# Exploratory Analysis of the Impact of a Single Dose of Trastuzumab on the Immune Microenvironment in HER2-Positive Early-Stage Breast Cancer

**Authors:** Nikita Bastin, Jessica Mezzanotte-Sharpe, Rebecca Alvarez, Savannah C. Partridge, Suzanne M. Dintzis, Sasha E. Stanton, VK Gadi, Laura C. Kennedy

PMC · DOI: 10.3390/biomedicines13112784 · 2025-11-14

## TL;DR

This study explores how trastuzumab affects the immune environment in HER2-positive breast cancer patients, finding that some patients show immune responses while others may need additional treatment.

## Contribution

The study provides new insights into how trastuzumab influences the tumor immune microenvironment in HER2+ breast cancer patients.

## Key findings

- Trastuzumab treatment was associated with decreased PD-L1 and TGF-Beta signatures and increased DUSP1 and CTLA4 gene expression.
- Immune responders showed increased dendritic cell and MARCO expression following trastuzumab treatment.
- Patients with no significant TIL response may benefit from additional agents to modulate the tumor microenvironment.

## Abstract

Background: How the tumor microenvironment (TME) influences treatment response in HER2+ breast cancer following HER2-directed therapy is crucial for individualizing therapies and is currently understudied. The purpose of this exploratory analysis was to elucidate changes in the TME following treatment with trastuzumab. Methods: Fourteen HER2+ early-stage breast cancer patients underwent tissue biopsies before and after a dose of trastuzumab. Samples were evaluated for stromal tumor-infiltrating lymphocytes (TILs) and RNA-based cell and gene expression signatures. Tumor inflammation signature scores were generated to measure whether an adaptive immune response developed to trastuzumab within the tumor. Patients were also stratified as immune responders or non-responders based on changes in TILs. Results: Of the 14 enrolled patients, 13 had samples available for analysis, and 7 had an immune response as assessed by changes in TILs compared to 6 non-responders. Trastuzumab treatment decreased PD-L1 and TGF-Beta signatures and increased CTLA4 gene signatures, although results were not statistically significant, and increased DUSP1 expression. In the TIL responder group, there was increased expression of dendritic cells as well as MARCO expression. Conclusions: These findings, although exploratory in nature, highlight trastuzumab’s ability to induce an immune response and suggest that some patients may be more primed to mount an immune response following treatment than others. Patients without a robust response in TILs may benefit from additional agents to favorably modulate the TME for optimized responses to HER2-directed therapy, an area of research which warrants further study.

## Linked entities

- **Genes:** CD274 (CD274 molecule) [NCBI Gene 29126], TGFB1 (transforming growth factor beta 1) [NCBI Gene 7040], CTLA4 (cytotoxic T-lymphocyte associated protein 4) [NCBI Gene 1493], DUSP1 (dual specificity phosphatase 1) [NCBI Gene 1843], MARCO (macrophage receptor with collagenous structure) [NCBI Gene 8685]
- **Diseases:** breast cancer (MONDO:0004989), HER2-positive breast cancer (MONDO:0006244)

## Full-text entities

- **Genes:** TGFB1 (transforming growth factor beta 1) [NCBI Gene 7040] {aka CAEND1, CED, DPD1, IBDIMDE, LAP, TGF-beta1}, MARCO (macrophage receptor with collagenous structure) [NCBI Gene 8685] {aka SCARA2, SR-A6}, CTLA4 (cytotoxic T-lymphocyte associated protein 4) [NCBI Gene 1493] {aka ALPS5, CD, CD152, CELIAC3, CTLA-4, GRD4}, ERBB2 (erb-b2 receptor tyrosine kinase 2) [NCBI Gene 2064] {aka CD340, HER-2, HER-2/neu, HER2, MLN 19, MLN-19}, DUSP1 (dual specificity phosphatase 1) [NCBI Gene 1843] {aka CL100, HVH1, MKP-1, MKP1, PTPN10}, CD274 (CD274 molecule) [NCBI Gene 29126] {aka ADMIO5, B7-H, B7H1, PD-L1, PDCD1L1, PDCD1LG1}
- **Diseases:** Tumor (MESH:D009369), inflammation (MESH:D007249), Breast Cancer (MESH:D001943)
- **Chemicals:** Trastuzumab (MESH:D000068878)
- **Species:** Homo sapiens (human, species) [taxon 9606]

## Figures

3 figures with captions in the complete paper: https://tomesphere.com/paper/PMC12650603/full.md

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Source: https://tomesphere.com/paper/PMC12650603