Strong-field tidal distortions of rotating black holes: III. Embeddings in hyperbolic 3-space
Robert F. Penna, Scott A. Hughes, Stephen O'Sullivan

TL;DR
This paper introduces a method to embed and visualize the distorted horizons of rapidly spinning black holes in hyperbolic 3-space, overcoming previous limitations of Euclidean embeddings for high-spin black holes.
Contribution
It develops a numerical embedding technique for Kerr black hole horizons in hyperbolic space, enabling visualization of highly spinning black holes with spin parameter up to 0.9999.
Findings
Successful embedding of high-spin black hole horizons in hyperbolic space
Visualization of horizon oscillations and tidal distortions
Extension of horizon embedding techniques to arbitrary spins
Abstract
In previous work, we developed tools for quantifying the tidal distortion of a black hole's event horizon due to an orbiting companion. These tools use techniques which require large mass ratios (companion mass much smaller than black hole mass ), but can be used for arbitrary bound orbits, and for any black hole spin. We also showed how to visualize these distorted black holes by embedding their horizons in a global Euclidean 3-space, . Such visualizations illustrate interesting and important information about horizon dynamics. Unfortunately, we could not visualize black holes with spin parameter : such holes cannot be globally embedded into . In this paper, we overcome this difficulty by showing how to embed the horizons of tidally distorted Kerr black holes in a hyperbolic 3-space, . We use black…
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Strong-field tidal distortions of rotating black holes:
III. Embeddings in hyperbolic 3-space
Robert F. Penna
Center for Theoretical Physics, Columbia University, New York, New York 10027, USA
Scott A. Hughes
Stephen O’Sullivan
Department of Physics and Kavli Institute for Astrophysics and Space Research, Massachusetts Institute of Technology, Cambridge, Massachusetts 02139, USA
Abstract
In previous work, we developed tools for quantifying the tidal distortion of a black hole’s event horizon due to an orbiting companion. These tools use techniques which require large mass ratios (companion mass much smaller than black hole mass ), but can be used for arbitrary bound orbits, and for any black hole spin. We also showed how to visualize these distorted black holes by embedding their horizons in a global Euclidean 3-space, . Such visualizations illustrate interesting and important information about horizon dynamics. Unfortunately, we could not visualize black holes with spin parameter : such holes cannot be globally embedded into . In this paper, we overcome this difficulty by showing how to embed the horizons of tidally distorted Kerr black holes in a hyperbolic 3-space, . We use black hole perturbation theory to compute the Gaussian curvatures of tidally distorted event horizons, from which we build a two-dimensional metric of their distorted horizons. We develop a numerical method for embedding the tidally distorted horizons in . As an application, we give a sequence of embeddings into of a tidally interacting black hole with spin . A small amplitude, high frequency oscillation seen in previous work shows up particularly clearly in these embeddings.
I Introduction
A body orbiting a black hole raises tidal bulges on the event horizon, just as the moon raises ocean tides on the Earth. Gravitational torques due to these bulges cause the black hole and orbiting body to exchange energy. The direction of the energy exchange depends on the relative rotation rate of the horizon and the orbit Teukolsky and Press (1974). For fluid bodies in Newtonian gravity, this direction of energy exchange can be described in simple geometric terms: If the angular velocity of the spinning body is faster than that of the orbit (), the bulges lead the orbit’s position, and energy flows from the body to the orbit. If the angular velocity of the body is slower than the orbit (), the bulges lag the orbit, and energy flows from the orbit to the body.
We cannot make such a simple connection between bulges and orbit position for the tidal coupling of an orbit to a black hole’s event horizon. In the limit of slow rotation and slow orbital velocity Hartle (1974), the Newtonian picture applies provided that we reverse “lag” and “lead”: the bulge leads the orbit for an orbit that is slower than the hole’s rotation, but lags when the orbit is faster. This counterintuitive exchange of “lead” and “lag” arises from the horizon’s teleological nature. Determining whether an event is inside or outside a horizon depends on that event’s future history. As such, an event horizon arranges its geometry in anticipation of the stresses that it will feel in the future Hartle (1974); Fang and Lovelace (2005); Damour and Lecian (2009); Poisson (2009); Poisson and Vlasov (2010); Vega et al. (2011); O’Sullivan and Hughes (2014); Poisson (2015); O’Sullivan and Hughes (2016).
