Cytoprotection Concepts for Ischemic Stroke in the Recanalization Era
Johannes Boltze, Marc Fisher

TL;DR
This review discusses modern strategies to protect brain cells during ischemic stroke, focusing on how these approaches can enhance the benefits of recanalization therapies like endovascular thrombectomy.
Contribution
The paper provides updated insights into cytoprotection strategies and their integration with recanalization therapies through improved preclinical models and clinical trial designs.
Findings
Cytoprotective approaches are being re-evaluated in translational research and early clinical trials.
Advanced brain imaging can serve as biomarkers or tools for patient selection in cytoprotection trials.
Improved preclinical models are needed to better reflect human stroke conditions.
Abstract
Recanalization therapies for ischemic stroke, in particular endovascular thrombectomy, have revolutionized acute stroke management. Cytoprotective approaches were unsuccessfully tested in the pre‐recanalization era but have seen a renaissance in translational research and early clinical trials as a potential intervention to augment the impact of recanalization therapies. The new clinical trial approaches in which cytoprotective therapies are now being applied require refinement of cytoprotective application strategies. This has a profound impact on both preclinical translational and clinical research. This review summarizes current cytoprotection concepts and explains their rationale based on ischemic stroke pathophysiology and provides an overview of cytoprotection approaches currently under clinical assessment. Preclinical assessment of novel cytoprotective paradigms will require…
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FIGURE 1
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FIGURE 3| Cytoprotectant | Type | Proposed effect | Trial phase | Stroke stages applied in | Safety | Efficacy | Other aspects | Refs. |
|---|---|---|---|---|---|---|---|---|
| 3K3A‐APC | pleiotropic PAR1 agonist | neuroprotection, vasculoprotection | 2 | acute | yes | uncertain* | used with recanalization to reduce ICH rates | Lyden et al., 2019 [ |
| Afamelanotide | α‐melanocyte stimulating hormone analogue |
neuroprotection, anti‐inflammation | 1 and 2 | acute | yes | not yet shown | Stanislaus et al., 2023 [ | |
| ApTOLL | TLR4 antagonist | anti‐inflammation | 1 and 2 | acute | yes | preliminary evidence | Hernández‐Jiménez et al., 2023 [ | |
| AST‐004 | partial adenosine A1R/A3R agonist | neuroprotection, glioprotection (?) | 1 | acute | yes | not yet shown | Manna et al., 2024 [ | |
| Cerebrolysin | porcine neuropeptide mix |
unclear / diverse, pro‐regenerative (?) | 2 | acute into subacute (daily infusions for 14 days) | yes | uncertain | also used with tPA to reduce ICH rates |
Khasanova et al., 2023 [ Poliakovic et al., 2021 [ |
| Citicoline | cell membrane stabilizer |
cytoprotection, anti‐inflammation, anti‐excitotoxicity (?) | 2 | acute into subacute (daily infusions for 3 days + oral for another 39 days) | yes | no | Argarwal et al., 2022 [ | |
| Dl‐3‐n‐butylphthalide | synthetic version of a compound found in celery oil | anti‐inflammation (?), anti‐apoptosis (?), anti‐oxidation (?) | 2 and 3 | acute into subacute (daily infusions for 14 days +oral for another 76 days) | yes | preliminary evidence | specifically investigated for use with recanalization |
Chen et al., 2025 [ Wang et al., 2023 [ Luo et al., 2019 [ |
| edaravone‐ dexborneol | composite molecule | anti‐oxidation | 2 and 3 | acute into subacute (daily infusions for 12 or 14 days) | yes | uncertain |
Chen et al., 2025 [ Ma et al., 2025 [ Fu et al., 2024 [ Xu et al., 2021 [ | |
| GD‐11 | edaravone‐derivative |
anti‐apoptosis, anti‐oxidation | 2 | acute into subacute (daily infusions for 10 days) | yes | no | designed for better BBB crossing, converts in edaravone in plasma | Zhang et al., 2025 [ |
| glyceryl trinitrate | nitric oxide donor |
vasodilation, anti‐oxidation | 2 | acute | yes | no |
Cai et al., 2024 [ Cheng et al., 2023 [ | |
| methylprednisolone | corticosteroid |
anti‐inflammation anti‐oxidation | 3 | acute into subacute (daily infusions for 3 days) | yes | no, but better safety outcome | specifically investigated for use with EVT | Yang et al., 2024 [ |
| nelonemdaz |
NMDAR blocker radical scavenger |
anti‐excitotoxicity anti‐oxidation | 3 | acute into subacute (daily infusions for 5 days) | yes | no | specifically investigated for use with EVT |
Lee et al., 2025 [ Hong et al., 2022 [ |
| nerinetide | eicosapeptide |
anti‐excitotoxicity anti‐oxidation | 2 and 3 |
hyperacute (prehospital), acute | yes |
preliminary evidence (hyperacute), no (acute) |
Christenson et al., 2025 [ Hill et al., 2025 [ | |
| odatroltide | P‐selectin inhibitor |
anti‐oxidation, anti‐inflammation, believed to improve microcirculatory blood flow | 2 | acute | yes | no | specifically investigated for use with recanalization | Chao et al., 2024 [ |
| otaplimastat | matrix metalloprotease inhibitor |
