Indirect costs and scientific impact at NIMH

TL;DR

This study finds that higher indirect costs at research institutions are modestly linked to greater scientific impact, including more publications and patents.

Contribution

The study provides empirical evidence linking higher institutional indirect costs to increased scientific output and impact of NIH-funded mental health research.

Findings

A 10% increase in indirect rate was associated with 0.30 more publications per grant.

Higher indirect rates correlated with a 20% increase in odds of patent filing.

Total citations increased by 29.71 per 10% increase in indirect rate.

Abstract

The National Institutes of Health (NIH) awards additional funds for extramural research to support research infrastructure and administration, such that the total cost of a given research project depends on where it is conducted. We sought to understand whether greater indirect rates were associated with a greater scientific impact of NIH-funded work. The NIH RePORTER database was queried to retrieve all R01, R21, or R03-funded research proposals for which National Institute of Mental Health was listed as the primary funding source for proposals funded between 2012 and 2023. We applied multivariable regression to examine the association between indirect rate and measures of scientific impact, including number of publications, their citation impact in terms of H-index per grant and total citations, and the number of patents associated with each grant. Of 5,143 projects, reflecting $9.85 billion, mean indirect rate was 47.9% (SD 16.2%). Greater indirect rate was associated with modest but statistically significantly greater number of publications (+0.30 per 10% increase in indirect rate, 95% CI 0.08–0.51); H-index at 5 years (+0.25 per 10% increase in indirect rate, 95% CI 0.18–0.33; Fig. 1); and total citations (+29.71 per 10% increase in indirect rate, 95% CI 17.86–41.57). Each 10% increase in indirect rate was associated with a 20% increase in odds of patent filing (aOR 1.20, 95% CI 1.05–1.37). The results suggest modest but statistically significantly greater benefits from conduct of research at institutions with higher indirect costs and provide data for policymakers to consider in weighing the costs against potential benefits of work at such institutions.

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