# Ketogenic Strategies in Neonatal Hypoxic–Ischemic Encephalopathy—The Road to Opening Up: A Scoping Review

**Authors:** Raffaele Falsaperla, Vincenzo Sortino, Cristina Malaventura, Silvia Fanaro, Elisa Ballardini, Aloise Martina, Annamaria Sapuppo, Agnese Suppiej

PMC · DOI: 10.3390/neurolint18020024 · 2026-01-28

## TL;DR

This review explores how ketogenic diets and ketone bodies might help protect the brains of newborns with hypoxic-ischemic encephalopathy, a condition caused by lack of oxygen and blood flow.

## Contribution

The paper provides a comprehensive scoping review of the potential of ketogenic strategies as a neuroprotective intervention in neonatal hypoxic-ischemic encephalopathy.

## Key findings

- Preclinical studies show ketone bodies improve cerebral energy metabolism and reduce brain damage in neonatal models.
- Ketogenic diets may offer metabolic advantages during hypoxic-ischemic stress by preferentially using β-hydroxybutyrate over glucose.
- Nutritional studies suggest enteral and parenteral ketogenic feeding is feasible in critically ill neonates.

## Abstract

Background: Neonatal hypoxic–ischemic encephalopathy remains a leading cause of neonatal mortality and long-term neurodevelopmental disability worldwide. Despite the widespread adoption of therapeutic hypothermia, a substantial proportion of affected infants experience death or significant neurological impairment. Given their metabolic vulnerability, ketogenic diet strategies and ketone bodies have emerged as potential adjunctive neuroprotective interventions. This scoping review aims to critically evaluate the mechanistic rationale, preclinical evidence, and clinical feasibility of ketogenic approaches. Methods: A scoping review of the literature was conducted, including experimental and clinical studies investigating ketogenic diets, endogenous ketosis, and exogenous ketone supplementation in neonatal hypoxia–ischemia. Evidence was synthesized across mechanistic, preclinical, nutritional, and clinical domains, with particular attention to developmental context, timing of intervention, safety considerations, and translational relevance in the contest of therapeutic hypothermia. Results: Preclinical studies consistently demonstrate that ketone bodies enhance cerebral energy metabolism, support mitochondrial function, reduce excitotoxic signaling, and attenuate oxidative stress and neuroinflammation in the immature brain. Neonatal models show preferential utilization of β-hydroxybutyrate over glucose during hypoxic–ischemic stress, suggesting intrinsic metabolic advantages. Emerging evidence also supports potential long-term effects on epigenetic regulation and white matter development, although direct causal validation in neonatal HIE remains limited. Nutritional studies indicate that carefully monitored enteral and parenteral feeding is feasible in critically ill neonates, identifying a potential window for metabolic interventions. Conclusions: Ketogenic strategies represent a plausible, multimodal approach to targeting the metabolic and inflammatory sequelae of neonatal HIE. While current evidence is insufficient to support clinical implementation, this scoping review provides a hypothesis-generating framework to guide future translational research and the design of carefully controlled clinical trials in neonatal neurocritical care.

## Linked entities

- **Chemicals:** β-hydroxybutyrate (PubChem CID 92135)