edema reduction prevention of hemorrhagic transformation | 2 | acute into subacute (daily infusions for 3 days) | uncertain | no | Kim et al., 2020 [ | |
| RNS60 | oxygen‐enhanced saline |
cytoprotection anti‐inflammation | 2 | acute | yes | preliminary evidence (reduced infarct growth in one group) | Ghosh et al., 2025 [ |
| Comorbidity | Induction | Proposed impact | Affected elements of the ischemic cascade | Refs. |
|---|---|---|---|---|
| Hypertension |
spontaneous (genetic) optionally with dietic modification; pharmacological (e.g., angiotensin II); surgical (e.g., renal artery constriction) | Decreased penumbral volume and persistence due to vascular remodeling, modified vascular tone, and decreased collateral capacity | All | Cipolla and Chan, 2020 [ |
| Increased neuroinflammation by microglial activation, further aggravating hypertension | Microglial activation |
Shen et al., 2015 [ Marks et al., 2001 [ | ||
| Peripheral proinflammatory priming; increased adhesion molecule and chemokine expression, higher number of infiltrating leukocytes | Neutrophil migration across BBB, neutrophil activation |
Möller et al., 2015 [ Santisteban et al., 2015 [ | ||
| Diabetes | spontaneous (genetic), sometimes combined with obesity (Zucker rats); pharmacological (streptozotocin); type 1 and type 2 diabetes models exist | Increased endothelial oxidative stress, impaired vessel relaxation, CBF reduction | Endothelial cell damage and increased BBB permeability | Chrissobolis et al., 2011 [ |
| Increased pro‐inflammatory signaling; increased adhesion molecule expression, higher number of infiltrating leukocytes | Neutrophil migration across BBB, neutrophil activation |
Venkat et al., 2017 [ Ritter et al., 2011 [ | ||
| Metalloproteinase activation (e.g., MMP‐3/‐9), endothelial permeability and damage | increased HT and edema | Elgebaly et al., 2011 [ | ||
| Increased neovascularization (new vessels are immature and permeable) | increased HT | Ergul et al., 2014 [ | ||
| Hyperlipidemia |
dietary, spontaneous (genetic) | Reduced perfusion due to impaired autoregulation; reduced collateral capacity | All |
Hermann et al., 2019 [ Ayata et al., 2013 [ |
| Increased platelet‐endothelial/leukocyte‐endothelial interaction and focal thrombosis | All | Ishikawa et al., 2004 [ | ||
| Increased pro‐inflammatory mediator expression and neuroinflammation | Neutrophil migration across BBB, neutrophil activation |
Herz et al., 2015 [ Cao et al., 2015 [ | ||
| Obesity |
dietary (overlapping with hyperlipidemia), genetic in combination with diet | Metalloproteinase activation (e.g., MMP‐9), endothelial permeability and damage | Increased HT and edema | Deng et al., 2014 [ |
| Increased pro‐inflammatory mediator expression and neuroinflammation | Unclear, neutrophil activation / migration (?) | Haley et al., 2017 [ | ||
| Reduced expression of adiponectin which is cytoprotective | Unclear, oxidative stress (?) | Li et al., 2017 [ |
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Taxonomy
TopicsAcute Ischemic Stroke Management · Neuroinflammation and Neurodegeneration Mechanisms · Barrier Structure and Function Studies
An introduction to Cytoprotection Concepts in the Recanalization Era
1
The use of drugs to protect ischemic brain tissue in stroke patients from evolving to irreversible injury, i.e. infarction has a long and disappointing history. Previously, this therapeutic approach was called neuroprotection but since not only neurons are the therapeutic target the more appropriate term, cytoprotection, is now widely employed. Currently, the conceived target for cytoprotection is the neurovascular unit consisting of multiple cell types including neurons, astrocytes, endothelial cells, pericytes and other glial cells [1]. The concept underlying cytoprotection is that deprivation of oxygen and glucose to brain tissue initiates numerous deleterious effects within the affected cells, termed the ischemic cascade (Figure 1) [2]. Additionally, a detrimental inflammatory response occurs which is characterized by the recruitment of different white blood cells from the peripheral circulation. Apoptotic and other cell death pathways are activated and contribute to the death of brain cells. Some components of the ischemic cascade such as glutamate toxicity are initiated early after the onset of ischemia while others such as apoptotic cell death pathways become more prominent later. The evolution of ischemic injury leading to cell death and tissue infarction is influenced by the degree of blood flow decline with regions of very low or absent blood becoming irreversibly injured more rapidly than brain regions with more modest reductions in blood flow [3]. Metabolic factors such as glucose levels, blood oxygenation and pH can also affect the evolution of ischemic tissue toward infarction. Interestingly, recent research suggests that different elements of the neurovascular unit show different vulnerability to ischemic stress. While neurons are the most susceptible, endothelial cells and pericytes show moderate susceptibility, and astrocytes are the most resilient against ischemic stress [4].
