Exact Rovibronic Equivalence of the Adiabatic and Diabatic Representations of N‐Coupled State Diatomic Systems
Ryan P. Brady, S. N. Yurchenko

TL;DR
This paper shows that adiabatic and diabatic representations in diatomic systems are numerically equivalent, enabling accurate assessment of non-adiabatic effects in spectroscopy.
Contribution
A novel method demonstrates numerical equivalence between adiabatic and diabatic representations for N-state diatomic systems.
Findings
Numerically exact equivalence is achieved for adiabatic and diabatic representations using ab initio data for N2, CH, and a 10-state model.
The method efficiently assesses the importance of non-adiabatic effects in rovibronic energy calculations.
The equivalence is implemented in the diatomic code duo for spectroscopic modeling.
Abstract
The Born–Oppenheimer approximation assumes nuclear motion evolves on single, uncoupled potential energy surfaces, widely used to solve the time‐independent Schrödinger equation for atomistic systems. However, for near‐degenerate same‐symmetry electronic states, avoided crossings in the potential energy curves occur and non‐adiabatic couplings (NACs) become significant. In such cases, the adiabatic approximation is unsuitable for high‐resolution spectroscopy. A unitary transformation to the diabatic representation can eliminate NACs, resulting in smooth molecular property curves that may cross. Computing this adiabatic‐to‐diabatic transformation (AtDT) is desirable but non‐analytic for multi‐state coupled systems, necessitating numerical solutions. It remains unclear if current methods yield numerically exact AtDTs ensuring rovibronic energy level equivalence between adiabatic and…
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FIGURE 1
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FIGURE 3
FIGURE 4
FIGURE 5
FIGURE 6| Adiabatic | Diabatic | |||||
|---|---|---|---|---|---|---|
| State | State | |||||
| 7 | 1847.007771 | 6 | 1847.007771 | 3 | ||
| 8 | 2129.925260 | 7 | 2129.925261 | 4 | ||
| 9 | 2416.431857 | 8 | 2416.431858 | 5 | ||
| 30 | 6678.428517 | 3 | 6678.428518 | 0 | ||
| 32 | 6984.594060 | 4 | 6984.594060 | 1 | ||
| 35 | 7298.846922 | 5 | 7298.846922 | 2 | ||
| 114 | 12464.895630 | 84 | 12464.895630 | 13 | ||
| 115 | 12523.517670 | 5 | 12523.517670 | 80 | ||
| 116 | 12586.520910 | 24 | 12586.520910 | 20 | ||
| 247 | 18814.479740 | 26 | 18814.479740 | 21 | ||
| 249 | 18895.065350 | 0 | 18895.065350 | 0 | ||
| 251 | 18981.836630 | 27 | 18981.836620 | 22 | ||
| 253 | 19032.279350 | 127 | 19032.279350 | 21 | ||
| 426 | 25580.915070 | 11 | 25580.915070 | 2 | ||
| 427 | 25596.980210 | 2 | 25596.980210 | 3 | ||
| 435 | 25915.997070 | 32 | 25915.997070 | 27 | ||
| 662 | 33094.870560 | 18 | 33094.870560 | 98 | ||
| 663 | 33124.269800 | 43 | 33124.269800 | 160 | ||
| 664 | 33161.059010 | 164 | 33161.059010 | 37 | ||
| 669 | 33265.317660 | 7 | 33265.317660 | 8 | ||
| 949 | 40738.198500 | 70 | 40738.198500 | 62 | ||
| 950 | 40787.878880 | 25 | 40787.878880 | 54 | ||
| 958 | 40985.704660 | 13 | 40985.704660 | 110 | ||
| 1267 | 48624.059359 | 20 | 48624.059359 | 80 | ||
| 1270 | 48668.417006 | 154 | 48668.417006 | 217 | ||
| 1271 | 48684.060547 | 241 | 48684.060547 | 236 | ||
| 1272 | 48743.879213 | 90 | 48743.879213 | 81 | ||
| 1273 | 48769.629102 | 202 | 48769.629102 | 197 | ||
| 1276 | 48833.738010 | 0 | 48833.738010 | 0 | ||
| 1626 | 56637.515727 | 32 | 56637.515727 | 32 | ||
| 1627 | 56656.811037 | 105 | 56656.811037 | 96 | ||
| 1629 | 56677.102187 | 138 | 56677.102187 | 130 | ||
| 1648 | 57082.586039 | 208 | 57082.586039 | 205 | ||
| 1669 | 57491.954867 | 61 | 57491.954867 | 43 | ||
| … | … | |||||
| Adiabatic | Diabatic | |||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| (I) | (II) | (III) | State | (IV) | State | |||||
| 1 | 0.000000 | 0.00 | 0.00 | 0.00 | 1 | 0 | 0.000000 | 491.13 | 3 | 0 |
| 2 | 457.775275 | 434.70 | 467.73 | 449.72 | 1 | 1 | 457.775275 | 0.00 | 1 | 0 |
| 3 | 693.564594 | 692.31 | 694.21 | 693.35 | 1 | 2 | 693.564594 | 1147.15 | 3 | 1 |
| 4 | 1416.011696 | 1405.99 | 1419.42 | 1412.73 | 1 | 3 | 1416.011696 | 1841.29 | 3 | 2 |
| 5 | 2131.061586 | 2063.32 | 2141.84 | 2102.13 | 1 | 4 | 2131.061586 | 2531.37 | 3 | 3 |
| 6 | 2537.890864 | 2343.14 | 2607.76 | 2464.90 | 1 | 5 | 2537.890864 | 2135.10 | 1 | 1 |
| 7 | 2868.126501 | 2816.77 | 2917.16 | 2907.74 | 1 | 6 | 2868.126501 | 3211.12 | 3 | 4 |
| 8 | 3549.801719 | 3411.32 | 3621.01 | 3561.95 | 1 | 7 | 3549.801719 | 3887.93 | 3 | 5 |