## Full-text entities

- **Genes:** FOXO3 (forkhead box O3) [NCBI Gene 2309] {aka AF6q21, FKHRL1, FKHRL1P2, FOXO2, FOXO3A}, SLC12A2 (solute carrier family 12 member 2) [NCBI Gene 6558] {aka BSC, BSC-2, BSC2, CCC1, KILQS, NKCC1}, SLC16A1 (solute carrier family 16 member 1) [NCBI Gene 6566] {aka HHF7, MCT, MCT1, MCT1D}, NLRP3 (NLR family pyrin domain containing 3) [NCBI Gene 114548] {aka AGTAVPRL, AII, AVP, C1orf7, CIAS1, CLR1.1}, IL6 (interleukin 6) [NCBI Gene 3569] {aka BSF-2, BSF2, CDF, HGF, HSF, IFN-beta-2}, SLC16A7 (solute carrier family 16 member 7) [NCBI Gene 9194] {aka MCT2}, NFE2L2 (NFE2 like bZIP transcription factor 2) [NCBI Gene 4780] {aka IMDDHH, NRF2, Nrf-2}, OXCT1 (3-oxoacid CoA-transferase 1) [NCBI Gene 5019] {aka OXCT, SCOT}, HDAC9 (histone deacetylase 9) [NCBI Gene 9734] {aka HD7, HD7b, HD9, HDAC, HDAC7B, HDAC9B}, CASP1 (caspase 1) [NCBI Gene 834] {aka ICE, IL1BC, P45}, CAT (catalase) [NCBI Gene 847], SLC12A5 (solute carrier family 12 member 5) [NCBI Gene 57468] {aka DEE34, EIEE34, EIG14, KCC2, hKCC2}, CYCS (cytochrome c, somatic) [NCBI Gene 54205] {aka CYC, HCS, THC4}, LTF (lactotransferrin) [NCBI Gene 280846] {aka Lf}, IL18 (interleukin 18) [NCBI Gene 3606] {aka IGIF, IL-18, IL-1g, IL1F4}, GRIA2 (glutamate ionotropic receptor AMPA type subunit 2) [NCBI Gene 2891] {aka GLUR2, GLURB, GluA2, GluR-K2, HBGR2, NEDLIB}, TNF (tumor necrosis factor) [NCBI Gene 7124] {aka DIF, IMD127, TNF-alpha, TNFA, TNFSF2, TNLG1F}, IL1B (interleukin 1 beta) [NCBI Gene 3553] {aka IL-1, IL1-BETA, IL1F2, IL1beta}
- **Diseases:** cortical injury (MESH:D054220), epileptiform discharges (MESH:D019522), neuronal and (MESH:D009410), drug (MESH:D000081015), epileptiform (MESH:D014277), cortical infarctions (MESH:D007238), Neonatal (MESH:D007232), necrotizing enterocolitis (MESH:D020345), HIE (MESH:D007589), neuronal apoptosis (MESH:D065703), cognitive impairment (MESH:D003072), neurodevelopmental impairment (MESH:D009422), motor disability (MESH:D009069), tissue injury (MESH:D017695), glucose hypometabolism (MESH:D018149), impaired myelination (MESH:D020279), Endogenous Ketosis (MESH:D007662), cerebral injury (MESH:D000070625), necrotic (MESH:D009336), HIE (MESH:D020925), hypomyelination (MESH:D003711), brain (MESH:D001927), acute injury (MESH:D001930), nutritional (MESH:D044342), death (MESH:D003643), TH (MESH:D007035), neuro-disability (MESH:C536203), gliosis (MESH:D005911), epilepsies (MESH:D004827), cytotoxic (MESH:D064420), metabolic acidosis (MESH:D000138), hypoglycemia (MESH:D007003), infection (MESH:D007239), ischemic injury (MESH:D017202), gastrointestinal complications (MESH:D005767), ischemic stroke (MESH:D002544), drug-resistant epilepsy (MESH:D000069279), complex I (MESH:C537475), deficits in motor coordination, executive function (MESH:D019957), neurodevelopmental disability (MESH:D007859), stroke (MESH:D020521), energy (MESH:D011502), intracranial hemorrhage (MESH:D020300), White matter injury (MESH:D056784), neurologic diseases (MESH:D020271), Hypoxic (MESH:D002534), Hypoxia (MESH:D000860), neurodevelopmental deficits (MESH:D009461), Ischemia (MESH:D007511), seizure (MESH:D012640), metabolic disorders (MESH:D008659), acute and (MESH:D000208), hypoglycemic injury (MESH:C000721848), dyslipidemia (MESH:D050171), Mitochondrial dysfunction (MESH:D028361), neurodegenerative conditions (MESH:D019636), excitotoxic injury (MESH:D014947), inflammation (MESH:D007249), cerebral palsy (MESH:D002547), calcium overload (MESH:D019190)
- **Chemicals:** lipid (MESH:D008055), ATP (MESH:D000255), medium-chain triglyceride (MESH:C000709826), glutathione (MESH:D005978), steroid (MESH:D013256), glutamine (MESH:D005973), Decanoic acid (MESH:C031071), -glucose (MESH:D005947), ROS (MESH:D017382), perampanel (MESH:C551441), calcium (MESH:D002118), lysine (MESH:D008239), potassium (MESH:D011188), AcAC (-), AMPA (MESH:D018350), acetoacetate (MESH:C016635), TCA (MESH:D014238), phosphocreatine (MESH:D010725), fatty acid (MESH:D005227), carbohydrate (MESH:D002241), acetone (MESH:D000096), Dexamethasone (MESH:D003907), reactive nitrogen species (MESH:D026361), N-acetyl-aspartate (MESH:C000179), iron (MESH:D007501), acetyl-CoA (MESH:D000105), nitric oxide (MESH:D009569), cholesterol (MESH:D002784), Ketone Bodies (MESH:D007657), 13C (MESH:C000615229), chloride (MESH:D002712), GABA (MESH:D005680), ketoses (MESH:D007661), Glutamate (MESH:D018698), phosphorus (MESH:D010758), phosphate (MESH:D010710), O2 (MESH:D010100), BHB (MESH:D020155), triglyceride (MESH:D014280), Ketone (MESH:D007659), carbon (MESH:D002244), tricarboxylic acid (MESH:D014233), lactate (MESH:D019344)
- **Species:** Bos taurus (bovine, species) [taxon 9913], Homo sapiens (human, species) [taxon 9606], Rattus norvegicus (brown rat, species) [taxon 10116], Mus musculus (house mouse, species) [taxon 10090]

## Figures

2 figures with captions in the complete paper: https://tomesphere.com/paper/PMC12943511/full.md

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Source: https://tomesphere.com/paper/PMC12943511