Management and outcomes of paediatric achalasia: multicentre retrospective study in the UK
Jonathan J Neville, Esther Westwood, Amanda Ladell, George S Bethell, Rachel Harwood, Nigel J Hall, Mohamad E Abdullah, Mohamad E Abdullah, Paul Charlesworth, Liza Y W Chong, Claire Clark, David Colvin, Ahish Desai, Hany Gabra, Stefano Giuliani, Lucinda Tullie, Dale Gracie

TL;DR
This study examines the treatment and outcomes of children with achalasia in the UK, finding that Heller’s cardiomyotomy has higher success rates but also more complications.
Contribution
The study provides insights into management variation and treatment outcomes for pediatric achalasia in the UK.
Findings
Heller’s cardiomyotomy had a higher success rate (72%) compared to endoscopic balloon dilatation (6%).
Many children remain symptomatic after treatment, requiring multiple interventions.
Abstract
Achalasia is rare disease in children and young people (CYP) that causes significant symptoms and often requires invasive interventions. There is currently no consensus on the optimal management strategy. This study investigated the current management and outcomes of CYP with achalasia in the UK. A retrospective study was conducted of CYP (aged ≤ 16 years) diagnosed with achalasia between 2011 and 2021 in the UK. The study was co-designed with the patient group Achalasia Action. Data were collected from patient records. The primary outcome was treatment success. In all, 126 patients were included from 13 UK centres; 64 of the patients (50.8%) were male and the median age at diagnosis was 12 (interquartile range (i.q.r.) 9–14) years. The most frequent presenting features were dysphagia (73.8%), vomiting (53.2%), and weight loss (38.9%). The median time from symptom onset to diagnosis…
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Fig. 1
Fig. 2| All patients ( | Achalasia subtype |
| ||||
|---|---|---|---|---|---|---|
| Unclassified ( | Type I ( | Type II ( | Type III ( | |||
|
| ||||||
| Dysphagia | 46 (57%) | 17 (61%) | 7 (88%) | 35 (85%) | 4 (100%) | 0.910 |
| Regurgitation | 32 (40%) | 11 (39%) | 2 (25%) | 15 (37%) | 4 (100%) | 0.013† |
| Vomiting | 39 (48%) | 10 (36%) | 6 (75%) | 21 (51%) | 2 (50%) | 0.341 |
| Chest pain | 32 (40%) | 6 (21%) | 1 (13%) | 6 (14%) | 0 (0%) | 0.671 |
| Failure to gain weight | 4 (5%) | 1 (4%) | 1 (13%) | 2 (5%) | 0 (0%) | 0.568 |
| Weight loss | 35 (43%) | 8 (29%) | 4 (50%) | 21 (51%) | 2 (50%) | 0.927 |
| Reflux | 8 (10%) | 3 (11%) | 2 (25%) | 3 (7%) | 0 (0%) | 0.199 |
| Nocturnal cough | 8 (10%) | 5 (18%) | 1 (13%) | 2 (5%) | 0 (0%) | 0.568 |
| First-line treatment success | 41 (51%) | 14 (50%) | 3 (38%) | 20 (49%) | 4 (100%) | 0.105 |
| Symptoms at 1-year follow-up ( | 32 of 57 (56%) | 9 of 18 (50%) | 1 of 4 (25%) | 21 of 32 (66%) | 1 of 3 (33%) | 0.191 |
| HCM ( | EBD ( |
| |
|---|---|---|---|
| Treatment success | 52 (72%) | 3 (6%) | < 0.001 |
| Any complications | 8 (11%) | 1 (2%) | 0.137 |
| Symptomatic at 1 year ( | 30 of 56 (54%) | 16 of 30 (53%) | 0.983 |
- —NIHR GOSH BRC10.13039/501100019256
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Taxonomy
TopicsGastroesophageal reflux and treatments · Esophageal and GI Pathology · Dysphagia Assessment and Management
Introduction
Achalasia is a rare disease of oesophageal dysmotility with an estimated incidence in children and young people (CYP) of 0.11–1.80 per 100 000 per year^1,2^. Achalasia is characterized by disordered peristalsis of the oesophageal body, high resting tone of the lower oesophageal sphincter (LOS), and a failure of the LOS to relax on swallowing. Patients develop progressive dysphagia, vomiting, and weight loss. Diagnosis of achalasia is often delayed in CYP due to the rarity of the disease, and achalasia can be misdiagnosed as a more common condition with similar presenting features^3^.