| 9 | 4210.218745 | 4012.17 | 4323.41 | 4182.42 | 1 | 8 | 4210.218745 | 4576.05 | 3 | 6 |
| 10 | 4695.005744 | 4466.69 | 4889.47 | 4757.11 | 1 | 9 | 4695.005744 | 4220.68 | 1 | 2 |
| 11 | 5133.725681 | 4916.04 | 5394.71 | 5374.48 | 1 | 10 | 5133.725681 | 5276.23 | 3 | 7 |
| 12 | 5790.155876 | 5622.04 | 6086.62 | 6042.51 | 1 | 11 | 5790.155876 | 5974.59 | 3 | 8 |
| 13 | 6479.408694 | … | 6814.52 | … | 1 | 12 | 6479.408694 | 6668.76 | 3 | 9 |
| 14 | 6779.063208 | 6312.32 | … | … | 2 | 0 | 6779.063208 | 6272.45 | 1 | 3 |
| 15 | 7213.410603 | 7161.51 | 7480.06 | 7376.44 | 1 | 13 | 7213.410603 | 7357.07 | 3 | 10 |
| 16 | 7903.009725 | 7866.38 | 8070.55 | 8027.39 | 1 | 14 | 7903.009725 | 8032.03 | 3 | 11 |
| 17 | 8583.091028 | 8515.76 | 8701.90 | 8681.31 | 1 | 15 | 8583.091028 | 8695.77 | 3 | 12 |
| 18 | 8881.592989 | 8770.03 | … | … | 2 | 1 | 8881.592989 | 8297.31 | 1 | 4 |
| 19 | 9252.763917 | 9147.87 | 9381.77 | 9335.86 | 1 | 16 | 9252.763917 | 9349.30 | 3 | 13 |
| 20 | 9904.981173 | 9794.81 | 10057.13 | 9984.60 | 1 | 17 | 9904.981173 | 9994.94 | 3 | 14 |
| 21 | 10539.639862 | 10440.51 | 10692.74 | 10624.65 | 1 | 18 | 10539.639862 | 10629.69 | 3 | 15 |
| 22 | 10877.912402 | 10683.08 | … | … | 2 | 2 | 10877.912402 | 10289.06 | 1 | 5 |
| 23 | 11141.610134 | 11029.36 | 11292.15 | 1 | 19 | 11141.610134 | 11254.07 | 3 | 16 | |
| 24 | 11664.870261 | 11932.75 | … | … | 1 | 20 | 11664.870261 | … | 2 | 0 |
| 25 | 12082.377293 | 11479.03 | … | … | 3 | 0 | 12082.377293 | 11867.94 | 3 | 17 |
| 26 | 12541.173804 | 12441.24 | 12528.33 | 12499.51 | 1 | 21 | 12541.173804 | 12470.76 | 3 | 18 |
| 27 | 12881.431795 | 12750.50 | … | … | 1 | 22 | 12881.431795 | 12244.60 | 1 | 6 |
| 28 | 13129.244992 | 12993.68 |
|
| 2 | 3 | 13129.244992 | 13061.27 | 3 | 19 |
| 29 | 13562.828800 | 13491.25 | … | 13706.29 | 1 | 23 | 13562.828800 | … | 2 | 1 |
| 30 | 13934.090728 | 13852.42 | … | … | 1 | 24 | 13934.090728 | 13640.03 | 3 | 20 |
| 31 | 14380.132252 | 14292.75 | 14335.15 | 14291.51 | 3 | 1 | 14380.132252 | 14205.53 | 3 | 21 |
| 32 | 14762.541917 | 14689.51 |
| 14863.83 | 1 | 25 | 14762.541917 | 14205.53 | 1 | 7 |
| 33 | 14987.484472 | 14889.54 | … | … | 1 | 26 | 14987.484472 | 14757.42 | 3 | 22 |
| 34 | 15431.979951 | 15365.05 |
| 15423.32 | 2 | 4 | 15431.979951 | 15294.68 | 3 | 23 |
| 35 | 15776.743132 | 15692.66 | 15988.98 | … | 1 | 27 | 15776.743132 | 15816.84 | 2 | 2 |
| 36 | 16094.153840 | 16038.83 | … | 15968.69 | 3 | 2 | 16094.153840 | 16322.97 | 3 | 24 |
| … | … | … | … | … | … | |||||
| 102834.749359 | 102834.41 | 102834.81 | 102834.49 | 102834.749359 | 103364.63 | |||||
| n36 | 176.04 | 138.55 | 90.67 | 333.29 | ||||||
| n100 | 680.15 | 407.77 | 420.26 | 492.62 | ||||||
| n100 | 0.637000 | 1.434000 | 1.441000 | 0.755000 | ||||||
| Adiabatic | Diabatic | |||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| (I) | (II) | (III) | State | (IV) | State | |||||
| 0 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 1 | 0 | |
| 2603.377370 | 2601.61 | 2603.91 | 2602.15 | 1 | 1 | 2603.377370 | 2636.14 | 1 | 1 | |
| 4945.843448 | 4939.04 | 4947.94 | 4941.15 | 1 | 2 | 4945.843448 | 5061.21 | 1 | 2 | |
| 16789.795532 | 16778.98 | 16773.52 | 2 | 3 | 16789.795532 | 1 | 10 | |||
| 35292.621456 | 35251.74 | 35286.78 | 35245.85 | 3 | 0 | 35292.621456 | 2 | 4 | ||
| 44373.500709 | 44372.59 | 44373.46 | 44372.55 | 3 | 5 | 44373.500709 | 44052.40 | 4 | 0 | |
| 45130.519202 | 45128.91 | 45130.66 | 45129.04 | 3 | 6 | 45130.519202 | 44832.40 | 4 | 1 | |
| 45858.509178 | 45855.77 | 45858.90 | 45856.16 | 3 | 8 | 45858.509178 | 45585.66 | 4 | 2 | |
| 46548.411670 | 46542.70 | 46548.79 | 46543.00 | 3 | 9 | 46548.411670 | 46313.23 | 4 | 3 | |
| 47255.394177 | 47247.31 | 47253.94 | 47246.11 | 3 | 11 | 47255.394177 | 47016.19 | 4 | 4 | |
| 47841.236755 | 47829.32 | 47841.29 | 47829.25 | 3 | 12 | 47841.236755 | 47695.43 | 4 | 5 | |
| 48329.046921 | 48326.19 | 48306.66 | 3 | 13 | 48329.046921 | 48351.65 | 2 | 12 | ||
| 48752.567999 | 48738.67 | 48749.41 | 48735.75 | 3 | 14 | 48752.567999 | 48351.65 | 4 | 6 | |
| 49246.485508 | 49236.12 | 49245.62 | 49235.33 | 3 | 15 | 49246.485508 | 48985.97 | 4 | 7 | |
| 49754.863246 | 49743.51 | 49754.64 | 49743.26 | 3 | 16 | 49754.863246 | 49599.12 | 4 | 8 | |
| 50243.670156 | 50232.21 | 50243.28 | 50231.83 | 3 | 17 | 50243.670156 | 50188.72 | 4 | 9 | |
| 50724.086185 | 50714.07 | 50723.88 | 50713.92 | 3 | 18 | 50724.086185 | 50753.76 | 4 | 10 | |
| … | … | … | … | … | … | |||||
| 33961.631668 | 33960.58 | 33961.76 | 33960.71 | 33961.631668 | 34430.76 | |||||
| 13.11 | 1.94 | 15.40 | 191.07 | |||||||
