Complete reducibility, Kulshammer's question, conjugacy classes: a D_4 example
Tomohiro Uchiyama

TL;DR
This paper explores rationality and conjugacy class problems for subgroups of algebraic groups over nonperfect fields, providing new examples in type D_4 that challenge existing assumptions and extend known phenomena.
Contribution
It presents the first known examples of subgroup rationality discrepancies and counterexamples to Külshammer's question specifically for type D_4 groups.
Findings
Existence of a D_4 subgroup that is G-completely reducible over an algebraic closure but not over the base field.
Counterexample to Külshammer's question for D_4 type groups.
Analysis of conjugacy class counts involving nonseparable subgroups.
Abstract
Let be a nonperfect separably closed field. Let be a connected reductive algebraic group defined over . We study rationality problems for Serre's notion of complete reducibility of subgroups of . In particular, we present a new example of subgroup of of type in characteristic such that is -completely reducible but not -completely reducible over (or vice versa). This is new: all known such examples are for of exceptional type. We also find a new counterexample for K\"ulshammer's question on representations of finite groups for of type . A problem concerning the number of conjugacy classes is also considered. The notion of nonseparable subgroups plays a crucial role in all our constructions.
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Taxonomy
TopicsAdvanced Algebra and Geometry · Finite Group Theory Research · Algebraic Geometry and Number Theory
Complete reducibility, Külshammer’s question, conjugacy classes: a example
Tomohiro Uchiyama
National Center for Theoretical Sciences, Mathematics Division
No. 1, Sec. 4, Roosevelt Rd., National Taiwan University, Taipei, Taiwan
email:[email protected]
Abstract
Let be a nonperfect separably closed field. Let be a connected reductive algebraic group defined over . We study rationality problems for Serre’s notion of complete reducibility of subgroups of . In particular, we present a new example of subgroup of of type in characteristic such that is -completely reducible but not -completely reducible over (or vice versa). This is new: all known such examples are for of exceptional type. We also find a new counterexample for Külshammer’s question on representations of finite groups for of type . A problem concerning the number of conjugacy classes is also considered. The notion of nonseparable subgroups plays a crucial role in all our constructions.
Keywords: algebraic groups, complete reducibility, rationality, geometric invariant theory, representations of finite groups, conjugacy classes
1 Introduction
Let be a field. Let be an algebraic closure of . Let be a connected affine algebraic -group: we regard as a -defined algebraic group together with a choice of -structure in the sense of Borel [8, AG. 11]. We say that is reductive if the unipotent radical of is trivial. Throughout, is always a connected reductive -group. In this paper, we continue our study of rationality problems for complete reducibility of subgroups of [36], [33]. By a subgroup of we mean a (possibly non--defined) closed subgroup of . Following Serre [25, Sec. 3]:
Definition 1.1**.**
A subgroup of is called -completely reducible over (-cr over for short) if whenever is contained in a -defined parabolic subgroup of , then is contained in a -defined Levi subgroup of . In particular if is not contained in any proper -defined parabolic subgroup of , is called -irreducible over (-ir over for short).
So far, most studies on complete reducibility is for complete reducibility over only; see [18], [29], [30] for example. We say that a subgroup of is -cr if it is -cr over . Not much is known on complete reducibility over (especially for nonperfect ) except a few theoretical results and important examples; see [3, Sec. 5], [1], [36], [33]. In [35, Thm. 1.10], [34, Thm. 1.8], [36, Thm. 1.2], [6, Sec. 6], Bate et al. and we found several examples of -subgroups of that are -cr over but not -cr (or vice versa). All these examples are for of exceptional type (, , , ) in and constructions are very intricate. The first main result in this paper is the following:
Theorem 1.2**.**
Let be a nonperfect separably closed field of characteristic . Let be a simple -group of type . Then there exists a -subgroup of that is -cr over but not -cr (or vice versa).
A few comments are in order. First, one can embed inside , or as a Levi subgroup. Since a subgroup contained in a -Levi subgroup of is -cr over if and only if it is -cr over (Proposition 2.3), one might argue that our “new example” is not really new. However we have checked that our example is different from any example in [35, Thm. 1.10], [34, Thm. 1.8], [36, Thm. 1.2]. So this is the first such example for classical . Second, the non-perfectness of is essential in Theorem 1.2 in view of the following [4, Thm. 1.1]:
Proposition 1.3**.**
Let be a subgroup of . Then is -cr over if and only if is -cr over (where is a separable closure of ).