Various tools have been developed to understand the geometry of a distorted black hole’s event horizon. A particularly useful tool has been to develop embeddings of the distorted horizon. An embedding is a surface drawn in some 3-dimensional space whose geometry duplicates the geometry of the distorted black hole’s event horizon. In the two previous papers in this series O’Sullivan and Hughes (2014, 2016), we developed tools to embed the horizons of Kerr black holes in Euclidean 3-space, . Unfortunately, these tools cannot be used if the black hole’s dimensionless spin parameter is . Such holes have no global isometric embedding into Smarr (1973), so it is impossible to visualize their tidal interactions in this way.
The goal of this paper is to address this issue by developing techniques to isometrically embed tidally distorted black hole event horizons into hyperbolic 3-space, . All closed surfaces have global isometric embeddings into (for some sufficiently small choice of hyperbolic length scale), so in some sense it is a more natural arena for visualizing surfaces than Pogorelov (1964). Embeddings of undistorted black hole event horizons into have been considered by Gibbons et al. Gibbons et al. (2009). They used the Poincaré half-plane model for hyperbolic space. We will use the Poincaré ball model, which preserves the symmetry of the undistorted horizon under reflection across the equatorial plane.
Our motivation for this analysis is in part simply to complete the story developed in this paper’s predecessors, Refs. O’Sullivan and Hughes (2014) and O’Sullivan and Hughes (2016). Although we developed techniques to quantify the tidal distortion of any Kerr black hole, our previous techniques only allowed us to visualize the distortion for those with spins , a somewhat frustrating limitation. Another motivation is to advocate on behalf of these hyperbolic spaces for visualizing the geometry of rapidly rotating black holes. These spaces and the techniques we develop here may be useful for interpreting numerical relativity simulations involving rapidly rotating black holes. Our results can be generalized to other surfaces in black hole spacetimes, such as apparent horizons and ergospheres. In this context, we note that there is now solid observational evidence that black holes with exist McClintock et al. (2011). The ability to visualize can be a powerful aid to intuition.
Our analysis proceeds in three steps. First, we use black hole perturbation theory to compute the Gaussian curvatures of tidally distorted black hole event horizons. This machinery was developed in O’Sullivan and Hughes (2014, 2016). We use the Teukolsky equation Teukolsky (1973) to compute the perturbation to the Weyl curvature arising from a body of mass orbiting a black hole of mass . Our analysis assumes a large mass ratio, , and that the orbit is bound, so that it can be completely described in the frequency domain. From the Weyl curvature perturbation, it is a simple matter to compute the Gaussian curvature of the perturbed black hole’s horizon O’Sullivan and Hughes (2014).
The second step of our procedure is to reconstruct the two-dimensional metric of the horizon from its Gaussian curvature. We explain this step in Sec. III. We use the fact that every metric on the 2-sphere has the form , where is the unit round metric, is a conformal factor, and is a diffeomorphism. The Cartan equations of structure give a differential equation for which depends on the Gaussian curvature of the distorted horizon. We linearize this equation in the system’s mass ratio and solve for by expansion in spherical harmonics.
In the third step, we develop a numerical method for isometrically embedding the tidally distorted horizon, , into . We begin with an embedding of an undistorted horizon. We triangulate the undistorted horizon and iteratively adjust the positions of the vertices until the induced metric matches the desired metric. Our algorithm is based on a earlier method for embedding surfaces into Nollert and Herold (1996); Ray et al. (2015).
As an application, we show the tidal evolution of a black hole event horizon with spin parameter using a series of embeddings into . As has been seen in much previous work Hartle (1974); Fang and Lovelace (2005); Damour and Lecian (2009); Poisson (2009); Poisson and Vlasov (2010); Vega et al. (2011); O’Sullivan and Hughes (2014); Poisson (2015); O’Sullivan and Hughes (2016), tidal bulges appear in anticipation of tidal forces, before the forces reach the horizon. This is a teleological effect reflecting the global nature of event horizons. We also examine a fairly small amplitude but high frequency oscillation in the horizon’s embedding which had been noted in a previous analysis of the horizon’s curvature O’Sullivan and Hughes (2016), but whose origin remains somewhat mysterious. As of yet, we have not clarified the physical origin of this oscillation, but highlight that the embedding illustrates its nature even more clearly.