| 0.000919 | 0.000200 | 0.002045 | 0.516103 | |||||||
- —Science and Technology Facilities Council10.13039/501100000271
- —European Research Council10.13039/501100000781
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Taxonomy
TopicsAdvanced Chemical Physics Studies · Spectroscopy and Quantum Chemical Studies · Photochemistry and Electron Transfer Studies
Introduction
1
To address the longstanding challenges in accurately modeling nonadiabatic effects in diatomic molecular systems, we present the first demonstration of numerical equivalence between the adiabatic and diabatic representations for multistate coupled systems, providing insights critical for high‐resolution spectroscopy and beyond. Non‐adiabatic effects play a critical role in the photodynamics of many molecules and in physicochemical processes [1, 2, 3, 4, 5, 6, 7] which alter electronic structure and nuclear dynamics. These effects are significant in areas such as atmospheric chemistry and astronomy, where interactions involving free radicals and open‐shell molecules with spatially degenerate electronic states are common [8, 9, 10, 11, 12]. However, in the efforts to model near equilibrium properties of many molecules nonadiabatic effects are ignored and the Born‐Oppenheimer (BO) approximation, which assumes nuclear motion to be much slower than the corresponding electronic motion, has been extensively used and generally yields accurate results [6]. The BO and, via extension of the nuclear momentum operator by the diagonal Born‐Oppenheimer corrections (DBOCs), the adiabatic approximation means nuclear dynamics evolve on single uncoupled potential energy surfaces or potential energy curves (PECs) [8]. While this assumption works when states are energetically well separated, approach of electronic states of the same symmetry breaks this approximation, where PECs exhibit avoided crossings (see, e.g., Figure 1). It is in these cases where inclusion of the derivative couplings (DDRs), or nonadiabatic couplings (NACs), and hence relaxation of the BO approximation, is required to correctly describe the nuclear dynamics across the web of complex electronic structure. We note here that use of the term ‘adiabatic representation’ now means inclusion of all DDR couplings and avoided crossing potentials. The term DDR is the commonly used contraction of ddr, where r is the diatomic nuclear coordinate. Herein, first and second DDR coupling refers to first‐ and second‐order radial derivative couplings, respectively.
Illustration of the diabatisation of synthetic 10‐state coupled system: Adiabatic PECs (top left), NACs (bottom left), diabatic PECs (top right), and DCs (bottom right).
Nuclear motion can be described using either the adiabatic or diabatic representation. The adiabatic representation employs Born–Oppenheimer potential energy curves (BO‐PECs), DBOCs, and off‐diagonal DDRs. The diabatic representation is then achieved through a unitary transformation of the adiabatic electronic wavefunctions, known as the adiabatic‐to‐diabatic transformation (AtDT) [13, 14, 15, 16, 17, 18, 19, 20, 21, 22, 23], which removes radial DDRs (coupling states of the same symmetry) at the cost of introducing diabatic couplings (DCs), allowing diabatic PECs to cross. In contrast to the adiabatic representation, the diabatic nuclear kinetic energy matrix is diagonalised (eliminating DDRs) and PECs are coupled by off‐diagonal DCs [21, 22, 23]. While the adiabatic representation diagonalizes the electronic Hamiltonian, the diabatic representation diagonalizes the nuclear kinetic energy.
The primary advantage of the diabatic representation lies in its smooth PECs and molecular property curves, such as the dipole moment [24]. This smoothness simplifies the generation of analytical models for constructing efficient contracted rovibronic basis sets. This is crucial for refining these curves to better match experimental data, as demonstrated by projects like ExoMol [25, 26, 27]. In contrast, the adiabatic representation's cusp‐like PECs and singular DDRs near degeneracies [8, 22, 23, 28] complicate integration, fitting, and the construction of accurate spectroscopic models. The complex topology of adiabatic representations makes the determined physics of the system sensitive to small variations in the topology of the property curves, which is undesirable for theoretical models. Therefore, the diabatic representation offers a simpler, more stable model, where the derived physics is less susceptible to variations in its property curves.