So in particular if is perfect, a subgroup of is -cr over if and only if it is -cr. Proposition 1.3 is deep: it depends on the recently proved -years-old center conjecture of Tits (see Conjecture 4.1) in spherical buildings [25], [31], [20]. Third, the -definedness of in Theorem 1.2 is important. Actually it is not difficult to find a -subgroup with the desired property. For our construction of a -defined subgroup , it is essential for to be nonseparable in . We write or for the Lie algebra of . Recall [6, Def. 1.1]:
Definition 1.4**.**
A subgroup of is nonseparable if the dimension of is strictly smaller than the dimension of (where acts on via the adjoint action). In other words, the scheme-theoretic centralizer of in (in the sense of [12, Def. A.1.9]) is not smooth.
We exhibit the importance of nonseparability of in the proof of Theorem 1.2. Proper nonseparable -subgroups of are hard to find, and only handful examples are known [6, Sec. 7], [35, Thm. 1.10] [34, Thm. 1.8], [36, Thm. 1.2]. It is known that if is very good for , every subgroup of is separable [6, Thm. 1.2]. Thus, to find a nonseparable subgroup we are forced to work in small . See [6], [14] for more on separability.
In the rest of this section we assume is algebraically closed. In [35], we asked:
Question 1.5**.**
Let be a triple of reductive groups with and connected. If is -cr then it is -cr (and vice versa)?
In general, the answer is no in either direction. It is easy to find a counterexample for the reverse direction: take and in and sits inside via the adjoint representation. For more counterexamples, see [18], [29]. A counterexample for the forward direction is hard to find and only a handful such examples are known [35, Thm. 1.1], [34, Thm. 1.2], [6, Sec. 6]. All these examples are for of exceptional type (, , , ) in . Here is our second main result:
Theorem 1.6**.**
Let be of characteristic . Let be simple and of type . Then there exists a pair of reductive subgroups of such that is a reductive pair and is -cr but not -cr.
Recall that a pair of reductive groups and is called a reductive pair if is an -module direct summand of . See [13] for more on reductive pairs. For our construction, nonseparablity of is essential [6, Thm. 1.4]:
Proposition 1.7**.**
Suppose that is a reductive pair. Let be a subgroup of such that is separable in . If is -cr then is -cr.
Now we move on to a problem with a slightly different flavor. Let be a finite group. By a representation of in a reductive group , we mean a homomorphism from to . We write for the set of representations of in . The group acts on by conjugation. Let be a Sylow -subgroup of . In [16, Sec. 2], Külshammer asked:
Question 1.8**.**
Let be a reductive algebraic group defined over an algebraically closed field of characteristic . Let . Then are there only finitely many representations such that is -conjugate to ?
It is known that in general the answer is no. Two counterexamples are known: one in of type [5] and the other in of type [34, Thm. 1.14] (both in ). The third main result in this paper is
Theorem 1.9**.**
Let be of characteristic . Let be simple of type . Then there exists a finite group with a Sylow -subgroup and representations for such that is not conjugate to for but the restrictions are not pairwise conjugate for all .
We note that nonseparability plays a crucial role in the proof of Theorem 1.9. In this paper, the reader will see that seemingly unrelated Questions 1.5 and 1.8 (and the rationality problems for -complete reducibility above and the problem on conjugacy classes below) are related: all our main results concerning these problems (Theorems 1.2, 1.6, 1.9, 1.11) are based on the same mechanism (nonseparability plus some modifications). However, it is not completely clear yet (at least to the author) how exactly these problems are related. The main purpose of this paper is to give a chance for the reader to look at these problems all in once with a relatively easy example in of type to stimulate further research on relations between these problems.
Finally we consider a problem on the number of conjugacy classes. Given , we let act on by simultaneous conjugation: In [26], Slodowy proved the following result, applying Richardson’s beautiful tangent space argument [22, Sec. 3], [23, Lem. 3.1].
Proposition 1.10**.**
Let be a reductive subgroup of a reductive algebraic group defined over an algebraically closed field . Let , let and let be the subgroup of generated by . Suppose that is a reductive pair and that is separable in . Then the intersection is a finite union of -conjugacy classes.
Proposition 1.10 has many consequences; see [3], [26], and [37, Sec. 3] for example. Here is our main result on conjugacy classes:
Theorem 1.11**.**
Let be of characteristic . Let be simple of type . Let be the subsystem subgroup of type . Then there exists and a tuple such that is an infinite union of -conjugacy classes.