The ischemic cascade. Occlusion of a brain‐supplying artery and subsequent deprivation of oxygen and glucose to brain tissue initiates numerous deleterious effects on cells in affected brain regions. These effects are collectively termed the ischemic cascade and involve direct cell damage, excitotoxicity, peripheral and central immune reactions, oxidative stress, activation of cell death mechanisms, and hemorrhagic transformation. Individual components of the ischemic cascade appear at different times after stroke onset. For instance, excitotoxicity appears within minutes after ischemia onset (i.e., in the hyperacute stage of stroke) whereas peripheral immune responses may take several hours to days (i.e., in the acute to subacute stroke stages). Thus, the ischemic cascade has both spatial and temporal aspects, and its individual elements can be targeted by cytoprotective approaches. Non‐standard abbreviations: BBB: blood‐brain barrier, CD: cluster of differentiation, IFN‐γ: interferon gamma, IL: interleukin, MMP: matrix metalloproteinase, ROS: reactive oxygen species, Th: T helper (cell), TNF‐α: tumor necrosis factor alpha. The figure was created with BioRender.
The variable evolution of ischemic tissue injury to irreversibility has led to the concept of the ischemic core and the ischemic penumbra. The ischemic core is the hypoperfused brain region that has already progressed to irreversible injury, i.e. infarction [5]. The ischemic penumbra is the hypoperfused brain region that is not yet irreversibly injured and is potentially salvageable with timely intervention. The extent and evolution of the ischemic penumbra is quite variable among individual ischemic stroke patients. The most important factor affecting the extent and evolution of the ischemic penumbra is residual cerebral blood flow (CBF) that is influenced by the extent of collateral blood supply through alternate channels not directly impacted by the vessel occlusion precipitating the ischemic event [6]. Stroke patients in whom the progression of the ischemic penumbra into the ischemic core is rapid are termed fast progressors, while those patients with a less rapid evolution are termed slow progressors [7]. An intermediate progression group has also been identified.
With the now widespread availability of recanalization by thrombolysis or endovascular thrombectomy (EVT), protecting the penumbra becomes an attractive therapeutic goal in acute ischemic stroke management. Cytoprotection trials conducted in the pre‐recanalization era had to achieve long‐lasting protection, at least to the point of spontaneous clot dissolution and reperfusion, to be able to show a meaningful therapeutic impact. This may be difficult to achieve and consequently, these previous trials failed to show a positive therapeutic effect. EVT is particularly effective in opening occluded proximal blood vessels. Newer cytoprotective drugs are therefore being evaluated in combination with successful recanalization, attempting to augment the impact of recanalization therapies [8]. For instance, this may be achieved by transiently slowing down or even stopping penumbral tissue from evolving into infarction until recanalization is performed [9]. This would preserve a larger volume of salvageable penumbral tissue and thus potentially result in smaller volumes of infarcted tissue after successful recanalization. Achieving transient cytoprotection may be more realistic compared to long‐lasting cytoprotection which would be required in scenarios of delayed spontaneous or no recanalization. We have therefore entered a new era, and it is appropriate to reassess the potential for cytoprotection as a therapeutic approach in combination with EVT and/or thrombolysis for acute ischemic stroke.
Appropriate trial design and diagnostic tools used must be carefully considered when planning clinical trials assessing transient cytoprotection approaches. These trials should also be based on robust pathomechanistic knowledge obtained in basic science and translational research.
An Overview of Pharmaceutical Cytoprotection Strategies Under Current Investigation
2
Cytoprotection strategies can address different pathophysiological mechanisms, primarily depending on the time after stroke onset at which they are applied. In the hyperacute stage, i.e., in the prehospital phase or during transfer from a community hospital to a tertiary stroke center, slowing down infarct growth would be a valuable strategy. To achieve this, acute mechanisms of neuronal cell death should be targeted. The recent FRONTIER trial is an example for such an approach [10]. Nerinetide, an eicosapeptide countering glutamate excitotoxic signaling and neuronal nitric oxide production by interacting with post‐synaptic density protein 95, was used with a median time of 64 min after stroke onset to treatment initiation in a prehospital setting. The FRONTIER trial provided preliminary evidence for efficacy in those patients who later underwent recanalization therapy. However, these results must be confirmed in future and larger studies due to limitations in trial design being unavoidable in a study assessing a prehospital intervention. For instance, some baseline data could only be obtained after treatment was already initiated. Cytoprotection therapies that are applied during or immediately after recanalization, i.e., in the acute stage of stroke, may target ischemia‐reperfusion injury (IRI) which is characterized by oxidative tissue stress and subsequent inflammation due to swiftly increasing oxygen levels in reperfused brain regions [11]. Cytoprotective approaches may even offer benefits in late subacute or chronic stroke stages by preventing secondary neuronal cell death due to delayed neuroinflammation in areas deprived from signaling input due to the loss of connections that emerged from the lesioned area [12, 13]. The advent of recanalization therapies and re‐thinking cytoprotective concepts has led to a renaissance of clinical cytoprotection trials. Table 1 provides an overview of cytoprotective agents under current or recent clinical investigation as well as details about their proposed mode of action and potential applicability in different stroke stages. Some studies suggest that the application of next‐generation cytoprotectants such as edaravone‐ dexborneol may even contribute to favorable functional outcome in patients not receiving recanalization [14, 15], although these findings require further confirmation.