Equivalence between the adiabatic and diabatic representations in nuclear motion calculations is often assumed but seldom shown. For the nuclear motion Schrödinger equation, the solution should be independent of the chosen representation [16], as real observables are frame‐independent. This claim of course only holds when considering a single nuclear coordinate (i.e., for a diatomic, which this study concerns), where a strict diabatic representation can be found. For more nuclear degrees of freedom, an exactly equivalent diabatic representation cannot be constructed in general, instead it is common to build a quasi‐diabatization where the NAC terms are minimised. The only documented comparison between the adiabatic and diabatic representations for nuclear motion calculations was done recently by Brady et al. [29]. Their study demonstrated numerical equivalence for a two‐state coupled electronic system, specifically for the rovibronic energies of the and states of YO, and the and states of CH. It was also shown that there is no one choice of representation to use, but depends on the system studied, in particular the topology of the avoided crossing. For numerical applications, the precision of the computed observables will increase with increasing accuracy of the calculation, such as with basis size, and it was shown in the same study [29] that convergence rates for the vibronic energies was faster diabatically for YO but initially faster adiabatically for CH, an example that the choice of frame is important for physical problems. Other than this, convergence between the adiabatic and diabatic states has been investigated by few papers. The adiabatic and diabatic states of the transition probability amplitudes in collisions of collinear atom–diatom systems have been shown to be equivalent by Zimmerman and George [30], where the diabatic representation converged significantly faster. Shi et al. [31] demonstrated equivalence and numerical convergence rates for the sinc‐DVR method in determining adiabatic and diabatic energy eigenvalues and eigenfunctions but required using a complete adiabatic model and a conical intersection at high energy. Despite no other direct comparisons being found in the literature, the series of papers by Wolniewicz, Dressler and co‐workers [32, 33, 34, 35, 36, 37, 38] illustrated the importance of the DDR couplings and effectiveness of the diabatic representation for the rovibronic energy calculations of molecular hydrogen's excited electronic states. It was shown that NACs played an important role for the production of an accurately computed spectroscopy of the system, where in the later studies the diabatic representation was also shown to provide an accurate description of the nuclear dynamics of H2. Additionally, Pachucki and Komasa [39, 40] developed a nonadiabatic perturbation theory to incorporate NAC terms in their rovibronic treatment of H2. They demonstrated that inclusion of these perturbative corrections yielded accurate rovibronic energy terms. Further demonstrating the importance of NAC terms on the computed rovibronic solution of diatomic molecules.
Nonadiabatic interactions, the associated DDRs, and the adiabatic‐diabatic equivalency is important in many applications other than rovibronic calculations. In particular, the assumption of adiabatic‐diabatic equivalence has been crucial for scattering calculations. For example, an adiabatic and diabatic reformulation of the mutual neutralization reaction H++H−→H2∗→H(1)+H(n) (where n=1,2,3, etc. is the principal quantum number) by Volkov et al. [41] produced cross‐sections consistent with other competing methods, and demonstrated equivalent results between the adiabatic and diabatic frames. It was further shown that the second DDR term had a significant impact on the accurate computation of the cross‐sections. Furthermore, a partial diabatic representation for the N2 electronic structure was made by Little and Tennyson [42] in order to complete multichannel quantum defect theory calculations for the dissociative recombination of N2+ [43]. These examples confirm the need for accurate representation of nonadiabatic dynamics in general.
We demonstrate, for the first time, numerical equivalence between the adiabatic and diabatic representations for multi‐electronic‐state coupled systems of diatomic molecules by direct application to a 3‐state N2 ab initio system, 4‐state CH ab initio system, and an artificially generated 10‐state system (with PECs illustrated in Figure 1). To this end, a new nonadiabatic rovibronic module the duo code is implemented. For the benchmarks on CH and N2, recently published ab initio curves are used Gelfand et al. [44], Brady [45]. The importance of nonadiabatic coupling in these highly correlated systems are then investigated, where a complete description of the complex nonadiabatic interactions and PECs of these molecules will be valuable to many fields. For example, CH is one of the most extensively studied free radicals [46] due to its presence in a wide range of environments. Astrophysically, it has been detected in both solar [47, 48, 49] and stellar spectra [50, 51, 52], in the spectra of comets [53], the interstellar medium (ISM) [54, 55, 56, 57], and molecular clouds [58]. N2 is also an important molecule since it makes up nearly 78 percent of Earth's atmosphere. N2 has also been observed within our solar system in the UV [59, 60, 61] and the ISM [62]. Lastly, highly excited electronic states of simple diatomics exhibit complex nonadiabatic behaviour and complex electronic structure [63], making the understanding of many coupled state systems and their interactions important. For example molecules like C2, CN, N2, SiC, Si2, O2, NO and their corresponding ions [63, 64, 65] exhibit these effects and motivates this study.
The selection of CH and N2 for construction of model 4‐state and 3‐state benchmarks for this study is motivated by the contrasting extremes of their nonadiabatic behaviour. N2 is characterized by strong, sharp NACs and avoided crossings between clearly bound PECs near their potential minima. In contrast, CH exhibits weak, wide NACs and broad avoided crossings near dissociation. Thus, we do not aim to provide empirically accurate data for these specific molecules, but use them as representative systems for numerical equivalence tests of nonadiabatic effects in diatomic molecules.