Here is the structure of the paper. In Section 2, we set out the notation and show some preliminary results. Then in Section 3, we prove our first main result (Theorem 1.2) concerning a rationality problem for complete reducibility. In Section 4, we prove some rationality result (Theorem 4.5) related to the center conjecture. In Section 5, we give a short proof for our second main result on complete reducibility (Theorem 1.6) using a recent result from Geometric Invariant Theory (Proposition 2.7). Then in Section 6, we prove Theorem 1.9 giving a new counterexample to the question of Külshammer. Finally in Section 7 we consider a problem on conjugacy classes and prove Theorem 1.11.
2 Preliminaries
Throughout, we denote by a separably closed field. Our references for algebraic groups are [8], [9], [12], [15], and [27].
Let be a (possibly non-connected) affine algebraic group. We write for the identity component of . We write for the derived group of . A reductive group is called simple as an algebraic group if is connected and all proper normal subgroups of are finite. We write and ( and ) for the set of -characters and -cocharacters (-characters and -cocharacters) of respectively. For -characters and -cocharacters we simply say characters and cocharacters of .
Fix a maximal -torus of (such a exists by [8, Cor. 18.8]). Then splits over since is separably closed. Let denote the set of roots of with respect to . We sometimes write for . Let . We write for the corresponding root subgroup of . We define . Let . Let be the coroot corresponding to . Then is a -homomorphism such that for some . Let denote the reflection corresponding to in the Weyl group of . Each acts on the set of roots by the following formula [27, Lem. 7.1.8]: By [11, Prop. 6.4.2, Lem. 7.2.1] we can choose -homomorphisms so that
The next result [36, Prop. 1.12] shows complete reducibility behaves nicely under central isogenies. In this paper we do not specify the isogeny type of . (Our argument works for of any isogeny type anyway.) Note that if is algebraically closed, the centrality assumption for is not necessary in Proposition 2.2.
Definition 2.1**.**
Let and be reductive -groups. A -isogeny is central if is central in where is the differential of at the identity of and is the Lie algebra of .
Proposition 2.2**.**
Let and be reductive -groups. Let and be subgroups of and be subgroups of and respectively. Let be a central -isogeny.
If is -cr over , then is -cr over . 2. 2.
If is -cr over , then is -cr over .
The next result [2, Thm. 1.4] is used repeatedly to reduce problems on -complete reducibility to those on -complete reducibility where is a Levi subgroup of .
Proposition 2.3**.**
Suppose that a subgroup of is contained in a -defined Levi subgroup of . Then is -cr over if and only if it is -cr over .
We recall characterizations of parabolic subgroups, Levi subgroups, and unipotent radicals in terms of cocharacters of [27, Prop. 8.4.5]. These characterizations are essential to translate results on complete reducibility into the language of GIT; see [3], [7] for example.
Definition 2.4**.**
Let be a affine -variety. Let be a -morphism of affine -varieties. We say that exists if there exists a -morphism (necessarily unique) whose restriction to is . If this limit exists, we set .
Definition 2.5**.**
Let . Define
Then is a parabolic subgroup of , is a Levi subgroup of , and is the unipotent radical of . If is -defined, , , and are -defined [24, Sec. 2.1-2.3]. Any -defined parabolic subgroups and -defined Levi subgroups of arise in this way since is separably closed. It is well known that . Note that -defined Levi subgroups of a -defined parabolic subgroup of are -conjugate [7, Lem. 2.5(iii)]. Let be a reductive -subgroup of . Then, there is a natural inclusion of -cocharacter groups. Let . We write or just for the parabolic subgroup of corresponding to , and for the parabolic subgroup of corresponding to . It is clear that and .
Recall the following geometric characterization for complete reducibility via GIT [3]. Suppose that a subgroup of is generated by -tuple of , and acts on by simultaneous conjugation.
Proposition 2.6**.**
A subgroup of is -cr if and only if the -orbit is closed.
Combining Proposition 2.6 and a recent result from GIT [7, Thm. 3.3] we have
Proposition 2.7**.**
Let be a subgroup of . Let . Suppose that exists. If is -cr, then is -conjugate to .
3 -cr vs -cr over (Proof of Theorem 1.2)
Let be a simple algebraic group of type defined over a nonperfect field of characteristic . Fix a maximal -torus of and a -defined Borel subgroup of . let be the set of roots corresponding to , and be the set of positive roots of corresponding to and . The following Dynkin diagram defines the set of simple roots of .
