How self-organized criticality works: A unified mean-field picture

TL;DR

This paper develops a mean-field theory for stochastic self-organized critical models, analyzing sandpile and forest-fire models to understand their critical behavior, scaling laws, and phase transitions.

Contribution

It introduces a unified mean-field framework for SOC models, deriving critical exponents and analyzing the effects of dissipation and finite size, validated by numerical simulations.

Findings

Identifies order parameter as active site density.

Derives critical exponents for subcritical and supercritical states.

Distinguishes regimes in forest-fire models and confirms results with simulations.

Abstract

We present a unified mean-field theory, based on the single site approximation to the master-equation, for stochastic self-organized critical models. In particular, we analyze in detail the properties of sandpile and forest-fire (FF) models. In analogy with other non-equilibrium critical phenomena, we identify the order parameter with the density of ``active'' sites and the control parameters with the driving rates. Depending on the values of the control parameters, the system is shown to reach a subcritical (absorbing) or super-critical (active) stationary state. Criticality is analyzed in terms of the singularities of the zero-field susceptibility. In the limit of vanishing control parameters, the stationary state displays scaling characteristic of self-organized criticality (SOC). We show that this limit corresponds to the breakdown of space-time locality in the dynamical rules of the models. We define a complete set of critical exponents, describing the scaling of order parameter, response functions, susceptibility and correlation length in the subcritical and supercritical states. In the subcritical state, the response of the system to small perturbations takes place in avalanches. We analyze their scaling behavior in relation with branching processes. In sandpile models because of conservation laws, a critical exponents subset displays mean-field values ($\nu=1/2$ and $\gamma = 1$) in any dimensions. We treat bulk and boundary dissipation and introduce a new critical exponent relating dissipation and finite size effects. We present numerical simulations that confirm our results. In the case of the forest-fire model, our approach can distinguish between different regimes (SOC-FF and deterministic FF) studied in the literature and determine the full spectrum of critical exponents.