The remainder of this paper is organized as follows. We begin in Sec. II by reviewing unperturbed black holes and the basics of hyperbolic geometry: horospheres, geodesics, spheres, and equidistant curves in the Poincaré ball. We then explain in Section III how to reconstruct the metric of a perturbed black hole event horizon from its Gaussian curvature, . Section IV describes our numerical method for embedding distorted event horizons into hyperbolic space; Sec. V gives an application of these techniques to a tidally interacting black hole with . Supporting calculations are collected in Appendices A–C.
II Kerr black holes and hyperbolic space
Spinning, asymptotically flat black holes are described by the Kerr metric Kerr (1963). In Boyer-Lindquist coordinates Boyer and Lindquist (1967), the event horizon is a null surface at radius , where and are the mass and spin parameters of the hole. (We use units with .) The Kerr metric describes a black hole if , and reduces to the Schwarzschild metric for .
Constant time slices of the event horizon are two-spheres, . The geometry of the horizon is slicing-independent because it is a stationary null surface. The two-dimensional metric of the horizon on constant-time slices is Smarr (1973)
[TABLE]
where
[TABLE]
The quantity is related to the Boyer-Lindquist polar angle by (so ), and is the Boyer-Lindquist axial angle ().
The Gaussian curvature of the horizon is Smarr (1973)
[TABLE]
When , the Gaussian curvature is and the horizon is a 2-sphere. As the spin increases, the horizon becomes flattened, just as Newtonian fluid bodies are flattened by centrifugal forces. The curvature increases at the equator and decreases at the poles. At , the horizon is flat () at the poles ). The polar regions become negatively curved () for .
When the poles are negatively curved, the horizon has no global isometric embedding into Euclidean 3-space, . In , the Gaussian curvature at a point on a surface is
[TABLE]
where and are the principal curvatures. Negative curvature requires and to have opposite signs, so that negatively curved regions are locally saddle shaped. However, rotational symmetry about the axis through the poles requires at these points. These conditions are clearly inconsistent, so we cannot surfaces with negatively curved poles in .
In , the (intrinsic) Gaussian curvature at a point on a surface is Spivak (1981)
[TABLE]
where is the hyperbolic length scale (defined below). The new term on the right-hand side contributes negatively to the Gaussian curvature, so negative Gaussian curvature is possible even if the principal curvatures and have the same sign. In particular, in we can make surfaces of revolution with negative Gaussian curvature at the poles. Thus, global isometric embeddings of rapidly spinning black hole horizons can be constructed in Gibbons et al. (2009). The metric of in Poincaré ball coordinates is
[TABLE]
where is the hyperbolic length scale and . The boundary at is an infinite proper distance from all points in . It is straightforward to embed surfaces of revolution such as the horizon (1) into the Poincaré ball (8) (see Appendix A). It is possible to find global isometric embeddings for all black hole spins by making sufficiently small. Figure 1 shows the results. We set and consider embeddings with . The boundary of at is indicated by a black circle. As the spin parameter increases, the curvature of the black hole horizon increases at the equator and decreases at the poles.
To understand these visualizations, it is helpful to compare the horizons with horospheres, geodesics, spheres, and equidistants in . The dashed red circles in Figure 1 are “horocycles,” circles with one point on the boundary of . Surfaces of revolution generated by horocycles are horospheres. Horospheres have zero Gaussian curvature. So one can intuit the sign of the curvature at the north and south poles of the black hole by making comparisons with horospheres (see Figure 1). If the horizon is more curved than the tangent horosphere then it is positively curved, and if it is less curved than the tangent horosphere it is negatively curved. The black hole in Figure 1 is positively curved at the poles, the black hole is flat at the poles, and the black hole is negatively curved at the poles.
The dotted gray arcs in Figure 1 are geodesics. In the Poincaré ball, geodesics are arcs of circles which are perpendicular to the boundary. Surfaces of revolution generated by geodesics have Gaussian curvature . This is the smallest possible curvature at the poles of a surface of revolution in (for fixed ).