Theory
2
Diabatisation of the N‐State Coupled Diatomic System
2.1
We start with a pure vibrational nuclear motion Schrödinger equation for a diatomic molecular in the adiabatic representation as given by
where r is the internuclear distance, φ→(r) is a vector of vibronic wavefunctions of size N, E are the vibronic energies, and H(a) is the adiabatic, pure vibronic, Hamiltonian matrix. Within the adiabatic representation, the nuclear kinetic energy matrix contains diagonal and off‐diagonal derivative couplings (DDRs) which couple electronic and nuclear motion and are neglected in the BO approximation. The DDRs couple electronic states of the same symmetry [6, 8, 16, 18, 19, 66] and form cusp‐like curves near the regions of avoiding crossings between the state PECs. These nonadiabatic interactions are illustrated via the following Born‐Huang N×N Hamiltonian matrix [18, 19, 29, 66]
The directions of the derivatives are shown and is how we program the kinetic energy operator in our rovibronic code duo (see Section 2.2). μ is the reduced mass of the diatomic molecule, V(a) is the adiabatic (diagonal) electronic potential matrix with elements Vii(a)(r) being the PECs, W(1) is the skew‐symmetric NAC matrix with elements being the first DDRs couplings Wij(1) given by
Lastly, K is then the second DDR term with matrix elements
with diagonal elements when multiplied by the kinetic energy factor, −ℏ22μKρρ, give the well‐known DBOCs, and its off‐diagonal elements form further second DDR couplings for systems of three or more states. The K matrix can be trivially computed via the squared NAC matrix as
Diagonalisation of the kinetic energy, thereby removing simultaneously the first and second DDR couplings together with the DBOC, was shown to be possible by Mead and Truhlar [22]. The representation where the nuclear kinetic energy is diagonal is known as the diabatic representation, and transformation to this representation can be achieved by action of a unitary transformation (the AtDT) on the adiabatic Hamiltonian. This r‐dependent unitary transformation mixes the adiabatic electronic wavefunctions to yield diabatic states via
where ξ are the electronic coordinates. To ensure the radial DDR terms are removed, it is required that the derivatives of the diabatic electronic states with respect to the nuclear coordinate, r, be zero (or negligible). After this transformation, the radial DDR terms are eliminated, and the nuclear kinetic energy is diagonalized. To find the required AtDT matrix, solution to the following first order differential equation is required [16, 67, 68]
where W(1) is the NAC matrix with elements given by Equation (2). Solutions to Equation (6) have been studied in the literature [16, 19, 67]. In this work, we adopt the diabatisation scheme recently developed by Brady [45], in which the AtDT is computed via an evolution method, guided by the NAC terms. The resulting transformation is then regularised to achieve internal consistency between the NAC elements and the adiabatic potentials.
Once U is determined, the diabatic Hamiltonian can be found by transforming Equation (1) as so
where the nuclear kinetic energy matrix is diagonalised with no DDR coupling at the cost of introducing DCs into the diabatic potential matrix, V(d), with elements
Here, dij are the DCs which couple different electronic states.
Solving the Rovibronic Schrödinger Equation
2.2
To test the equivalence between adiabatic and diabatic representations of multistate coupled diatomic systems, and hence prove a numerically strict diabatic basis can been found, a complete rovibronic solution to the diatomic problem is accomplished by extension of the pure vibrational Hamiltonian operator in Equations (1) or (7) with the rotation‐spin‐electronic contribution as follows (see Yurchenko et al. [69] for details of the approach used):
where the rotational angular momentum operator R^ is now given by
Here, Ĵ, Ŝ, L^ are the total, spin, and orbital electronic angular momenta, respectively. In our current treatment, we do not couple the nuclear spin and therefore do not consider hyperfine effects. We then solve the adiabatic and diabatic rovibronic Schrödinger systems variationally on the Hund's case (a) basis using the duo program [69], including all nonadiabatic effects. To solve the Schrödinger equation for curves defined on either grid or analytic representations, duo uses the numerical sinc‐DVR method [70, 71, 72]. For a grid input, like the spectroscopic models presented here, natural cubic splines [73] are used to map the grid onto sinc‐DVR points for all curves. The DBOC terms can be either provided as input or generated from the NAC using Equation (4).
It was shown by Brady et al. [29] that numerical equivalence between the adiabatic and diabatic representations within nuclear motion calculations is possible for the coupled two‐state case, even subject to the convergence (because of PEC‐adapted vibrational basis set) or other numerical limitations. It was also shown that neither the adiabatic or diabatic model is generally better, but depends on the system studied. However, the coupled two‐state system is an approximation, which can be justified by Hellman‐Feynman theorem [74, 75, 76, 77, 78, 79], to the real system of an infinite number of coupled adiabatic states. In this work, we demonstrate the effect of couplings to higher energy states on the rovibronic energies, and hence wavefunctions.
To test the importance of different coupling terms for nuclear motion calculations, different approximations to the adiabatic and diabatic representations are made and the resulting energy terms are compared. We consider four approximations to the rovibronic solution for the different molecular systems treated here: I, the case when DBOCs are omitted from the adiabatic representation; II, the case when all off‐diagonal DDR couplings are omitted (Ki≠j=Wij(1)=0) from the adiabatic representation; III, the case when all DDR couplings (DBOC, off‐diagonal DDRs) are omitted from the adiabatic representation; IV, the case when DCs are omitted from the diabatic representation. It will be demonstrated in the following sections, and should be expected, that these approximations should result in a significant impact on the spectroscopy of the studied system and as a result the quantum number labelling may become noncomparative between the different approximations. We choose to study a combination of the energy enumeration, n, quantum number labelling, and character of the (“vibronic wavefunction”) reduced density state (see Brady et al. [29] for more details), where only the closest matching states will have their energy compared. It has been discussed that state numbering leads to accurate assignments of the bound rovibronic levels, as summarised by the oscillation theorem [80, 81] which states that the ith bound rovibronic eigenfunction has i internal nodes, but breaks down in the strongly coupled case where the single‐state approximation is no longer valid.
Spectroscopic Models
3
To demonstrate numerical equivalence of the adiabatic and diabatic representations within nuclear motion calculations for the general N‐state diatomic problem, we begin by demonstrating this equivalence using an extreme synthetic system. Following this, we apply physical spectroscopic models of real molecular systems with fewer interacting states to highlight the importance of various nonadiabatic coupling terms, including diabatic couplings. Application to these real molecular systems then serves as a benchmark for future studies on similar systems. Finally, the synthetic 10‐state system is revisited to explore the effect of truncating the number of adiabatic states on the computed rovibronic energy levels.
The 10‐State Solution
3.1
The extension to N‐state coupled diatomic systems should have no limit to the number of states treated, N. It is interesting to test adiabatic‐diabatic equivalence on a large system, for example a 10‐state problem, as a demonstration of the robustness of the used diabatization method and exactness of the AtDT. We present a synthetic molecule with 10 coupled states, similar to the high‐energy systems of molecules such as C2, CN, N2, SiC, and Si2, all of which exhibit a complex network of adiabatic avoided crossings and a single deep diabatic potential well that spans the entire potential landscape up to high dissociation limits [64, 65]. This model was taken from the recent study by Brady [45].