Medical and surgical treatment strategies aim to facilitate swallowing and improve symptoms by reducing LOS pressure^2^. Endoscopic therapies include botulinum toxin (Botox) injection into the LOS, endoscopic balloon dilatation (EBD), and peroral endoscopic myotomy (POEM). Surgical treatment comprises Heller’s cardiomyotomy (HCM), with or without concomitant fundoplication. However, there is no clear consensus on the optimal management strategy for CYP with achalasia. Compared with EBD, HCM is associated with a higher rate of clinical improvement but an increased rate of procedural complications^3,4^. Studies have reported that a large proportion of CYP remain symptomatic for long periods, even after both endoscopic and surgical management^3,5^. Early reports of POEM in CYP show a good response to treatment that is similar to that in adult patients, but long-term outcome data are lacking^6–9^. Due to the rarity of achalasia in CYP, the current literature is based on small, single-centre retrospective studies and, to date, there have been no randomized clinical trials comparing different treatment strategies in this cohort. Moreover, data from interventional studies in adult achalasia patients may not translate to CYP due to differences in anatomy, physiology, clinical features, and the requirement for long follow-up periods.
The aim of the present study was to describe the clinical presentation, management, and outcomes of CYP diagnosed with achalasia in the UK. A secondary objective was to describe the success of first-line interventions.
Methods
This retrospective multicentre study was conducted at specialist paediatric surgery centres in the UK. CYP (aged ≤ 16 years) diagnosed with achalasia between 1 January 2011 and 31 December 2021 were eligible for inclusion. In order to capture the complete scope of practice in the UK, criteria for a diagnosis of achalasia were not specified. As such, a diagnosis of achalasia was made based on the presenting features of each patient and the results of investigations undertaken at each centre.
This study was co-designed with the patient group Achalasia Action. During the development of the study protocol, a focus group was held with five parents of CYP with achalasia, and one adult with achalasia diagnosed in childhood. The study protocol was revised based on the focus group’s feedback. Feedback was sought from a further six patient representatives via an online survey. The patient group was specifically interested in understanding whether a particular first-line treatment strategy for CYP with achalasia was superior, and to what extent dieticians and clinical psychologists were involved in patient care.
Data were extracted from electronic patient records by the local team and uploaded to a secure online REDCap database^10^. Data regarding patient demographics, co-morbidities, clinical features, investigations, interventions, disease and procedural outcomes, and outcomes at follow-up were collected. Local approvals were obtained at each participating centre.
The primary outcome was treatment success, defined as symptom improvement (any degree of improvement of patient-reported symptoms), combined with the requirement for no further treatments, at the time of most recent follow-up. Currently, there are no validated measures of treatment success in CYP with achalasia^11^. This primary outcome was selected because it is measurable with retrospective data and has been used in previous multicentre studies of achalasia in CYP^4,12,13^. Therefore, patients with treatment success may still report symptoms. Other outcomes reported included complications of interventions, the requirement for repeat interventions, the success of medical management, growth, postintervention incidence of patient-reported reflux and dysphagia symptoms, and symptomatology at the 1- and 5-year follow-up. The presence or absence of patient-reported symptoms were collected from patient records. EBD was pneumatic or hydrostatic depending on clinician experience and preference. Additional procedures, such as Botox injection into the LOS, were performed at the discretion of the attending clinician. Performance of multiple EBD within a 3-month period was classified as a single course of treatment. Surgical techniques for HCM and fundoplication were not standardized but consisted of open, laparoscopic, or robotic HCM with variable-length oesophageal and cardiac myotomies^14^. Performance of a fundoplication and the choice of fundoplication type were based on surgeon preference^14^. Achalasia subtype on manometry, as per the Chicago classification^15^, was extracted from formal manometry reports where available. Weight Z-score was calculated using sex-specific Centers for Disease Control growth charts based on age^16^.
