Does your surname undermine your research impact?
Yuejun Lawrance Cai, Kin Fai Ellick Wong, Jessica Y. Y. Kwong

TL;DR
This study shows that researchers with surnames starting with letters earlier in the alphabet are cited more often, especially in alphabetical citation systems.
Contribution
The research establishes a causal link between surname alphabetical order and citation frequency through experimental and empirical methods.
Findings
Articles with authors having surnames earlier in the alphabet are more likely to be cited.
The surname order bias is stronger in alphabetical citation systems than in numerical ones.
The effect is consistent across a large dataset and experimental validation.
Abstract
Citation frequency is widely recognized as a crucial metric for assessing academic impact. Previous studies analyzing data from citation databases have observed a surname order bias—a phenomenon where the alphabetical ordering of researchers’ surnames negatively impacts their citation counts. However, the underlying mechanisms driving this bias, the causality behind it, and its implications for in-text citation practices remain poorly understood. Therefore, the present research aims to address these gaps through two preregistered studies. Study 1 replicates and extends the work of Stevens and Duque (Psychonomic Bulletin & Review, 26, 1020–1026, 2019), using a larger sample of 446,755 articles and controlling for surname initial frequency and publication year. Study 2 is an experiment with 307 valid responses from academics holding doctoral degrees, manipulating both citation systems and…
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Taxonomy
Topicsscientometrics and bibliometrics research