Given the complexity of the ischemic cascade (Figure 1) and stroke‐related pathophysiological mechanisms in exerting an impact at different times after stroke onset, it is unlikely that targeting a single pathological mechanism will be sufficient for robust cytoprotection [39]. More effective approaches can be envisioned. One option would be to use single molecules targeting several elements of the ischemic cascade. An example is DL‐3‐n‐butylphthalide which is believed to exert anti‐apoptotic, anti‐oxidative and anti‐inflammatory effects. The molecule has been recently investigated as a cytoprotectant in patients receiving recanalization therapy in China [23, 24]. Importantly, many elements of the ischemic cascade such as apoptosis, neuroinflammation and oxidative stress are interdependent. Thus, claiming that a molecule targets different elements of the ischemic cascade requires explicit proof that the molecule indeed acts on these elements independently. The causal connection of elements of the ischemic cascade may also cause overlap regarding the proposed mechanism of action of a cytoprotectant. For instance, cytoprotectants mitigating inflammation may also be classified as neuroprotective because reduced inflammation may mitigate secondary neuronal damage. A precise explanation of the confirmed modes of action by a particular molecule in the literature would help to overcome such terminological impreciseness.
Alternatively, a combination of molecules each addressing different targets in the ischemic cascade could be used. Future clinical trials may therefore focus on cytoprotective strategies addressing multiple targets in one stroke stage or addressing at least one target at different stroke stages. This will likely require the use of multiple drugs. In case the intervention is effective, effect sizes observed in those trials may be larger. This might facilitate proof of efficacy studies because smaller effect sizes of a cytoprotective intervention may be statistically “masked” by the substantial therapeutic impact of the recanalization therapy. Conversely, challenges associated with multi‐drug cytoprotective approaches can also be anticipated. First, there may be the necessity to include cytoprotectants developed by competing companies that may not necessarily agree to collaborate for such trials. Second, the individual contribution of drugs used in combination to increase the therapeutic effect will be difficult to quantify. Third, the exact cause of potential detrimental effects would be much harder to detect in such combination trials. Platform trials may be an option to deal with such issues but have only recently been introduced in clinical stroke research [40].
Non‐pharmacological cytoprotective approaches being investigated in parallel to pharmacological cytoprotection include the use of medical devices [41], remote ischemic conditioning [42, 43], physical interventions such as normobaric hyperoxia [44] or selective hypothermia [45]. Non‐pharmacological cytoprotective approaches rely on diverse therapeutic mechanisms, often being different from those of pharmacological cytoprotective approaches. Such approaches have been reviewed elsewhere [46]. Therapeutic mechanisms exerted by non‐pharmacological and pharmacological cytoprotectants can overlap or show synergistic effects. Thus, clinical trials combining both approaches should be considered in the future.
It is important to note that some cytoprotective approaches have shown no or uncertain efficacy in recent trials (Table 1). The reasons for that are numerous. First, clinical trial results may strongly suggest that a cytoprotectant candidate is indeed not efficacious. In this case, it might be withdrawn from further development. Second, cytoprotectants may not meet efficacy outcomes due to design specifications or suboptimal application paradigms in some clinical trials. In this case, alternative application scenarios may be discussed. Third, early phase clinical trials (phase 1 and 2) typically focus on safety, feasibility and tolerability endpoints and are therefore underpowered to meet any secondary efficacy endpoints. Proof of efficacy will require larger and properly powered clinical trials to investigate efficacy endpoints. Fourth, we defined efficacy as uncertain when there was divergent information on meeting efficacy outcomes from different clinical trials, or in case some but not all efficacy endpoints were met in a single clinical trial. Downstream clinical research on those cytoprotective candidates may rely on a refined application regimen, the selection of patients who may benefit more likely from the intervention, or alternative efficacy endpoints. This may require a detailed review of design differences between clinical trials. An alternative approach to select promising cytoprotection candidates before entering clinical trials is to conduct confirmatory multicenter preclinical randomized and controlled studies such as in the Stroke Preclinical Assessment Network (SPAN) [47].