Data are summarized as the median with interquartile range (i.q.r.) unless otherwise specified. Continuous non-parametric data were compared using the Mann–Whitney U (unpaired) or Wilcoxon signed-rank (paired) tests. Categorical data were compared using χ^2^ or Fisher’s exact tests as appropriate. Time-to-event curves were compared using the log-rank test. Data analysis was conducted in SPSS^®^ v29.0 (IBM, Armonk, NY, USA) and GraphPad Prism v10 (GraphPad Software, San Diego, CA, USA). All tests were two-sided and P < 0.05 was considered significant.
Results
In all, 126 CYP from 13 UK centres were included in the study. The median age at diagnosis was 11.9 (i.q.r. 9.4–13.5) years and 64 CYP (50.8%) were male. Ethnicity was reported for 100 patients; of these 100 patients, 67 (67.0%) were White, 19 (19.0%) were Asian or Asian British, 10 (10.0%) were Black, Black British, Caribbean or African, and 4 (4.0%) were mixed or multiple ethnic groups. Across the entire study cohort, a relevant past medical history was reported for 23 CYP (18.3%), with 5 CYP (4.0%) having a diagnosis of Allgrove syndrome, 6 (4.8%) having a diagnosis of asthma, 4 (3.2%) having a diagnosis of intestinal pseudo-obstruction, and 1 (0.8%) having chronic constipation.
The most common presenting features were dysphagia (73.8%), vomiting (53.2%), and weight loss (38.9%; Table S1). The median time from the onset of clinical features to diagnosis was 11 (i.q.r. 6–24) months. The Eckardt score was reported at diagnosis for 26 of 126 CYP (20.6%), with the median score being 5.5 (i.q.r. 3–6.8).
Across the entire study cohort, there was evidence of an initial misdiagnosis in 28 CYP (22.2%), most frequently resulting in an erroneous diagnosis of gastro-oesophageal reflux disease (16 CYP, 12.7%). Four CYP (3.2%) were diagnosed with eosinophilic oesophagitis. Other diagnoses that preceded an achalasia diagnosis were cow’s milk protein allergy (1), behavioural vomiting (1), infection (1), feeding difficulties without a formal diagnosis (4), and recurrent chest infections (1).
Twenty-three CYP (18.3%) required alternative feeding strategies before treatment, including nasogastric tube feeding in 18 (14.3%), nasojejunal tube feeding in 1 (0.8%), gastrostomy feeding in 3 (2.4%), and parental nutrition in 1 (0.8%).
A barium swallow was performed in 115 CYP (91.3%), with radiographic findings suggesting achalasia in 99 of these 115 CYP (86.1%). An oesophagogastroduodenoscopy was performed in 78 of 126 CYP (61.9%). Manometry was undertaken in 81 of 126 CYP (64.3%), and was conventional in 22 (27%) and high-resolution in 59 (73%). Chicago classification subtype was reported for 53 of 81 CYP (65%), but was not associated with clinical features, first-line treatment success, or the presence of symptoms at the 1-year follow-up (Table 1).
Of the 126 CYP in this study, 20 (15.9%) were discussed in a multidisciplinary team meeting. Decisions regarding treatment for the CYP were made predominantly by paediatric surgeons (105, 83.3%) and gastroenterologists (72, 57.1%). Adult surgeons or gastroenterologists were involved in decisions for 9 CYP (7.1%). There was dietician involvement for 55 of 126 CYP (43.7%) and clinical psychologist input for 7 of 126 CYP (5.6%).
Medical treatments in the form of prokinetics, calcium channel blockers, and proton pump inhibitors were used in 53 of 126 CYP (42.1%). The duration of treatment was reported for 43 of 53 CYP (81%) and was a median of 12 (i.q.r. 6–13.5) months. Of the 47 patients receiving proton pump inhibitors, 14 (30%) reported some symptomatic improvement. Otherwise, medical treatments were reported as ineffective.