We label in the following. The corresponding negative roos are defined accordingly. Note that Roots 1, 2, 3, 4 correspond to , , , respectively.
Let . Then Let . Pick with and . Let . Define
[TABLE]
Here is our first main result in this section.
Proposition 3.1**.**
* is -defined. Moreover, is -cr but not -cr over .*
Proof.
First, we have Using this and the commutation relations [15, Lem. 32.5 and Prop. 33.3], we obtain
[TABLE]
Since , , and , commutes with . Now it is clear that is -defined (since it is generated by -points).
Now we show that is -cr. It is sufficient to show that is -cr since it is -conjugate to . Since is contained in , by Proposition 2.3 it is enough to show that is -cr. By inspection, is -ir (this is easy since ).
Next, we show that is not -cr over . Suppose the contrary. Clearly is contained in that is -defined. Then there exists a -defined Levi subgroup of containing . Then by [7, Lem. 2.5(iii)] there exists such that is contained in . Thus . So . By [27, Prop. 8.2.1], we set Using the labelling of the positive roots above, we have . We compute how acts on :
[TABLE]
Using this and the commutation relations,
[TABLE]
Thus if we must have
[TABLE]
The last equation gives . This is impossible since . We are done. ∎
Remark 3.2*.*
From the computations above we see that the curve is not contained in , but the corresponding element in , that is, is contained in . Then the argument in the proof of [35, Prop. 3.3] shows that is strictly smaller than . So is non-separable in . In fact, combining [1, Thm. 1.5] and [1, Thm. 9.3] we have that if a -subgroup of is separable in and is -cr, then it is -cr over .
Now we move on to the second main result in this section. We use the same , , , , and, as above. Let . Let
[TABLE]
Define
[TABLE]
Proposition 3.3**.**
* is -defined. Moreover, is -ir over but not -cr.*
Proof.
is clearly -defined. First, we show that is -ir over . Note that
[TABLE]
Thus we see that is contained in . So is contained in .
Lemma 3.4**.**
* is the unique proper parabolic subgroup of containing .*
Proof.
Suppose that is a proper parabolic subgroup of containing . In the proof of Proposition 3.1 we have shown that is -cr. Then there exists a Levi subgroup of containing since is contained in . Since Levi subgroups of are -conjugate by [7, Lem. 2.5(iii)], without loss, we set . Then , so centralizes . Recall that by [27, Thm. 13.4.2], is an open set of where is the opposite of containing .
Lemma 3.5**.**
.
Proof.
First of all, from Equation (3.1) we see that is contained in . Since , is also contained in . So is contained in . Set for some . Using Equation (3.1) and the commutation relations, we obtain
[TABLE]
So, if we must have , and . But for , so for . Then
[TABLE]
So we must have if . Thus we conclude that . Similarly, we can show that . A direct computation shows that and . We are done. ∎
Since centralizes , Lemma 3.5 yields . Then we can set for some . By the Bruhat decomposition, is one of the following forms:
[TABLE]
We rule out the second case. Suppose is of the second form. Note that . But . So it is enough to show that . Since and are contained in we can assume . We have
[TABLE]
Using this, we can compute how acts on each root subgroup of . In particular and . Thus
[TABLE]
So must be of the first form. Then . Thus . We are done. ∎
Lemma 3.6**.**
* is not -defined.*
Proof.
Suppose the contrary. Since is -defined, is -conjugate to by [8, Thm. 20.9]. Thus we can put for some . So since parabolic subgroups are self-normalizing. Then for some . Thus is a -point of . Then by the rational version of the Bruhat decomposition [8, Thm. 21.15], there exists a unique and a unique such that . This is a contradiction since . ∎
Now Lemmas 3.4, 3.6 show that is -ir over .
Lemma 3.7**.**
* is not -cr.*
Proof.
We had . Then since . Using the commutation relations, we see that . Note that contains that does not commute with any non-trivial element of . Also, since , does not commute with any non-trivial element of . Thus we conclude that . So which is unipotent. Then by the classical result of Borel-Tits [10, Prop. 3.1], we see that is not -cr. Since is a normal subgroup of , by [7, Ex. 5.20], is not -cr. Then by [3, Cor. 3.17], is not -cr. ∎
∎
4 Tits’ center conjecture
In [31], Tits conjectured the following:
Conjecture 4.1**.**
Let be a spherical building. Let be a convex contractible simplicial subcomplex of . If is an automorphism group of stabilizing , then there exists a simplex of fixed by .