A sphere in is a collection of points with the same proper distance from a given point. Hyperbolic and Euclidean spheres have the same images but they have different centers. The hyperbolic center is closer to the boundary at . Consider a sphere centered on the origin of the Poincaré ball with coordinate radius . Its proper radius is
[TABLE]
and its Gaussian curvature is
[TABLE]
For , the Gaussian curvature is , just as in Euclidean space. In the limit , the Gaussian curvature . The black hole in Figure 1 is a round sphere. In Poincaré coordinates, it has radius . (Amusingly, this is the (inverse) golden ratio). Plugging into (9)–(10) gives , as expected.
Equidistants from the -axis of the Poincaré ball are arcs of circles which intersect the boundary at and (Cartesian coordinates are related to spherical coordinates in the usual way). All spheres which are centered on the -axis and touch a given equidistant at a single point have the same proper radius and Gaussian curvature. This means objects with the same proper size appear smaller near the boundary of . One can use equidistants to move surfaces around while preserving their proper sizes and curvatures. This is useful for comparing surfaces at different locations.
The most negatively curved regions in Figure 1 are the north and south poles of the black hole, where . In Figure 1, we set . However, this surface can be embedded into for any . Figure 2 shows embeddings of the same surface for different . The apparent shape of the black hole depends on . Only the relationship between the apparent shape and the hyperbolic boundary at is meaningful.
To understand the relationship between hyperbolic and Euclidean embeddings, it is helpful to compare embeddings of the same horizon into both spaces. Both embeddings exist when . Figure 3 shows a black hole horizon with embedded in Euclidean 3-space and hyperbolic 3-space, for a sequence of hyperbolic length scales, . The hyperbolic embeddings converge to the Euclidean embedding in the limit . Already at they are nearly the same. Decreasing has the effect of “puffing up” the surface so that its apparent shape becomes increasingly round. In the top panel of Figure 3, we have rescaled the hyperbolic radial coordinate so that all embeddings have the same coordinate size at the equator. This moves the hyperbolic boundary to (see the caption of Figure 3 for details). The bottom panel of Figure 3 shows the same series of embeddings without rescaling, so that the hyperbolic boundary is fixed at .
III Perturbing the black hole and reconstructing the horizon metric
Consider a black hole perturbed by an orbiting body. As described in detail in Ref. O’Sullivan and Hughes (2014), we use the Teukolsky equation to compute the Weyl curvature scalar , from which we compute the Gaussian curvature of the perturbed horizon,
[TABLE]
In this equation, is the unperturbed curvature, is the mass ratio. We assume and is independent of . Our goal in this section is to describe how to reconstruct the two-dimensional metric of the perturbed event horizon from .
Constant-time slices of the horizon have the topology . Every metric on has the form111This follows from the uniformization theorem for surfaces.
[TABLE]
where is the unit round metric, is a scalar function, is a diffeomorphism, and is the pull-back of by . Our task is to find and such that the Gaussian curvature of is .
The black hole is weakly perturbed, so let
[TABLE]
where is the unperturbed conformal factor. First we need to determine the unperturbed conformal factor by comparing the unperturbed metric (1)
[TABLE]
with the unit round metric:
[TABLE]
where . The terms inside the square brackets are related by the coordinate change
[TABLE]
This fixes the unperturbed diffeomorphism . The terms outside the square brackets in eqs. (14)-(15) fix :
[TABLE]
where is the composition of with . Note that the numerator and denominator of the rhs are both functions of the unprimed coordinates.
Now we turn to the problem of computing the perturbed metric. We define and . These are just the functions and evaluated in primed coordinates . They are related by
[TABLE]
where is the Laplacian with respect to the unit round metric (see Appendix B).
Equation (19) is a single differential equation for the two unknown functions, and . For simplicity, we will seek solutions with . This leaves one unknown, , which appears nonlinearly in (19). We are only interested in weakly perturbed black holes, so we can use the fact that to linearize (19) in the mass ratio. Linearizing and rearranging gives
[TABLE]
which is a linear differential equation for the single unknown function . We have set and , and we have used the relation
[TABLE]
which is proved in Appendix B.
Equation (20) is solved by series expansion. Let
[TABLE]
where are the usual spherical harmonics on the unit round sphere. We choose the normalization . Plugging into (20) and integrating against gives
[TABLE]
where the are Clebsch-Gordan coefficients Sakurai (1994). Equation (III) is an infinite system of linear algebraic equations for the . We obtain a finite set of equations by truncating (22)-(24) at a finite . The finite set is solved numerically. This completes the solution for the perturbed metric on the horizon.