First-line interventions across the entire cohort were EBD in 48 CYP (38.1%; including three patients who received EBD and Botox) and HCM in 72 CYP (57.1%). Six patients received no intervention. No POEM procedures were reported. Median time from diagnosis to first-line treatment was 2 months (0–5). Treatment success was reported for 55 of 120 patients (45.8%) after first-line treatment (Table 2). Both age and weight at diagnosis were significantly higher among CYP with treatment success than among those with treatment failure (median age 12.5 (i.q.r. 11.3–14.0) versus 10.8 (i.q.r. 8.1–12.4) years, respectively (P = 0.006); weight at diagnosis 40 (i.q.r. 31–47) versus 31.0 (i.q.r. 21.5–43.8) kg, respectively (P = 0.009)). Treatment success was also significantly higher in CYP managed with HCM compared to EBD (52 of 72 (72%) versus 3 of 48 (6%), respectively; P < 0.001). After successful first-line treatment, symptom improvement was maintained for a median of 12 (i.q.r. 4–27) months. Undertaking multiple EBD within 3 months, compared with a single EBD, was not associated with an increased rate of treatment success (P = 0.227).
Following first-line treatment, 55 of 120 CYP (45.8%) required at least one subsequent intervention (Fig. 1). The time to second intervention was longer in CYP managed with first-line HCM than among those managed with EBD (log-rank hazard ratio 11.1; 95% confidence interval 6.0 to 20.6; P < 0.001; Fig. 2).
Flow chart showing serial EBD, HCM, or fundoplicationEBD, endoscopic balloon dilatation; HCM, Heller’s cardiomyotomy; Fundo., fundoplication.
Time to second procedure in children and young people managed with first-line EBD or HCMShaded areas indicate 95% confidence intervals. EBD, endoscopic balloon dilatation; HCM, Heller’s cardiomyotomy.
Complications were more frequently experienced by CYP undergoing HCM than EBD (17 of 98 (17%) versus 3 of 57 (5%), respectively; P = 0.045). The surgical complications among the 98 patients undergoing HCM were oesophageal or gastric perforations (9, 9%), reflux (3, 3%), incomplete myotomy (2, 2%), readmission with pain or wound complications (2, 2%), and development of a pleural effusion (1, 1%). One patient with an oesophageal perforation required admission to paediatric intensive care. The speciality of the surgeon performing the HCM did not affect the complication rate or the requirement for a redo HCM (Table S2). Among the 57 patients undergoing EBD, complications included aspiration (2, 4%) and bleeding at the gastro-oesophageal junction (1, 2%).
Among the 98 CYP undergoing surgery, the first HCM was laparoscopic in 88 (90%), laparoscopic converted to open in 3 (3%), robotic in 4 (4%), and open in 3 (3%). Of the seven redo HCMs, 6 (86%) were laparoscopic and 1 (14%) was open. One patient underwent a second redo HCM, which was a laparoscopic converted to open procedure.
At HCM, fundoplication was performed in 66 of 98 CYP (67%). Among the 63 patients (95%) with reported data, the wrap was anterior 180° in 32 (51%), anterior 200° in 21 (33%), anterior 270° in 5 (8%), and posterior 270° in 2 (3%). The intraoperative complication rate, treatment success, and the requirement for a redo HCM were similar between HCMs performed with and without a fundoplication (Table S3). At 1 year, symptomatic dysphagia was more frequent in those who underwent fundoplication (32% versus 13%; P = 0.049), whereas gastro-oesophageal reflux disease symptoms were similar between HCM performed with and without a fundoplication (9% versus 8%, respectively; P = 0.714). Only one patient underwent a laparoscopic fundoplication after HCM at 53 months.
An endoscopic procedure before HCM did not significantly increase the rate of surgical complications (10 of 71 (14%) treatment-naïve HCM versus 7 of 27 (26%) prior EBD; P = 0.233). However, the rate of requiring a subsequent intervention after initial HCM surgery was significantly higher in CYP who had undergone a prior EBD (11 of 71 (15%) treatment-naïve HCM versus 12 of 27 (44%) prior EBD; P = 0.003).
Follow-up data were available for 88 of 126 patients (69.8%) at 1 year. Symptoms were reported by 47 of these 88 patients (53%) and were most commonly dysphagia (27, 57%), regurgitation (10, 21%), and reflux (10, 21%; Table 2). Morbidities were reported for 15 of 88 CYP (17%) with follow-up data, and included gastro-oesophageal reflux (9, 60%), oesophagitis (3, 20%), and oesophageal strictures (3, 20%). Five-year follow-up data were available for 22 of 126 patients (17.5%), with 16 of these patients (73%) reporting symptoms. The median weight-for-age Z score had increased from diagnosis to the 1-year follow-up (−0.55 (i.q.r. −1.38–0.18) versus 0.60 (i.q.r. −0.51–1.26); P < 0.001; Fig. S1). Forty-five CYP (35.7%) in the cohort had transitioned to adult services.
