# Assessing mental health, cognitive function and quality of life of breast cancer patients: exploring associations with gut microbiota in an observational and preliminary study

**Authors:** Catarina Calafate, Diogo Alpuim Costa, Teresa Campos, Pedro Casal Ribeiro, Filipa Martinho, Cristina Freitas, Carolina Botelho de Sousa, Ida Negreiros, Ana Canastra, Paula Borralho, Ana Guia Pereira, Cristina Marçal, Rita Ribeiro, José Germano Sousa, Catarina Dinis, Renata Chaleira, Rita Calha, Júlio César Rocha, Conceição Calhau, André Moreira-Rosário, Ana Faria

PMC · DOI: 10.3389/fpsyg.2026.1437697 · 2026-03-11

## TL;DR

This study explores how gut microbiota in breast cancer patients relates to their mental health, cognitive function, and quality of life before and during treatment.

## Contribution

The study is the first to explore longitudinal associations between gut microbiota and mental health outcomes in HR+/HER2- breast cancer patients.

## Key findings

- Women with poorer cognitive function had lower microbial diversity and richness.
- Improved depression scores correlated with higher Shannon index and lower richness.
- Changes in gut microbiota composition may influence psychological and cognitive outcomes during treatment.

## Abstract

Breast cancer patients face several physical and psychological problems, such as anxiety, depression, and cognitive dysfunction. The disease and treatments can also impact the microbiota, which is associated with cognitive and psychological issues and, consequently, affected quality-of-life (QoL). This study aimed to correlate the initial gut microbiota of newly diagnosed HR+ (Hormone Receptor)/HER2- breast cancer patients with their mental health, cognitive function, and QoL at baseline and after 3 months of neoadjuvant chemotherapy.

This is a prospective, longitudinal, observational, exploratory study. Newly diagnosed HR+/HER2- breast cancer patients undergoing neoadjuvant chemotherapy were recruited upon diagnosis. At baseline (before neoadjuvant chemotherapy), general and lifestyle information, adherence to the Mediterranean diet, biochemical analysis, gut microbiota profile, the European Organization for Research and Treatment of Cancer Quality-of-Life Questionnaire Core-30 (EORTC QLQ-C30), the Montreal Cognitive Assessment (MoCA) and the Hospital Anxiety and Depression Scale (HADS), were collected. The EORTC QLQ-C30, MoCA, and HADS were repeated 3 months later.

From the 11 participants, most showed mild cognitive impairment at baseline, and there was no clear trend of improvement or deterioration at 3 months. Participants had borderline anxiety at baseline, which improved to a normal range, while depression remained stable. QoL declined for most women, with over 70% experiencing problems at 3 months. The association of these parameters with microbiota profile suggested that women with poorer cognitive function over time had lower Shannon index and microbial richness. Women with improved scores in the depression subscale of the HADS appear to have higher Shannon index and lower richness. Contrarily, Shannon index was lower and richness was higher for improved anxiety and global QoL scores. The results also suggest that changes in the abundance of various genera and phyla may be linked to the evolution of scores for the 3 questionnaires.

Our study suggests a link between the microbiota profile at diagnosis and the psychological symptoms that develop at 3 months of breast cancer treatment. These findings shed light on potential strategies for positively modulating the microbiota to help enhance the body's resilience, particularly mental health, throughout the disease and treatments.

## Linked entities

- **Diseases:** breast cancer (MONDO:0004989)

## Full-text entities

- **Genes:** NR4A1 (nuclear receptor subfamily 4 group A member 1) [NCBI Gene 3164] {aka GFRP1, HMR, N10, NAK-1, NGFIB, NP10}, ERBB2 (erb-b2 receptor tyrosine kinase 2) [NCBI Gene 2064] {aka CD340, HER-2, HER-2/neu, HER2, MLN 19, MLN-19}
- **Diseases:** Cancer (MESH:D009369), Breast cancer (MESH:D001943), Anxiety and Depression (MESH:D001007), depression (MESH:D003866), cognitive dysfunction (MESH:D003072)
- **Species:** Homo sapiens (human, species) [taxon 9606]

## Figures

11 figures with captions in the complete paper: https://tomesphere.com/paper/PMC13014481/full.md

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Source: https://tomesphere.com/paper/PMC13014481