# TGFβ1 and SMAD3 Expression Are Associated With Survival After the Immune Checkpoint Inhibitor Therapy for Small Cell Lung Cancer

**Authors:** Zenta Seto, Minehiko Inomata, Akira Noguchi, Tomonobu Kado, Nozomu Murayama, Naoki Takata, Kotaro Tokui, Seisuke Okazawa, Shingo Imanishi, Tosihiro Miwa, Ryuji Hayashi, Kenichi Hirabayashi, Kazuyuki Tobe

PMC · DOI: 10.1002/cnr2.70394 · 2025-11-04

## TL;DR

This study explores how immune cell infiltration and protein expression affect survival in small cell lung cancer patients treated with immune checkpoint inhibitors and chemotherapy.

## Contribution

The study identifies TGFβ1 and SMAD3 protein expression and T lymphocyte infiltration as potential biomarkers for predicting treatment outcomes in SCLC patients.

## Key findings

- High CD4 and CD8 T lymphocyte infiltration is associated with longer overall survival.
- Low TGFβ1 and SMAD3 expression correlates with better progression-free and overall survival.
- Immune cell infiltration and protein expression levels may influence treatment efficacy in SCLC.

## Abstract

Tumor immunity is involved in the progression of malignant tumors. However, there are few reports on the relationship between the immunological environment and the efficacy of immune checkpoint inhibitors in small cell lung cancer (SCLC). We analyzed the relationship between tumor‐infiltrating immune cells and protein expression and survival in patients with SCLC treated with combined therapy with immune checkpoint inhibitors plus chemotherapy.

Patients with SCLC who received combined therapy with immune checkpoint inhibitors plus chemotherapy between 2019 and 2023 were enrolled. Immune cell infiltration levels, including CD4, CD8, FOXP3, CD163‐positive cells and expression levels of TGFβ1 and SMAD3 proteins in tumor tissue were evaluated by immunohistochemistry. Progression‐free survival (PFS) and overall survival (OS) were evaluated as endpoints.

Data from 22 patients were analyzed. The high CD4‐positive T lymphocyte (p = 0.008, log‐rank test) and the high CD8‐positive T lymphocyte infiltration group (p = 0.031, log‐rank test) showed statistically significantly longer OS than the low infiltration group. On the other hand, the low TGFβ1 expression group showed significantly longer PFS (p = 0.026, log‐rank test) and the low SMAD3 expression group showed significantly longer OS (p = 0.042, log‐rank test) than the high expression group.

In conclusion, it is suggested that infiltration of T lymphocytes and expression of TGFβ1 and SMAD3 may be related to the efficacy of the combined therapy with immune checkpoint inhibitors plus chemotherapy in patients with SCLC.

## Linked entities

- **Proteins:** TGFB1 (transforming growth factor beta 1), SMAD3 (SMAD family member 3)
- **Diseases:** small cell lung cancer (MONDO:0008433), SCLC (MONDO:0008433)

## Full-text entities

- **Genes:** CD163 (CD163 molecule) [NCBI Gene 9332] {aka M130, MM130, SCARI1}, SMAD3 (SMAD family member 3) [NCBI Gene 4088] {aka HSPC193, HsT17436, JV15-2, LDS1C, LDS3, MADH3}, TGFB1 (transforming growth factor beta 1) [NCBI Gene 7040] {aka CAEND1, CED, DPD1, IBDIMDE, LAP, TGF-beta1}, CD4 (CD4 molecule) [NCBI Gene 920] {aka CD4mut, IMD79, Leu-3, OKT4D, T4}, CD8A (CD8 subunit alpha) [NCBI Gene 925] {aka CD8, CD8alpha, IMD116, Leu2, p32}, FOXP3 (forkhead box P3) [NCBI Gene 50943] {aka AIID, DIETER, IPEX, JM2, PIDX, XPID}
- **Diseases:** Tumor (MESH:D009369), SCLC (MESH:D055752)
- **Species:** Homo sapiens (human, species) [taxon 9606]

## Figures

2 figures with captions in the complete paper: https://tomesphere.com/paper/PMC12585284/full.md

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Source: https://tomesphere.com/paper/PMC12585284