Stroke Modeling and Increased External Validity in Preclinical and Translational Cytoprotection Research
3
The investigation of cytoprotective drugs in preclinical stroke models is important for informed decisions on promising application strategies in clinical trials. Models of transient cerebral vessel occlusion are available. Noteworthy, prior animal studies assessing cytoprotective agents have typically demonstrated better effectiveness with transient vessel occlusion as compared to permanent vessel occlusion [48]. Most animal models focus on the occlusion of the middle cerebral artery (MCA) because human stroke often manifests in the MCA supply territory for anatomical and hemodynamic reasons. The classical filament model for transient MCA occlusion (tMCAO) is a well‐established and effective model that can be used in rodent species to mimic endovascular thrombectomy in large proximal vessels [49]. The common tMCAO filament insertion techniques normally cause additional infarction in the posterior cerebral artery supply territory but refined approaches inducing standardized infarcts only within the MCA supply territory have been developed [50]. There is also the option to use external mechanical pressure on the MCA, for instance by a surgical clip, for tMCAO. Such approaches are well controllable but used less frequently as they require craniectomy. Thromboembolic rodent stroke models are also available. These rely on the deposition of an autologous blood clot in the appropriate intracranial vessel. A major advantage of these models is that recanalization by thrombolysis can be evaluated [51, 52]. However, thromboembolic models tend to be more variable regarding stroke location and size because the final position of the clot is not always fully reproducible. While this higher heterogeneity may require larger sample sizes to detect a certain treatment effect, it also adds to external study validity. This can be important for translational research studies. Other tMCAO models rely on topical or intra‐arterial endothelin‐1, thrombin and ferric chloride applications [53]. Some of these models tend to be more variable regarding stroke outcomes while others are technically demanding or do not allow for controlled recanalization. These models have been proven highly useful for specialized experimental questions such as the development of novel thrombolytics but are rarely employed in studies assessing experimental cytoprotectants. Finally, photothrombotic stroke models are available [54]. Those do not allow for reliable reperfusion and are therefore less relevant when investigating cytoprotective approaches in the context of recanalization. However, photothrombotic stroke models allow induction of infarction in precisely determined cortical areas which might be meaningful when investigating specific effects of cytoprotectants.
External validity of preclinical studies can be increased by using animal stroke models with relevant comorbidities. There is an excellent availability of rodent species exhibiting comorbidities that are relevant for human stroke patients. Typically, these comorbidities do not require induction or can be induced easily and non‐invasively, for instance by providing a specialized diet. One example is hypertension which is among the most relevant clinical stroke comorbidities. Stroke‐prone spontaneously hypertensive rats (SP‐SHR) suffer from severe hypertension that can be further exaggerated by a high‐salt diet. These animals experience spontaneous intracerebral hemorrhage or ischemic strokes which often show hemorrhagic transformation (HT). Spontaneously hypertensive rats (SHR) have a less severe hypertension which does not lead to spontaneous strokes but still causes cerebral blood vessel damage and subsequent cognitive decline during adulthood [55]. Moreover, the collateral capacity of the SHR cerebral circulation is highly limited [56], resulting in larger strokes with a smaller, quickly declining penumbra after MCAO [57]. This is relevant for cytoprotection research because SHR can mimic fast progressors whereas the normotensive Wistar Kyoto (WKY) control strain may resemble slow or intermediate progressors, respectively. SHR also exhibit atrial fibrillation [58]. Stroke models considering further comorbidities are available and include animals with diabetes type I and type II [59, 60], obesity [61], and hyperlipidemia [62]. Importantly, all comorbidities modify stroke impact and outcome, often by contributing to one or more elements of the ischemic cascade (Table 2) and thereby being of high relevance in cytoprotection research. Age and sex are further aspects being relevant in cytoprotection research, and their impact has been reviewed elsewhere [63]. An important aspect of external preclinical study validity is coherence between preclinical and clinical study design. Missing such coherence may contribute to translational failure which has been shown for other experimental stroke treatments [64]. It is particularly important to maintain coherence regarding the analyzed endpoints. From a clinical perspective, the most important primary endpoint is to improve functional outcome. This can be precisely tested preclinically using behavioral tests. Those tests typically assess motor functions, but sensory functions can also be investigated. It is important to use tests which can reliably discriminate between functional compensation and true functional recovery because functional recovery can be mimicked by functional compensation in rodents [65]. Other clinically relevant endpoints are the reduction of post‐stroke cognitive impairment and depression. Although cognitive function and anhedonia (as an approximation of depression) can be assessed in rodent models, such endpoints are often not investigated in preclinical studies. Refining preclinical study protocols in this regard may improve the external validity of preclinical studies.