To summarize, the perturbed metric is
[TABLE]
where is defined by (15), is defined by (16)-(17), is defined by (18), and is obtained by solving (III) for the . By construction, the Gaussian curvature of is Eq. (11), as desired.
III.1 Example: perturbed Schwarzschild
The simplest example is a perturbed Schwarzschild black hole (). In this case, , and is the identity. Equation (24) becomes
[TABLE]
Let . Then there is no distinction between primed and unprimed quantities, and the solution of (III) is simply
[TABLE]
This is singular when involves first degree spherical harmonics. In this case, the metric cannot be in the same conformal class as the round metric (). This is related to an obstruction first observed by Kazdan and Warner (1974). However, the spin-two nature of the gravitational field guarantees that first degree spherical harmonics can always be eliminated from .
When , the obstructions to solving (III) are less clear. In all the examples we have checked, we were able to find solutions for the perturbed horizon in the same conformal class as the unperturbed horizon (i.e., assuming ).
IV Embedding into
In the previous section, we reconstructed the metric of the perturbed horizon, , from its Gaussian curvature. In this section, our goal is to isometrically embed into .
We begin with an isometric embedding of the unperturbed horizon, , obtained as in Appendix A. We triangulate this surface using a maximal planar graph. The triangulation has vertices and edges. Our goal is to adjust the positions of the vertices so that the surface converges to . We use a modification of the method developed by Nollert and Herold (1996) for embedding surfaces into Euclidean 3-space.
Consider an edge in the triangulation with endpoints and . Let the initial coordinates of and be
[TABLE]
Our goal is to find new positions,
[TABLE]
such that the embedded surface approaches . We then iterate the adjustment process until the surface converges to .
Define the initial length of edge to be
[TABLE]
where is evaluated at the midpoint of the edge. Equation (33) defines the distance between and as the length along a line in . A better (but more complicated) approach is to define distances using geodesics on the embedded surface. We present these improvements in Appendix C.
The desired length of edge is
[TABLE]
where and are evaluated at the midpoint of the edge. Let
[TABLE]
Our goal is to choose and such that the new length of is .
Linearizing (34) gives
[TABLE]
The derivatives on the rhs are computed using (33). For example,
[TABLE]
Equation (37) is a linear equation for the unknowns and . Each edge in the triangulation gives one such equation, so we have equations. The total number of unknowns is (three coordinates, , for each vertex in the triangulation), so we need six more equations. These are provided by the six components of the constraint equations
[TABLE]
which fix the overall position and orientation of the surface.
Eqs. (37) and (39)-(40) are a system of linear equations for the unknowns, . We have solved these equations numerically. Iterating gives a series of surfaces which converge toward .
V Example
Consider an black hole perturbed by an orbiting body, and let be the mass ratio. We assume the perturbing body is on an equatorial orbit with semi-latus rectum and eccentricity .
We use the tools developed in O’Sullivan and Hughes (2014, 2016) to compute the Gaussian curvature of the perturbed horizon as a function of “ingoing time” . (“Ingoing time” is a variant of the Boyer-Lindquist time coordinate that is well behaved on the event horizon.) Then we solve (III) to reconstruct the metric of the perturbed horizon as a function of . We keep terms up to order . Finally, we iteratively solve (37) and (39)-(40) for the embedding. We use a triangulation with vertices, evenly spaced in and , and iterate the embedding equations 16 times.
Figure 4 shows the horizon embedding we find at evenly spaced snapshots of constant ingoing time, , as the perturbing body leaves periapsis. The orbiting body raises tidal bulges on the black hole horizon. Dissipation on the stretched horizon causes the black hole and the orbiting body to exchange energy, as discussed in detail in Refs. Hartle (1974); O’Sullivan and Hughes (2014, 2016).
Event horizons behave teleologically because their location depends on the entire future history of spacetime. As a result, the shape of the horizon changes before tidal forces are applied. The timescale for teleological effects is inversely proportional to the surface gravity of the horizon. The surface gravity is a decreasing function of spin, so teleological effects are most prominent at high spins.
