairs. Note that none of the first three terms in (35) is canceled by any of the last three terms. Otherwise, letβs say is canceled by one of the last three terms. By the difference between the βs and βs, we can only have , which implies , contradicting with Lemma 5.7. Thus, the first three terms of cancel in pairs, impossible.
Case 2. is similar to .
Note that by Case , the sets and are disjoint. As has length , we can assume that the first two terms in are the same, say . Hence, is similar to the sum . It is impossible that this sum has the form .
Case 3. contains two subsums each of which is similar to .
Due to symmetry, we can consider two possibilities for these two subsums.
Subcase 1. The subsums are and .
We obtain and both sums have the form . Thus ,
[TABLE]
[TABLE]
Since , we have and , which implies
[TABLE]
and
[TABLE]
Subtracting (38) and (39), we obtain . Now, the equation (36) gives and the equation (37) gives . We obtain , so , contradicting with Lemma 5.7.
Subcase 2. The subsums are and .
We obtain and both sums are equal to . Thus and the two sums and have form or . If these two sums have the same form, then , so , contradicting with Lemma 5.7. Thus, the two sums have different forms. Noting that and , we have
[TABLE]
so , a contradiction.
Case 4. is similar to .
A reduced sum of this sum is
[TABLE]
Let be the reduced sum obtained from as follows
[TABLE]
Dividing by a common divisor if necessary, we can assume that the greatest common divisor between and all the exponents of occurring in is . This implies . In view of Result 2.1, we can assume that is square-free. Since and are similar reduced sums, we have with (the possible values of are obtained from the fact that appears in ). The possibilities are
- (i)
- (ii)
- (iii)
- (iv)
- (v)
- (vi)
Suppose that is odd. We obtain and the sum has the exact form as one of the possibilities above, impossible as the sum of the coefficients in any of these possibilities is nonzero. Therefore, is even. Note that in any case and we can write . So . Multiplying all the terms in both sides of the equation , we obtain
[TABLE]
which implies , impossible. This completes the proof of Theorem 5.6.
Remark 5.8**.**
Summarizing the results of Theorem 5.1, Theorem 5.3, Theorem 5.4, Theorem 5.5 and Theorem 5.6, we obtain if . The inequality is sufficient for , due to (11). Thus, Main Theorem 1 is proved.
6 The Case is Prime
In this section, we always assume that is a prime and . We recall the our main result on this case.
Main Theorem 2**.**
Let be a power of a prime . Let and be nontrivial divisors of such that and is a prime. If
[TABLE]
then
[TABLE]
Similar to the proof of Main Theorem 1, the proof of Main Theorem 2 is divided into the cases , , , and and Main Theorem 2 is just a simplified consequence of the results for the different cases. We remark that only in the cases and , we obtain better upper bounds for these numbers than the bounds obtained in the last section. We restate the results for , and here for the completeness of the proof.
Corollary 6.1**.**
If
[TABLE]
then
[TABLE]
Proof.
This theorem is a direct consequence of Theorem 5.1. Note that the case cannot occur because is a prime. β
Corollary 6.2**.**
If
[TABLE]
then
[TABLE]
Proof.
If is even, then and it is trivial that . If is odd, then by Theorem 5.4 (the case is odd). Lastly, note that . β
Theorem 6.3**.**
If
[TABLE]
then
[TABLE]
Proof.
Each equation induces another equation , and these equations are different only if . Moreover, if , then .
First, suppose that and . We have for some . There exist with and such that . Writing , we obtain
[TABLE]
Note that the numbers are pairwise different. Write in the polynomial form . Note that, using the notation of Theorem 4.2 (a), we have . Thus, by Theorem 4.2 (a) and (42), we have , as . Hence
[TABLE]
By Result 2.2, this happens only when the terms in cancel in pairs or is similar to , both of which are not possible.
Next, suppose that and . Similar to the proof of Theorem 5.3, we obtain the equation
[TABLE]
where the two pairs and are different and satisfy
[TABLE]
Write . Note that is a polynomial with exactly nonzero coefficients, as the numbers and are pairwise different (follows from the proof of Theorem 5.3). Thus, by Theorem 4.2 (a) and (42), we have
[TABLE]
By Result 2.2, the terms in cancel in pairs. This implies in and , or and , both of which are not possible. β
Remark 6.4**.**
The bound (42) is not better than the previous bound in (21) (in fact, they are very close). However, the conclusion (43) is better than the conclusion (22).
Theorem 6.5**.**
If
[TABLE]
then
[TABLE]
Proof.
Similar to the proof of Theorem 5.6, we obtain the equation
[TABLE]
where , , are pairwise different pairs each of which satisfy . Write the left-hand-side of (45) as and set . We have and, using the notation of Theorem 4.2 (a), we have . Hence Theorem 4.2 (a) and (44) imply
[TABLE]
This is impossible by the proof of Theorem 5.6. β
Remark 6.6**.**
Therem 6.5 is an improved version of Theorem 5.6, as the bound (44) is better than the one in (33). Furthermore, Theorem 6.1, Theorem 6.3, Theorem 6.2 and Theorem 6.5 prove Main Theorem 2.
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