Discussion
This study reports on the management and outcomes of CYP with achalasia from 13 specialist paediatric centres in the UK. The key findings of the study were variations in both diagnostic and management approaches, and that over half of all CYP with achalasia remained symptomatic 1 year after treatment. Of the treatments provided, HCM was associated with a significantly higher rate of treatment success and a longer time to second-line treatment versus EBD, but HCM also carried a higher rate of complications.
One-fifth of the CYP were initially misdiagnosed, and the median time from symptom onset to diagnosis was 11 months. Smits et al.^3^ observed a 15% misdiagnosis rate and similarly reported eosinophilic oesophagitis and gastro-oesophageal reflux as the most common misdiagnoses. Other studies have reported the time from symptom onset to diagnosis as being around 1 year^3,4,17^. This highlights the need for a high index of suspicion and early manometry to identify achalasia in CYP.
In adult patients with achalasia, the Chicago classification predicts outcomes following interventional procedures, such that patients with type I and III achalasia tend to benefit from HCM or POEM as opposed to EBD^18,19^. Similar to previous reports in CYP^4^, type II achalasia was most prevalent in the present cohort. Manometric subtype was not associated with differences in clinical features or treatment success, although this may be due to small sample sizes and the limited use of high-resolution manometry^3,4^. It may also be that the Chicago classification does not appropriately stratify achalasia into meaningful subtypes in CYP. Decisions regarding treatment choice should not necessarily be informed by manometry subtype in CYP until the Chicago classification has been validated in this age group.
Medical treatments did not appear to be effective at reducing symptoms in the present series. The rate of treatment success and time to subsequent intervention were both significantly higher in CYP initially treated with HCM versus EBD. However, HCM had a significantly higher rate of complications, including a 9% perforation rate. Similar results have been reported in other studies of CYP with achalasia, with perforations occurring in 3–19% of patients undergoing HCM^5,17,20,21^. Smits et al.^3^ observed a higher rate of perforations when HCM was used to treat relapsed disease. In the present study, treatment-naïve patients undergoing HCM did not have fewer complications than those who had undergone EBD before. Similarly, Montalva et al.^17^ did not observe an increased risk of oesophageal perforation in patients undergoing HCM who had undergone a previous EBD. However, in the present study, patients undergoing HCM following EBD more frequently required subsequent interventions. This may reflect a more severe disease phenotype, but could also suggest that HCM is less effective after EBD. In contrast, Provenzano et al.^21^ reported that previous EBD did not negatively affect HCM outcome in a cohort of 40 CYP. It is likely that first-line HCM is more effective than EBD, but it remains unclear whether HCM is less effective and causes more complications if performed after EBD.
Few studies have reported the long-term outcomes of repeated EBD in CYP with achalasia. In 20–50% of CYP, multiple EBD were required for ongoing symptoms, with 62% subsequently undergoing surgical management^2^. Adult randomized trials have shown that EBD and HCM have comparable rates of treatment success in the short and long term, but repeat EBD is required in 25% of patients^19,22^. In adults with achalasia, younger age at diagnosis is a risk factor for relapse and a requirement for repeat EBD^23^. As such, early HCM may be beneficial in CYP with achalasia to limit the requirement for repeated EBD.
Most surgeons in the present study performed HCM with fundoplication to prevent gastro-oesophageal reflux symptoms after myotomy. The most common choice of fundoplication was a partial anterior wrap. However, there remains no consensus regarding whether fundoplication is necessary, or which type of fundoplication is optimal. A 2022 Cochrane meta-analysis of 571 adult patients with achalasia concluded that the addition of an anterior fundoplication to HCM was not clearly associated with a decrease in acid reflux or an increase in dysphagia symptoms after the surgery^24^. However, total (Nissen) fundoplication did increase the risk of postoperative dysphagia. In the present study, an increased risk of postoperative dysphagia was observed in CYP undergoing HCM with fundoplication. Previous studies in CYP have not identified an association between fundoplication, gastro-oesophageal reflux, and dysphagia^20^. Further work is required to elucidate the relationship between HCM, with and without fundoplication, and long-term outcomes in CYP.