Figure 1 illustrates the synthetically generated 10‐state coupled diatomic system in the electronic manifold, where the NACs and subsequently the diabatic representation were generated using the hybrid asymptotic‐property‐based diabatization method of Brady [45]. The 45 NACs were regularised after guessing them in the initial generation of the adiabatic model, showing the robustness of the used regularisation scheme [45].
The lowest 1000 J=0 rovibronic energies for the fully coupled 10‐state system were computed in the adiabatic and diabatic representations. Table 1 lists selected rovibronic energy terms chosen to be situated near and avoided crossings. Despite the large correlation in this highly coupled system, equivalence has been shown between the adiabatic and diabatic representations where a numerically exact AtDT has been found. Table 1 shows the adiabatic and diabatic rovibronic energies to agree at least to within 10−6 cm. This shows that one can model large systems for an arbitrary number of states in duo without loss of strictness in the diabatic basis.
The N2 Solution
3.2
Numerous studies have demonstrated that molecular nitrogen possesses a complex electronic structure [44, 82, 83], particularly highlighting the avoided crossings between the , , states, which are strongly bound and exhibit significant nonadiabatic coupling. The studied N2 model then serves as a benchmark for systems with strong NAC near the potential minima. For this study, the PECs and NACs of the [, , ] system were sourced from the work of Gelfand et al. [44], who carried out ab initio calculations in molpro at the multireference configuration interaction (MRCI) level of theory. These computations employed aug‐cc‐pVQZ basis sets, with the molecular orbitals optimized in preliminary complete active space self‐consistent field (CASSCF) calculations. The PECs were further extended to higher dissociation limits and the NACs were regularized to maintain internal consistency with the adiabatic potentials following the method outlined in Brady [45]. This is the model we adopt in our rovibronic treatment of N2.
The adiabatic N2 model is diabatized using the hybrid asymptotic‐property‐based diabatization method detailed in Brady [45], where solution to Equation (6) is found and ensures physical asymptotic behavior and smoothness of the resulting diabatic properties. The adiabatic and diabatic representation of the N2 [, , ] system we treat rovibronically are illustrated in Figure 2. The DBOC coupling Kρρ is added to the adiabatic PECs for clarity and illustrates the significant difference between the adiabatic and diabatic models—a large spike in the middle of the adiabatic PECs and a smooth set of diabatic PECs. Still, we expect the two models to produce the same eigenvalues and eigenfunctions.
Illustration of the diabatization of the N2 [, , ] system: Adiabatic PECs (top left), NACs (bottom left), diabatic PECs (top right), and DCs (bottom right). The DBOC corrections have been added to the adiabatic potentials and are computed from multiplying the kinetic energy factor ϵ=ℏ8π2μc by the diagonal elements of the K matrix.
The lowest 37 rovibronic energy term values (J=0) computed using the adiabatic and diabatic models are listed in Table 2. While the approximate quantum state numbers are very different between the adiabatic and diabatic representations, the state energies are identical to within 4×10−8 cm. duo assigns quantum labels via the largest contribution from the corresponding basis sets, which in both cases are very different and so are their state interpretations, in which case we compare states of matching energy enumeration. Comparison of the adiabatic and diabatic reduced density states reveals that their wavefunctions are identical, confirming the comparison of rovibronic energies with the same energy enumeration is correct. In approximate cases, quantum numbers and energy enumeration fail as reliable state labels, requiring inspection of reduced density states for meaningful comparison with fully coupled cases. This inspection is done both visually and via studying the Euclidean distance between two reduced densities (see Equation 11 below). The approximate solutions include many nonphysical intermediate states (denoted by dots in the table). In some extreme cases, state assignment is too ambiguous for comparison. In some cases, highlighted in Table 2 in bold, only partial match of the radial densities can be established between approximate and fully coupled solutions.
Now that numerical equivalence has been demonstrated for the three‐state problem, we can assess the significance of nonadiabatic coupling terms in the N2 model. Table 2 also lists the rovibronic energies computed using approximations I, II, III, and IV (as described in Section 2.2). For the lowest energy levels, the exclusion of DCs (approximation IV) play a critical role in maintaining model accuracy. Omitting these couplings leads to significant discrepancies, with a root mean square error (RMSE) of 333.3 cm compared to RMSE values for the adiabatic approximations: RMSE(I) = 176.0cm, RMSE(II) = 138.6 cm, RMSE(III) = 90.7 cm.
This large discrepancy is primarily due to the unexpectedly strong DCs in this strongly nonadiabatic coupled system, which contradict the predictions of Brady et al. [29], who anticipated smaller DCs when NACs are large for the two state case, similar to what was observed for YO. The substantial differences between the adiabatic and diabatic potential minima lead to a swapping of the ground and first excited states (as seen for n=1 and n=2 in Table 2), introducing a systematic offset in the energy agreement. This effect is particularly relevant for the lowest energy levels, which are of significant spectroscopic importance and thus warrant careful analysis. Figure 3 illustrates how some of the approximations affect the computed energies of N2 by comparing states approximated energies (adiabatic III and diabatic IV) to the “exact” values, that is, computed with all associated couplings. It is clear that both approximations lead to strong deviations from the “exact” values with the diabatic case especially affected by the absence of the diabatic coupling. It is interesting that despite the adiabatic zero‐order approximation appearing to provide a better, more physically intuitive solution than in the zero‐order diabatic approximation, the convergence of the diabatic solution is faster for the latter, diabatic case.
Illustration of the energy term values of our N2 model (J=0) system computed using the adiabatic approximation III (dashed, left panel) and diabatic approximation IV (dashed, right panel) compared to the corresponding “exact” solution (no approximations, solid gray lines, both panels) for the lowest 18 states.
