# Unconventional Lysine-Type Lipid Assemblies Enable Efficient Antisense Oligonucleotide Delivery with Distinct Structural Features

**Authors:** Jieyan He, Whitney Shatz-Binder, Alexandra Robles, Nanzhi Zang, Wei Jia, Sakura Sahai, Matthew C. Johnson, Jing Li, Chun-Wan Yen, Shinji Takeoka

PMC · DOI: 10.3390/pharmaceutics18020228 · 2026-02-11

## TL;DR

Researchers developed unconventional lipid assemblies that efficiently deliver antisense oligonucleotides with unique structures and comparable performance to existing benchmarks.

## Contribution

The study introduces lysine-type lipid formulations with distinct structural features and efficient ASO delivery capabilities.

## Key findings

- Lysine-type lipids K3C14 and K3C16 showed superior stability and safety in ASO delivery.
- K3C16 lipoplex achieved ASO delivery efficiency and immune response similar to the benchmark SpikeVax LNP.
- Cryo-EM revealed novel structures like rouleaux-like and nanosheet-like lipid assemblies.

## Abstract

Background/Objectives: Antisense oligonucleotides (ASOs) hold great therapeutic potential due to their precise ability to modulate gene expression, particularly for treating genetic and neurological disorders. However, effective delivery of ASOs remains a major challenge. While most recent research focused on lipid nanoparticles (LNPs) as ASO carriers, alternative formulations, preparation methods and lipid compositions on delivery optimization are not fully explored. In this study, we investigated two types of formulations, lipoplexes (LPXes) and LNPs, prepared using lysine-type cationic lipids, K3C14 or K3C16, selected from a lysine-type lipid mini-library for their superior formulation stability and distinct cellular entry mechanisms. Methods: The physicochemical properties of the formulations were characterized using dynamic light scattering. Cytotoxicity was evaluated in spleen and liver cell lines. LPXes and LNPs were assessed for ASO delivery efficiency using an engineered HEK293 split-luciferase cell line, while immune response was evaluated in human peripheral blood mononuclear cells. Cryogenic electron microscopy (Cryo-EM) images were captured for structural analysis. Results: Lysine-type lipid mini-library screening identified lipids with either a hydrocarbon spacer K3 or C14 fatty acid tail exhibiting great stability and safety. Among the tested LPX and LNP formulations, the K3C16 lipoplex demonstrated ASO delivery efficiency and immune responses comparable to the benchmark SpikeVax LNP formulation. Notably, Cryo-EM imaging revealed novel structures that have not been reported previously; the K3C14 lipoplex formed a rouleaux-like structure, whereas the K3C16 lipoplex exhibited a lipid nanosheet-like structure, distinct from the conventional LNP structure. Conclusions: These results highlight the potential of an unconventional type of lipid assembly for efficient ASO delivery.

## Full-text entities

- **Genes:** IFNA1 (interferon alpha 1) [NCBI Gene 3439] {aka IFL, IFN, IFN-ALPHA, IFN-alphaD, IFNA13, IFNA@}, IL6 (interleukin 6) [NCBI Gene 3569] {aka BSF-2, BSF2, CDF, HGF, HSF, IFN-beta-2}, LNP1 (leukemia NUP98 fusion partner 1) [NCBI Gene 348801] {aka NP3}, CXCL8 (C-X-C motif chemokine ligand 8) [NCBI Gene 3576] {aka GCP-1, GCP1, IL8, LECT, LUCT, LYNAP}, IL12B (interleukin 12B) [NCBI Gene 3593] {aka CLMF, CLMF2, IL-12B, IMD28, IMD29, NKSF}, TNF (tumor necrosis factor) [NCBI Gene 7124] {aka DIF, IMD127, TNF-alpha, TNFA, TNFSF2, TNLG1F}, IL10 (interleukin 10) [NCBI Gene 3586] {aka CSIF, GVHDS, IL-10, IL10A, TGIF}, IL1B (interleukin 1 beta) [NCBI Gene 3553] {aka IL-1, IL1-BETA, IL1F2, IL1beta}, CCL2 (C-C motif chemokine ligand 2) [NCBI Gene 6347] {aka GDCF-2, HC11, HSMCR30, MCAF, MCP-1, MCP1}
- **Diseases:** spleen cancer (MESH:D013160), liver cancer (MESH:D006528), Cytotoxicity (MESH:D064420), Duchenne muscular dystrophy (MESH:D020388), neurological disorders (MESH:D009461), genetic and neurological disorders (MESH:D030342), injury to (MESH:D014947), inflammatory (MESH:D007249), spinal muscular atrophy (MESH:D009134)
- **Chemicals:** Lipid (MESH:D008055), CO2 (MESH:D002245), L-Glutamine (MESH:D005973), ribose (MESH:D012266), R848 (MESH:C402365), calcium (MESH:D002118), Pen (MESH:C058388), Lysine (MESH:D008239), PBS (MESH:D007854), sodium citrate (MESH:D000077559), Penicillin (MESH:D010406), HEPES (MESH:D006531), CellTiter-Glo Cell Viability reagent (-), hydrocarbon (MESH:D006838), fatty acid (MESH:D005227), ASO (MESH:D016376), Lipofectamine 2000 (MESH:C086724), amino acid (MESH:D000596), water (MESH:D014867), ethane (MESH:D004980), EtOH (MESH:D000431), cholesterol (MESH:D002784), FITC-dextran (MESH:C015219), oligonucleotides (MESH:D009841), polylysine (MESH:D011107), glutamate (MESH:D018698), sugar (MESH:D000073893), 1,2-dimyristoyl-rac-glycero-3-methoxypolyethylene glycol-2000 (MESH:C000626005), phosphate (MESH:D010710), 1,2-distearoyl-sn-glycero-3-phosphocholine (MESH:C010942), SM-102 (MESH:C000712867), TE (MESH:D013691), Triton X-100 (MESH:D017830), C14 (MESH:C000615234), D-luciferin (MESH:C532924), carbon (MESH:D002244), Streptomycin (MESH:D013307), ammonium (MESH:D064751), EDTA (MESH:D004492), nitrogen (MESH:D009584)
- **Species:** Homo sapiens (human, species) [taxon 9606]
- **Cell lines:** SM102 — Homo sapiens (Human), Lung small cell carcinoma, Cancer cell line (CVCL_7004), CVCL_0027 — Homo sapiens (Human), Transformed cell line (CVCL_K306), HCC374 — Homo sapiens (Human), Malignant splenic neoplasm, Cancer cell line (CVCL_V727), HEK293 — Homo sapiens (Human), Transformed cell line (CVCL_0045), K7C16 — Mus musculus (Mouse), Hybridoma (CVCL_0H98), K3C16_LPX — Mus musculus (Mouse), Hybridoma (CVCL_C4FI), K3C18 — Mus musculus (Mouse), Hybridoma (CVCL_A0PZ), K3C16_LNP2 — Mus musculus (Mouse), Spontaneously immortalized cell line (CVCL_6E65), K3C14 — Mus musculus (Mouse), Mouse osteosarcoma, Cancer cell line (CVCL_W626), HepG2 — Homo sapiens (Human), Hepatoblastoma, Cancer cell line (CVCL_0027), CVCL_V727 — Homo sapiens (Human), Galactosemia, Finite cell line (CVCL_1Y22)

## Figures

7 figures with captions in the complete paper: https://tomesphere.com/paper/PMC12944301/full.md

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Source: https://tomesphere.com/paper/PMC12944301