This so-called center conjecture of Tits was proved by case-by-case analyses by Tits, Mühlherr, Leeb, and Ramos-Cuevas [17], [19], [21]. Recently uniform proof was given in [20]. In relation to the theory of complete reducibility, Serre showed [25]:
Proposition 4.2**.**
Let be a reductive -group. Let be the building of . If is not -cr, then the fixed point subcomplex is convex and contractible.
We identify the set of proper -parabolic subgroups of with in the usual sense of Tits [32]. Note that for a subgroup of , induces an automorphism group of stabilizing . Thus, combining the center conjecture with Proposition 4.2 we obtain
Proposition 4.3**.**
If a subgroup of is not -cr over , then there exists a proper -parabolic subgroup of containing and .
Proposition 4.3 was an essential tool to prove various theoretical results on complete reducibility over nonperfect in [33] and [36]. We have asked the following in [33, Rem. 6.5]:
Question 4.4**.**
If is not -cr over , then does there exist a proper -parabolic subgroup of containing ?
The answer is yes if is -defined (or is perfect). Since in that case the set of points are dense in (since we assume ) and the result follows from Proposition 4.3. The main result in this section is to present a counterexample to Question 4.4 when is nonperfect.
Theorem 4.5**.**
Let be nonperfect of characteristic . Let be simple of type . Then there exists a non-abelian -subgroup of such that is not -cr over but is not contained in any proper -parabolic subgroup of .
Remark 4.6*.*
Borel-Tits [10, Rem. 2.8] mentioned that if is nonperfect of characteristic and , there exists a -plongeable unipotent element in of type such that is not contained in any proper -parabolic subgroup of (with no proof). Note that such generates a (cyclic) subgroup of that is not -cr over . (Recall that a unipotent element is called -plongeable if it can be embedded in the unipotent radical of a proper -parabolic subgroup of [10].) Theorem 4.5 is a nonabelian version of Borel-Tits’ result. Also the assumption is not necessary here.
Proof.
We keep the same notation from the previous section. Set , , and . Let . Then is not -cr over . We have . It is clear that . Thus . By running a similar argument as in the proof of Lemma 3.4 in the previous section, we find that the only proper parabolic subgroup of containing is (since ). Clearly does not contain . Therefore there is no proper parabolic subgroup of containing . Thus there is no proper parabolic subgroup of containing . ∎
5 G-cr vs -cr (Proof of Theorem 1.6)
From this section we assume is algebraically closed. Let be as in the hypothesis. Let with and . Let . Let . Define
[TABLE]
Then is -cr (by the same argument as in the previous section). Now let .
Proposition 5.1**.**
* is not -cr.*
Proof.
Let . Then . Let be the natural projection. Let . We have
[TABLE]
We see that is not -conjugate to since centralizes . By Proposition 2.7, this shows that is not -cr. ∎
6 Külshammer’s question (Proof of Theorem 1.9)
Let be odd. Let be the dihedral group of order . Let
[TABLE]
Let (a Sylow -subgroup of ). Let be as in the hypothesis. Choose with and . Let and . For each define by
[TABLE]
An easy computation shows that this is well-defined. Let . Then and . Thus . So are pairwise conjugate.
Now suppose that is conjugate to . Then there exists such that . Since , we must have . So let for some and . Then we have
[TABLE]
Note that and . Since , we have . This implies . Now an easy computation shows . Thus . Since is a simple group of type , cannot be - conjugate to if . We are done.
7 Conjugacy classes (Proof of Theorem 1.11)
Proof.
Let be as in the hypothesis. Let . Then . Using the commutation relations we have . Let . Pick with and . Let . Define . By the same argument as that in the proof of [35, Lem. 5.1] we obtain (since ). By a standard result there exists such that . Now let . Let and set . Then by the similar argument to that in the proof of [35, Lem. 5.1] yields that is an infinite union of -conjugacy classes. (The crucial thing here is the existence of a curve that is tangent to but not tangent to , in other words is nonseparable in .) Now let be the canonical projection. Then . Since is -ir as shown in the previous section, by [28, Prop. 3.5.2] we are done. ∎
Acknowledgements
This research was supported by a postdoctoral fellowship at the National Center for Theoretical Sciences at the National Taiwan University.
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