In the region of the avoided crossing (states n=10−15), neglecting NACs results in discrepancies comparable to those seen when the DCs are omitted, with energy differences from the fully coupled case on the order of 102 cm. However, for states higher in energy than the crossing, the adiabatic approximations continue to break down as rovibronic energies deviate from the fully coupled case. When analysing the lowest 100 bound states, the RMSE increases significantly for adiabatic approximations (I, II, III), with the largest errors occurring when the DBOC is omitted. On the other hand, omitting the DCs result in a similar RMSE when more states are included. This suggests that the adiabatic representation for N2 is less stable for highly excited states compared to the diabatic case.
Additionally, Table 2 highlights that the adiabatic approximation fails to capture certain states that are still present in the approximate diabatic case. Inspection of the reduced density states (ρi, see Eq. (24) of Brady et al. [29]) reveals that the wavefunctions in the adiabatic approximations struggle to reproduce the correct character seen in the fully coupled calculations. Deviation between the approximate and fully‐coupled reduced density states is quantified by their Euclidean distance, defined as
The RMSE for the Euclidean distance between the approximate and fully coupled reduced density states (ρrms) is twice as large for the adiabatic approximations than when the DCs are omitted from calculations. This indicates that wavefunctions computed in the approximate adiabatic representation differ significantly from those in the diabatic approximation IV, which may lead to inaccurate computed rovibronic intensities. Despite this, the induced errors via these approximations prove that for high‐resolution applications all nonadiabatic effects must be included. Performing convergence tests reveal that the N2 energy terms in Table 2 have similar convergence rates with grid size between the adiabatic diabatic representation. However, Brady et al. [29] demonstrates that the diabatic representation yields significantly faster convergence with the size of the contracted rovibronic basis set than the corresponding adiabatic representation with strong NACs.
While this analysis suggests the adiabatic representation is more reliable for the lower lying states, with the diabatic representation being more stable for energetically higher states of the N2 model, caution is needed when generalizing these results. The comparison here is specific to this model, and further complexities must be considered. Notably, the sensitivity of the spectroscopy in each representation is an important factor. Testing the effect of varying the NACs revealed that small changes in their magnitudes led to substantial variations in the DCs, on the order of 104 cm. A reduction of NAC magnitudes by 20% resulted in a corresponding change of 105 cm in the DCs. Therefore, while the DCs in this system are strong, the N2 spectroscopy is likely to be less sensitive to the diabatic representation.
The CH Solution
3.3
The work by van Dishoeck [84] and later by Kalemos et al. [85] provided ab initio calculations for highly excited electronic states of CH, where the [, ] system ( sometimes labeled ) revealed a clear avoided crossing. The diabatization of this [, ] system has been investigated in depth by Brady et al. [29]. More recently, Brady [45] computed ab initio PECs for the four lowest doublet electronic states , , and and the six NACs coupling these states using the quantum chemistry package molpro. Their calculations employed MRCI theory with weighted aug‐cc‐pwCVQZ basis sets on orbitals obtained from prior CASSCF calculations. In addition, Brady [45] regularized the ab initio NACs using a hybrid asymptotic‐property‐based diabatization method, which maximized internal consistency between the NACs and PECs. The diabatization for this four‐state coupled system was completed using the same method, Figure 4 illustrates the corresponding adiabatic (left panel, where the DBOC terms have been added to the adiabatic PECs) and diabatic (right panel) models which we adopt in our rovibronic treatment.
Illustration of the diabatization of the CH [, , , ] system: Adiabatic PECs (top left), NACs (bottom left), diabatic PECs (top right), and DCs (bottom right). The DBOC corrections have been added to the adiabatic potentials and are computed from multiplying the kinetic energy factor ϵ=ℏ8π2μc by the diagonal elements of the K matrix.
The CH [, , , ] system is different to the studied N2 [, , ] system in that, adiabatically, the CH PECs have large energetic separations, the NACs are weaker by an order of magnitude meaning no spike‐like contributions from the DBOC terms, and diabatically the DCs are an order of magnitude greater. Thus, the studied CH model serves as a benchmark for similar CH‐like systems with weak NAC, large energy separations, and broad avoided crossing structures. As described by Brady et al. [29], above the first CH dissociation channel (39220.0 cm) is heavily (pre‐)dissociated and contains (pre‐)dissociative and continuum states. These states are separated from this analysis by removing wavefunctions which oscillate at the “right” border rmax→∞, which we assign as continuum states. Other states have the bound‐like character with their wavefunctions vanishing completely [86, 87]. It was shown in Brady et al. [29] that the continuum solution remains equivalent through diabatisation of the spectroscopic model, where both continuum wavefunctions and photo‐absorption spectra to these states are shown to be equivalent when computed using adiabatic and diabatic models. Therefore, only the “bound” state eigensolutions to the rovibronic Schrödinger equation for the CH problem will be studied. It should be noted that strictly speaking all states above the lowest dissociation are dissociative, including states selected here. Because of the couplings to the true‐dissociative states included in our model, they all exhibit some oscillatory behavior. In practice, threshold parameters are used to discriminate states with pronounced bound character from continuum states, for details see for example, Uhlikova et al. [88].
The lowest 17 bound J=0.5 e parity rovibronic energy levels computed using both the adiabatic and diabatic CH models are listed in Table 3. The energy values match to within 5×10−8 cm in both representations, confirming their equivalence for the 4‐state system. A strict diabatic basis for the CH system has been established, yielding results that are numerically equivalent to the adiabatic model as computed using the duo program. A comparison of rovibronic energies calculated via the approximate adiabatic and diabatic models indicates that the DCs play a critical role in ensuring model equivalence, both in terms of rovibronic energy and wavefunctions. Table 3 presents the RMSE for the studied bound state energies, showing that omitting the DCs results in a RMSE an order of magnitude greater than the approximate adiabatic calculations. Additionally, the approximate diabatic calculations yield significantly poorer reduced density states compared to the adiabatic approach, as reflected in the RMS of the Euclidean distance between the approximate and fully coupled reduced density states (see Equation 11). Thus, the approximate adiabatic representation more accurately reproduces the spectroscopy of the CH system than the approximate diabatic representation. This aligns with the conclusion of Brady et al. [29], who studied the numerical equivalence of the CH [, ] 2‐state system and found that weakly nonadiabatic systems generate large DCs, making the adiabatic representation a more appropriate framework for modeling the spectroscopy. However, the induced errors via these approximations prove that for high‐resolution applications all nonadiabatic effects must be included.