For the case considered here, O’Sullivan and Hughes (2016) observed that the horizon’s curvature exhibits small amplitude, high-frequency oscillations. During the oscillations themselves, there are no significant tidal forces acting on the horizon. Figure 5 shows the Gaussian curvature of the horizon at as a function of ingoing time , demonstrating the oscillations in Gaussian curvature shown in the earlier work. (To make the effect more apparent, we have increased the mass ratio to ). Figure 6 shows a visualizations of this effect on the horizon’s geometry using embeddings into hyperbolic 3-space, a visualization which previous work could not provide. We can see quite clearly that, whatever the physical origin of this process (which at this time remains somewhat mysterious), it can be clearly discerned in the horizon’s embedded geometry.
VI Concluding discussion
In this paper, we have extended the tools we developed in previous work to allow us to visualize tidally distorted black hole horizons to encompass all allowed values of the Kerr spin parameter. Our main innovation is to use a hyperbolic embedding space, as advocated in Ref. Gibbons et al. (2009), which circumvents the most critical shortcoming of a Euclidean embedding space (namely, that Euclidean spaces cannot be used to embed a region with negative curvature about an axis of rotational symmetry). Using these tools, we are able to visualize the dynamics of horizon distortions for the particularly interesting case of black holes whose spins approach the maximal limit. Past work has uncovered interesting and hard-to-understand behavior for these black holes. The ability to visualize the horizon’s behavior via these embeddings may be useful for understanding these phenomena.
Although we focus on embeddings of black holes tidally distorted by a small orbiting body in this analysis, we particularly wish to highlight the fact that hyperbolic spaces may be useful for a broader class of problems. For example, these spaces may be useful for studies of rapidly rotating black holes in numerical relativity, or for studying the geometries of horizons following binary black hole coalescence. Hyperbolic spaces are a natural arena for visualizing the behavior of surfaces with a wide range of Gaussian curvature, and so can provide powerful tools for presenting and understanding complex geometric phenomena, such as those involving black holes.
Acknowledgements.
R.F.P. was supported by a Prize Postdoctoral Fellowship in the Natural Sciences at Columbia University and a Pappalardo Fellowship in Physics at MIT. S.A.H. and S.O. were supported by NSF grant PHY-1403261. S.A.H. in addition thanks the Department of the School of Mathematics and Statistics of University College Dublin, where this paper was completed.
Appendix A Embeddings of unperturbed horizons
It is helpful to rewrite the Poincaré ball metric (8) in Cartesian coordinates,
[TABLE]
Define a map by the formulas
[TABLE]
Plugging into (41) gives
[TABLE]
Comparing this metric with the two-dimensional horizon metric (1) gives
[TABLE]
We solve (44) for :
[TABLE]
The remaining equation is a nonlinear first order ordinary differential equation for , which we solve numerically. The embedding is now fully determined.
Appendix B Curvature formulas
In this section we prove equations (19) and (21). The calculation is in Kazdan and Warner (1975), but we include it here for completeness. Let be a metric on with Gaussian curvature , and let be a conformally related metric with Gaussian curvature . The claim is
[TABLE]
where is the Laplacian with respect to .
Eqs. (19) and (21) are special cases of (47). The former is obtained by identifying , , and . The latter is obtained by identifying , , and .
To prove the claim, let be a local oriented orthonormal coframe field for , and let be the connection form. Cartan’s equations of structure are
[TABLE]
Now consider , a local oriented orthonormal coframe field for . Cartan’s equation (48) gives
[TABLE]
and it follows that . So by Cartan’s equation (50),
[TABLE]
which implies the claim (47).
Appendix C Distance formulas
Equation (33) defines distances between vertices using straight lines in . We expect this to give the correct embedding in the large limit. In practice is finite, so it can be advantageous to improve the distance formula (33) by, for instance, using geodesics on the embedded surface. However, complicated distance formulas are computationally expensive. There is a trade-off between increasing the complexity of the distance formula (33) and increasing .
Following Nollert and Herold (1996), we define distances between vertices using great circles on . Consider points on at polar angles and . They are connected by a great circle with arc length
[TABLE]
The equation for the great circle is
[TABLE]
where
[TABLE]
and parametrizes distance along the circle. The distance formula becomes
[TABLE]
where derivatives are evaluated at the midpoint . For our numerical calculations, we used (58) in place of (33).
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