Studies using rodent stroke models can be complemented by experiments in recently emerging large animal stroke models [82]. In large animal species without a rete mirabile such as canines and non‐human primates, endovascular transient vessel occlusion is achieved by inflating a balloon or the catheter‐based deposition of a thrombus at a desired location [83]. The latter approach also allows for recanalization by thrombolysis or thrombectomy [84], closely approximating the situation in human stroke patients. Although the use of large animal models is substantially more expensive and requires dedicated infrastructure as well as specifically trained scientific and support staff, large animal models offer certain additional advantages. All of these can be relevant for the assessment of cytoprotective approaches. First, large animal species have a gyrencephalic brain which has a much larger white matter percentage than rodents. The proportion of white matter in some large animal brains is only slightly lower than that observed in humans [85]. This is relevant for cytoprotective approaches not only targeting gray but also white matter. Second, the larger brain permits the use of clinical imaging equipment without compromising spatial and temporal resolution of the applied imaging protocol. This enables longitudinal imaging studies, for instance assessing the impact of a cytoprotectant on infarct growth in acute stroke [86] or aiding the preclinical development of imaging biomarkers. Hybrid imaging modalities such as magnetic resonance imaging (MRI) combined with positron emission tomography can be used for detailed mechanistic insight in vivo [87], for instance assessing penumbral metabolism or the extent of IRI under a cytoprotective approach. Large animal stroke models can be used to investigate the impact of prehospital cytoprotective interventions in the acute stroke stage by applying sequential brain imaging with high temporal resolution. Such interventions and approaches may be of high clinical relevance but are difficult to investigate in human stroke patients. Third, large animals are typically outbred strains with inter‐individual differences in cerebral collateral capacity. Thus, fast and slow progressors can be identified using clinically relevant imaging approaches such as MRI [88]. Fourth, large animals have a richer behavioral repertoire than rodents [89] enabling detailed long‐term investigation of functional outcomes after a cytoprotective intervention. Fifth, the larger size permits obtaining more frequent and larger samples of blood, cerebrospinal fluid or tissue. This is beneficial to study cytoprotectant pharmacokinetics and ‐dynamics. Finally, large animal models allow the investigation of medical devices and non‐pharmacological cytoprotection strategies, some of which cannot be assessed in rodent stroke models because of size constraints [45]. Due to the infrastructural and financial demands, the use of large animal models is typically restricted to the investigation of aspects that cannot be adequately addressed in rodent models. The Stroke Treatment Academic and Industry Roundtable (STAIR) recommendations encourage studying cytoprotective approaches in gyrencephalic large animal species where appropriate [90]. Comorbidities can develop in large animals, but this usually takes a long time or requires targeted induction. Thus, research on the role of comorbidities in the context of cytoprotective approaches remains a domain of rodent stroke models.
Preclinical studies on cytoprotective strategies should be designed to be either exploratory or confirmatory. Exploratory preclinical studies will create tentative evidence of efficacy in standard animal models, typically in rodents. Exploratory studies can also provide detailed insight into modes of action of the cytoprotective approach. They can further help to generate working hypotheses on translationally relevant aspects such as optimal dosing and timing of the intervention. Preclinical confirmative studies should be adequately powered to show efficacy in animal models approximating the situation of human stroke patients, for instance by including aged animals, mixed‐sex cohorts and animal models with comorbidities relevant to stroke. Where appropriate, confirmatory studies can also be conducted in large animals. Confirmatory studies are typically powered to assess a set of pre‐defined primary endpoints but can include secondary endpoints being assessed with lower statistical power if required. Ideally, they should confirm central elements of pharmacodynamics and pharmacokinetics of the substance being investigated, as well as the most feasible route of administration and dosing. The minimum set of endpoints should be functional outcome and lesion volumetry, ideally in a dynamic, longitudinal setup, i.e., infarct core growth and penumbral decline investigated by serial brain imaging. In case the cytoprotective concept includes the use of biomarkers to identify patients responding best or benefitting most from the intervention, these biomarkers should be assessed in confirmative studies when possible.
Modern Imaging Approaches in Cytoprotection Trials
4
Fast, slow or intermediate stroke progressors can be identified with advanced imaging techniques such as computed tomography perfusion (CTP) or diffusion/perfusion MRI. These imaging modalities are widely available at larger stroke centers and a commonly obtained as part of the initial evaluation of ischemic stroke patients. CTP, an approach to characterize the rapidity of ischemic core evolution, has been used to identify the percentage of the ischemic region with very low residual CBF in relationship to extent of brain tissue with a more modest reduction in CBF in the ischemic region. This relationship is called the hypoperfusion intensity ratio (HIR). The HIR is defined as the ratio of cerebral tissue volume with a time‐to‐maximum (T_max_) of greater than 10 s divided by the volume of T_max_ greater than 6 s. Patients who have a HIR of at least 40–50% have a high probability of being fast progressors (Figure 2) [91].
Imaging example of a fast stroke progressor CT perfusion scans of a patient with large volumes of tissue exhibiting high Tmax values. The hypoperfusion intensity ratio in this patient is 0.71. This patient is very likely a fast stroke progressor who may benefit from cerebroprotective approaches during transfer times.
The therapeutic target of cytoprotection is to try to salvage as much of the ischemic penumbra as possible to reduce the extent of the final brain infarction [9]. The smaller the final infarction, the more likely the clinical outcome will be better, especially in more eloquent brain regions. In the older clinical trials of cytoprotective agents advanced imaging modalities such as CTP and MRI were not available to select patients more likely to respond to the therapeutic intervention. Additionally, the molecules used in the older clinical trials typically only targeted one component of the ischemic cascade which is now considered a suboptimal approach. Moreover, past cytoprotection trials mostly included patients who did not receive thrombolytic therapy to restore CBF to ischemic brain regions and were performed before the current era of highly effective recanalization therapy by EVT.