In this study, no POEM procedures were reported and therefore no conclusions can be drawn on the relative efficacy of POEM versus HCM and EBD. Multiple reports in the literature^6–9,25–28^ show good short-term outcomes for POEM in adults and CYP, and it is likely that POEM will become part of standard practice in selected high-volume centres with sufficient experience of the technique. A randomized trial comparing POEM to EBD is underway^29^, but studies comparing POEM to HCM, with long-term follow-up, are urgently required.
A strength of this study is that it consists of a large and well described cohort of CYP with achalasia. In contrast, the study is limited by its use of retrospective data, which relies on complete and accurate documentation in the patient record. No diagnostic criteria for achalasia were specified in this study, which may reduce the external validity of the results. Changes in management strategies may have occurred throughout the data collection period, and procedures were not standardized between surgeons or centres. Similarly, at follow-up, the presence of symptoms, gastro-oesophageal reflux disease, dysphagia, and oesophagitis relied on accurate reporting in the patient record, and was based on a mix of endoscopy reports, pH study results and patient reporting. No data on the severity or frequency of symptoms were collected.
Five-year follow-up in this study was limited and, as such, no firm conclusions can be made regarding the long-term outcomes of CYP with achalasia. Due to the challenges of conducting randomized comparative trials in rare paediatric diseases, it is likely that large prospective cohort studies will be required to determine the optimal treatment strategies for achalasia in CYP. A multicentre prospective disease registry with long-term follow-up would provide a data set with sufficient detail to compare treatments and understand the long-term implications of achalasia on the presence, severity and frequency of symptoms, growth, and quality of life. To inform this, core outcomes that are important to healthcare professionals, patients, and their caregivers need to be defined^30^. Similarly, a symptom score that is validated in CYP with achalasia must be created to monitor response to treatment.
There is significant variation in the management of CYP with achalasia in the UK. Due to the low incidence of achalasia in this age group, the authors recommend that CYP should be managed by a multidisciplinary team at experienced centres. HCM appears to be the most effective first-line treatment compared with EBD, although it is associated with a higher complication rate. There is also a suggestion in this data set that HCM performed after EBD is less efficacious. This study reports anticipated outcomes in CYP with achalasia, which include ongoing symptoms in half of all children at the 1-year follow-up. These data will be useful to clinicians, CYP with achalasia, and their caregivers when making decisions about the management of achalasia in this age group.
Collaborators
The members of the PSTRN Collaborators Group (in alphabetical order) are: Mohamad E. Abdullah (The Royal London Hospital, London, UK); Paul Charlesworth (The Royal London Hospital, London, UK); Liza Y. W. Chong (Royal Hospital for Children and Young People, Edinburgh, UK); Claire Clark (Royal Hospital for Children and Young People, Edinburgh, UK); David Colvin (Royal Belfast Hospital for Sick Children, Belfast, UK); Ahish Desai (The Royal London Hospital, London, UK); Hany Gabra (Great North Children’s Hospital, Newcastle, UK); Stefano Giuliani (Great Ormond Street Hospital, London, UK); Lucinda Tullie (Great Ormond Street Hospital, London, UK); Dale Gracie (Royal Hospital for Children and Young People, Edinburgh, UK); Naotunna Palliyage Nuwanthika Karunaratne (Great Ormond Street Hospital, London, UK); Saravanakumar Paramalingam (Royal Alexandra Children’s Hospital, Brighton, UK); Chiara Pelosi (Birmingham Children’s Hospital, Birmingham, UK); Shazia Perveen (Leicester Children’s Hospital, Leicester, UK); Amulya Saxena (Chelsea Children’s Hospital, London, UK); Giampiero Soccorso (Birmingham Children’s Hospital, Birmingham, UK); Chloe Roy (Great North Children’s Hospital, Newcastle, UK); Iain Yardley (Evelina London Children’s Hospital, London, UK); Dylan Wills (John Radcliffe Hospital, Oxford, UK); Rachel Tan Wei Ying (John Radcliffe Hospital, Oxford, UK).
Supplementary Material
zraf139_Supplementary_Data
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