# A multimodal biological margin risk index predicts recurrence after neoadjuvant immunochemotherapy in head and neck squamous cell carcinoma

**Authors:** Ning Xu, Defeng Chen, Junui Yuan, Tao Huang, Xu Zhang, Qigen Fang, Wenlu Li

PMC · DOI: 10.3389/fimmu.2026.1740643 · Frontiers in Immunology · 2026-02-06

## TL;DR

This study introduces a new Margin Risk Index that better predicts cancer recurrence after treatment by combining multiple biological factors in head and neck cancer patients.

## Contribution

A novel multimodal Margin Risk Index is developed to redefine surgical margin status after neoadjuvant immunochemotherapy in HNSCC.

## Key findings

- The Margin Risk Index outperformed traditional margin assessment in predicting locoregional control and distant metastasis-free survival.
- High-risk patients had significantly worse outcomes, with hazard ratios of 2.95 and 3.22 for recurrence and metastasis.
- The MRIx was validated in an independent cohort, confirming its prognostic accuracy and risk stratification ability.

## Abstract

Conventional classification of surgical margins is inadequate for head and neck squamous cell carcinoma (HNSCC) treated with neoadjuvant immunochemotherapy (NICT), as it fails to capture the complex biological changes in the tumor microenvironment. This study aimed to develop a novel definition of a negative margin.

We conducted a retrospective analysis of treatment-naïve, HPV-negative HNSCC patients who completed NICT followed by surgery. Surgical margins underwent multi-modal assessment, including histopathology (tertiary lymphoid structures), tumor burden (Pan-CK, Ki-67), molecular profiling (driver mutations, PD-L1 RNA), and immune contexture (CD8+/FoxP3+ ratio, Granzyme B). A Margin Risk Index (MRIx) was developed by weighting these domains based on their prognostic impact for locoregional control (LRC) and distant metastasis-free survival (DMFS). The MRIx was externally validated in an independent cohort.

The study included a training cohort of 144 patients and an independent validation cohort of 100 patients. The MRIx integrated four domains into a continuous score, stratifying patients into low, intermediate, and high-risk categories. The MRIx significantly outperformed traditional margin assessment, with superior discrimination for both LRC (C-index=0.72) and DMFS (C-index=0.75). External validation confirmed its prognostic power, demonstrating significant risk stratification (log-rank p<0.001 for both LRC and DMFS) and an independent hazard ratio for high-risk patients (HR = 2.95 for LRC; HR = 3.22 for DMFS, both p<0.001).

The proposed MRIx provides a biologically-grounded tool that redefines margin status following NICT. It accurately identifies patients at high risk of recurrence who may benefit from treatment intensification and those with low-risk margins suitable for de-escalation, enabling personalized adjuvant therapy.

## Linked entities

- **Proteins:** Mki67 (antigen identified by monoclonal antibody Ki 67), CD274 (CD274 molecule), CD8A (CD8 subunit alpha), FOXP3 (forkhead box P3)
- **Diseases:** head and neck squamous cell carcinoma (MONDO:0010150), HNSCC (MONDO:0010150)

## Full-text entities

- **Genes:** PDCD1 (programmed cell death 1) [NCBI Gene 5133] {aka ADMIO4, AIMTBS, CD279, PD-1, PD1, SLEB2}, VIM (vimentin) [NCBI Gene 7431], TP53 (tumor protein p53) [NCBI Gene 7157] {aka BCC7, BMFS5, LFS1, P53, TRP53}, CDKN2A (cyclin dependent kinase inhibitor 2A) [NCBI Gene 1029] {aka ARF, CAI2, CDK4I, CDKN2, CMM2, INK4}, NOTCH1 (notch receptor 1) [NCBI Gene 4851] {aka AOS5, AOVD1, TAN1, hN1}, FOXP3 (forkhead box P3) [NCBI Gene 50943] {aka AIID, DIETER, IPEX, JM2, PIDX, XPID}, CR2 (complement C3d receptor 2) [NCBI Gene 1380] {aka C3DR, CD21, CR, CVID7, SLEB9}, CD8A (CD8 subunit alpha) [NCBI Gene 925] {aka CD8, CD8alpha, IMD116, Leu2, p32}, ACTB (actin beta) [NCBI Gene 60] {aka BKRNS, BNS, BRWS1, CSMH, DDS1, PS1TP5BP1}, PERP (p53 apoptosis effector related to PMP22) [NCBI Gene 64065] {aka EKVP7, KCP1, KRTCAP1, OLMS2, PIGPC1, THW}, GZMB (granzyme B) [NCBI Gene 3002] {aka C11, CCPI, CGL-1, CGL1, CSP-B, CSPB}, CDH1 (cadherin 1) [NCBI Gene 999] {aka Arc-1, BCDS1, CD324, CDHE, ECAD, LCAM}, SLC2A1 (solute carrier family 2 member 1) [NCBI Gene 6513] {aka CSE, DYT17, DYT18, DYT9, EIG12, GLUT}, CMPK1 (cytidine/uridine monophosphate kinase 1) [NCBI Gene 51727] {aka CK, CMK, CMPK, UMK, UMP-CMPK, UMPK}, EGFR (epidermal growth factor receptor) [NCBI Gene 1956] {aka ERBB, ERBB1, ERRP, HER1, NISBD2, NNCIS}, GAPDH (glyceraldehyde-3-phosphate dehydrogenase) [NCBI Gene 2597] {aka G3PD, GAPD, HEL-S-162eP}, FCER2 (Fc epsilon receptor II) [NCBI Gene 2208] {aka BLAST-2, CD23, CD23A, CLEC4J, FCE2, FCErII}, CD274 (CD274 molecule) [NCBI Gene 29126] {aka ADMIO5, B7-H, B7H1, PD-L1, PDCD1L1, PDCD1LG1}
- **Diseases:** Solid Tumors (MESH:D009369), SD (MESH:D012735), oropharyngeal cancer (MESH:D009959), blood loss (MESH:D016063), inflammation (MESH:D007249), fibrosis (MESH:D005355), tongue SCC (MESH:D014060), HNSCC (MESH:D000077195), stage III disease (MESH:D007676), nodal (MESH:D013611), distant metastasis (MESH:D009362), thyroid cancer (MESH:D013964), mPR (MESH:D004830), TLS (MESH:D000072717)
- **Chemicals:** nitrogen (MESH:D009584), IRDye800CW (MESH:C562366), OCT (MESH:C051883), panitumumab (MESH:D000077544), pembrolizumab (MESH:C582435), NICT (-), cisplatin (MESH:D002945), DAPI (MESH:C007293), docetaxel (MESH:D000077143)
- **Species:** Homo sapiens (human, species) [taxon 9606]
- **Mutations:** p.R175H
- **Cell lines:** CAL-27 — Homo sapiens (Human), Tongue adenosquamous carcinoma, Cancer cell line (CVCL_1107), SCC-25 — Homo sapiens (Human), Tongue squamous cell carcinoma, Cancer cell line (CVCL_1682)

## Full text

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## Figures

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## References

30 references — full list in the complete paper: https://tomesphere.com/paper/PMC12920489/full.md

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Source: https://tomesphere.com/paper/PMC12920489