Advanced imaging cannot only be used to identify appropriate patients for inclusion in cytoprotection trials but can also be used as a surrogate outcome measure, especially in phase 2 proof of concept trials [92]. In such trials, patients would undergo baseline, pretreatment CTP or MRI to quantify the volume of the ischemic core and penumbra. If they meet prespecified enrollment criteria, they can then be randomized into active drug or placebo groups. CTP can also be utilized to identify ischemic stroke patients more or less likely to respond to cytoprotection to improve trial efficiency by not including patients likely to be uninformative [93]. Follow‐up imaging is then obtained 48–72 h later. The volume of the ischemic core is identified and compared to the baseline ischemic core volume to determine the extent of infarct growth in the treated and control groups. If the treated group has substantially less infarct growth, then there is direct evidence that the investigational cytoprotective drug has cytoprotective effects because it has prevented infarct expansion. Additionally, safety and clinical outcomes are evaluated as in a standard phase 2 clinical trial. Identifying an in vivo cytoprotective effect should reassure trial investigators and sponsors that the cytoprotective drug being studied should be an appropriate candidate for a large, phase 3 clinical trial that is appropriately powered to detect a clinically meaningful treatment effect. Such phase 2 trials with an assessment of infarct growth on imaging have already been conducted and reported [18]. An example of a reduction in infarct growth on MRI from the recently reported trial of RNS60 is provided in Figure 3. For the first time, these trials provide evidence that cytoprotective drugs can salvage ischemic tissue in the ischemic penumbra, leading to smaller final infarct volumes that should translate into better clinical outcomes in larger phase 3 trials. The results of these trials can also potentially be used to provide supportive evidence for regulatory authorities (in addition to clinical outcome‐based phase 3 trials) what should accelerate the approval process.
Imaging outcome of a cerebroprotective intervention started during EVT. Diffusion weighted magnetic resonance imaging (DWI) scans from two patients in the RESCUE trial. The patient receiving the verum, RNS60, at the high dose (1.0 mg/kg/h). The treatment was initiated during the EVT procedure and lasted for 48 h. The verum‐treated patient showed only marginal infarct growth in DWI whereas the patient receiving placebo treatment exhibited a dramatic infarct growth. Across the trial, patients treated with high‐dose RNS60 experienced a significantly decreased infarct growth from post‐EVT imaging to 48 h.
In addition to such proof‐of‐concept phase 2 trials, imaging could be employed in other trial scenarios. Some cytoprotection development programs are being designed to evaluate the treatment effectiveness of molecules when combined with EVT. If the trial will only initiate therapy after successful EVT, then imaging could be utilized to only enroll patients who have an apparent need for additional treatment. In such a trial, patients would undergo CTP or MRI after EVT to identify an appropriate extent of residual ischemic penumbra and to confirm that the ischemic core is not too large. Follow‐up imaging could also be obtained at 48–72 h after treatment initiation to evaluate the extent of infarct growth as previously described. Another approach to cytoprotection is to evaluate molecules targeting IRI.
Importantly, there is constant progress in brain imaging technologies and their applications. There is also a refinement of brain imaging parameter to increase the amount of information being provided by brain scans while reducing the time required to perform them. These refinements may improve acute stroke management but can also provide deeper insight into pathology and response to therapeutic interventions during follow‐up. Current improvements and important areas for further advancements have been recently identified and are reviewed elsewhere [94]. Moreover, artificial intelligence (A.I.) may improve clinical trial design and workflow, including trials on cytoprotection approaches. For instance, A.I. could be used to extract information from non‐contrast CT images. A well‐trained A.I. may further select patients for enrollment into clinical trials and may perform in‐depth analyses linking imaging and clinical data. The use of A.I. in acute stroke trials has been reviewed in detail elsewhere [95].
Cytoprotection Clinical Trial Design in the Recanalization Era
5
Clinical trial considerations and design are significantly different in the current era of highly effective recanalization therapies. Most clinical trials of cytoprotection will occur with one or both of the available reperfusion therapies. Several different clinical trial scenarios can be envisioned. One approach would be to enroll ischemic stroke patients at an outlying hospital or in the ambulance as they are being transported to a tertiary center for EVT. In this clinical trial scenario, patients would be evaluated at the outlying hospital by local staff and undergo imaging at that facility. Employing telemedicine, the clinical trial investigator at the tertiary center can interact with the local staff and assess the imaging studies obtained at the outlying facility to help in deciding if the patient meets the enrollment criteria. The patients can then be randomized into the trial. Study drug treatment will be initiated and then continued during transport to the tertiary center. If CTP can be performed at the outlying hospital, which would be ideal, it can then be compared to a repeat CTP at the tertiary center to assess ischemic lesion growth. Only patients with a minimum transport time of at least 1–2 h should be included and slow progressors excluded because they would be unlikely to have much infarct expansion during transport. The primary efficacy outcome in such a trial would be ischemic core growth, but secondary outcomes would include the percentage of patients who remain good EVT candidates, who are likely to experience good 90‐day clinical outcomes. Safety endpoints would also be assessed because these trials would be appropriate for phase 2.
If CTP is not available at the outlying hospital, a different type of phase 2 trial can be envisioned. In this type of trial, only basic CT imaging would be obtained, a head CT and a CT angiogram to exclude intracerebral hemorrhage (ICH) patients, and to identify those with a large vessel occlusion who would be EVT candidates. Randomization would again occur in the outlying hospital with the help of telemedicine input from the tertiary center. Study drug treatment would be initiated and then continued during transport. The patients would then undergo advanced imaging at the tertiary center to assess ischemic core size. The percentage of patients who remain good EVT candidates because they do not have a large ischemic core size (i.e., <70‐100 mL) would be the primary outcome with secondary outcomes, similar to those suggested previously. Clinical trials that only enroll patients in the ambulance during transport to a tertiary center would not be recommended for phase 2 evaluation of a novel cytoprotective drug because of (i) the lack of imaging in standard ambulances that are not equipped with a CT scanner, (ii) heterogeneity of the patients likely to be evaluated for the clinical trial with transient ischemic attacks, ICH as well as stroke mimics likely to be included, and (iii) sample size considerations.
Another type of cytoprotection clinical trial would be conducted in patients presenting in larger hospitals that are EVT‐capable. Stroke patients would undergo clinical and imaging assessment by the stroke team upon presentation. If they meet the inclusion/exclusion criteria for the trial, randomization would occur that should not slow down the performance of the EVT procedure. Study drug treatment would be started before or during EVT and continued after the procedure if the protocol calls for a prolonged infusion. This type of clinical trial design can be used for both phase 2 and phase 3 trials. In phase 2 trials, the primary outcome would be the assessment of ischemic lesion growth as already has been done in some trials. In phase 3 studies, the primary outcome would be evaluated by the modified Rankin Score (mRS) at day 90 and various approaches to determine clinical efficacy on the mRS have been proposed [96]. Secondary outcome analyses may be included providing more granular assessment or insight into specific functional domains and outcomes not assessed by the mRS. Those may include functional improvements in individual limbs, coordination of the pharyngeal musculature for better swallowing, fatigue, or the speed in which activities can be performed by patients. Results from such a phase 3 clinical trial could then be used for regulatory approval. Other types of clinical trials would be to initiate therapy after successful EVT opening of the occluded large artery. One type of trial would target IRI that occurs after restoration of blood flow. Only patients with good to excellent vessel opening would be included. The type of cytoprotective agent to be used in such a trial would be one that is specifically targeted at one or more of the purported mechanisms of IRI [97]. Randomization and initiation of the study drug would occur shortly after EVT completion. Phase 3 clinical trials targeting IRI will likely require a large sample size to detect a significant clinical benefit because the placebo group will have also undergone EVT and will have a substantial percentage of patients with a favorable clinical outcome.
Another type of clinical trial after EVT can also be envisioned. Some patients undergoing EVT do not have a good clinical outcome despite good to excellent vessel opening. Many potential explanations for this lack of benefit have been proposed [98]. One explanation is that despite good vessel opening some portion of the ischemic region has not been salvaged and remains penumbral, for instance due to the no‐reflow phenomenon of insufficient small vessel reperfusion despite successful large vessel recanalization. Cytoprotection given to such patients after EVT might help to prevent this penumbral region from evolving into infarction. Such a trial would require the performance of advanced imaging with CTP or MRI to identify the extent of the penumbra and core as enrollment criteria. Prespecified volumes of core and penumbra would then lead to inclusion or exclusion. Randomization and initiation of study drug would then occur. Such a scenario could be utilized for both phase 2 and phase 3 trials with an imaging primary endpoint for the former and a clinical endpoint for the latter.
Conclusions and Outlook
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Cytoprotective approaches are currently experiencing a renaissance. With renewed concepts of how to use these drugs and novel clinical trial designs, i.e., applying cytoprotective dugs in the context of recanalization therapies, we are starting to see some early evidence of efficacy. This is encouraging. However, such evidence is still limited and tentative, and the results require confirmation in larger trials. The field may also face the need for further refinement of cytoprotective application strategies. For instance, we still lack a thorough understanding of potential circadian effects [99], and reasons for differences between preclinical and clinical studies are unknown. Cell‐ and tissue‐specific cytoprotection time windows suggest that different cell types, i.e., neurons, astrocytes, endothelial cells and pericytes are vulnerable and rescuable at different times after onset of ischemia [100]. We may even think about situations in which a cytoprotective intervention may benefit one cell type but harm another. Conversely, more detailed knowledge about cell‐ and tissue specific cytoprotection time limits may pave the way to improved or even personalized, temporally and spatially optimized cytoprotection approaches in ischemic stroke. Basic, translational and clinical research will have to go hand in hand to disentangle the complex biological relationships between pathophysiological elements such as lesion volume, stroke progression velocity, time of and from onset, and comorbidity profile with the aim to provide individualized cytoprotective treatments to ischemic stroke patients for maximum efficacy.
Conflicts of Interest
J.B. is a consultant to Aruna Biomedical, Inc. and TargED Biopharmaceuticals B.V., both developing experimental therapeutics for ischemic stroke. M.F. is a consultant to Simcere Innovation, Inc., Lumosa Therapeutics Co., Ltd., and for the Revalesio Corporation. He also serves on the Data and Safety Monitoring Boards for trials sponsored by Moleac Pte Ltd. and Takeda Pharmaceuticals. However, the authors do not declare a conflict of interest regarding the scientific content of this article.
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