TABLE 3: The lowest 17 J=0.5 e parity rovibronic energies of the [, , ,] system of CH as computed within the adiabatic and diabatic representations using duo.
We now graphically illustrate the impact of these approximations on the energies of our model CH system in Figure 5 by plotting the states corresponding to the adiabatic approximation III and diabatic approximations IV and comparing them to the corresponding “exact” values (no approximation). While the adiabatic system of CH appears to be relatively immune for the absence of the couplings here, the diabatic zero‐order approximation has a dramatic effect on the positions and even physical meaning of the computed states. Indeed, not only the approximated energies are very different, the very steep potential well of V1(d), when not connected to the repulsive state V3(d), yields additional bound states in the region above the adiabatic dissociation of the state.
Illustration of the energy term values of our CH model system (J=0.5, e) computed using the adiabatic approximation III (dashed, left panel) and diabatic approximation IV (dashed, right panel) compared to the corresponding “exact” solution (no approximations, solid gray lines, both panels) for the lowest 6 states.
Validity of the Two‐State Approximation
3.4
The two‐state approximation refers to the coupling of only two adiabatic states, meaning the K matrix in Equation (3) is diagonal and the DBOCs are given by the NAC squared between states 1 and 2 [29]. The two‐state approximation is attractive since solution to Equation (6) is analytic, and hence a diabatic representation is exactly known, modeling of the full adiabatic or diabatic system is simple and requires only parameterization of the NAC and two simple Morse and/or repulsive curves [29]. The argument for such an approximation can be made via Hellman–Feynman theorem, which relates the difference in adiabatic energies to the NAC via (see references [16, 89, 90] for details)
Hence, if states α and β are sufficiently well seperated, that is, |Eβ−Eα|≫1, then the DDR matrix elements are small Wα,β(1)≪1.
The DBOC Kα,β=dψαadr|dψβadr can then be expressed in terms of the energy seperation as follows
where the summation is over all adiabatic states and in the last line we inserted the Hellman–Feynman relation in Equation (12). We see that for the coupled two‐electronic state system, states |ψ1a⟩ and |ψ2a⟩, the NAC elements coupling other states will be reduced by a factor of 1(Eρ−Eκ)(Eκ−Eρ), for sufficiently well separated states from the coupled system |ψ1a⟩ and |ψ2a⟩ the summation is truncated yielding
To assess the validity of the two‐state approximation, we compare the lowest 25 rovibronic energy levels of the 10‐state system described in Section 3.1 by progressively reducing the number of electronic states included in the nuclear motion calculations. Figure 6 shows the absolute differences between the nth rovibronic energy level computed with an Nstate model and the full 10‐state adiabatic model with all DDR couplings, which we treat as the “true” reference for this system.
Illustration of the difference between the lowest 25 adiabatic rovibronic energy (En(a)) computed with an Nstate model and the fully‐coupled 10‐state model presented in Section 3.1. The top left panel plots the energy level on the vertical axis vs. the discrepancy to the 10‐state computed energy, where the states in question reside in the potential region shown in the top right panel. The bottom panel illustrates the energy discrepancy with increasing number of electronic states for the lowest 4 vibrational states of 11∑+.
The most significant improvement occurs when moving from a single‐state model to the two‐state coupled system, reflected by an order‐of‐magnitude reduction in energy error, highlighting the critical role of nonadiabatic interactions. However, even for the lowest rovibronic states, the two‐state model never agrees with the 10‐state results to better than 10−2 cm, indicating the necessity of incorporating additional nonadiabatic interactions from higher excited electronic states. Even the 9‐state model does not achieve agreement with the 10‐state reference within 10−3 cm, which is insufficient for high‐resolution spectroscopy.
Despite this argument being somewhat heuristic, it is evident that states separated by energies on the order of 104 cm have a nonnegligible impact on the ground‐state energies. This can be attributed to the complex interactions between multiple different electronic states and results in a nontrivial correlation even among well‐separated states. This challenges the straightforward application of the Hellmann–Feynman theorem to truncate the number of adiabatic states treated in rovibronic applications and highlights the need for further investigation, which tools like duo now facilitate.
Conclusions
4
We demonstrate (for the first time) the numerical equivalence of the adiabatic and diabatic representations of nuclear motion for N‐state coupled diatomic systems using our rovibronic code duo. Adiabatically and diabatically computed rovibronic energies for the 3‐state N2 [, , ] system, 4‐state CH [, , , ] system, and an artificially generated 10‐state system were shown to be numerically exact. These results demonstrate that a strict diabatic representation, in which all DDR couplings vanish, can be achieved for systems with an arbitrary number of coupled states. Consequently, duo serves as a reliable benchmark for evaluating similar programs.
The importance of NACs, the DBOC, and the DC was shown numerically, where rovibronic energies are studied when omitting these terms from the molecular Hamiltonian. It is generally seen that the DCs for the N‐coupled state problem give rise to the most significant contribution for equivalency between the two representations. However, omission of any DDR coupling gives rise to significant changes in the computed rovibronic energies (and hence wavefunctions) up to 102 cm unsuitable for high‐resolution spectroscopy. duo then provides an efficient platform to test different aspects of diabatisations and different approximations for diatomic nuclear motion calculations. duo is an open‐access code, with an extended online manual and many examples.
We also demonstrate the problems of the 2‐state approximation, commonly argued for using Hellman–Feynman theorem, where the interaction to higher (technically infinite) excited electronic states is neglected. We studied the lowest rovibronic energy terms of the 10‐state system when removing progressively more states from the calculation and saw that, while the 2‐state approximation produces the most significant effect when going from a single‐ state model, all 10 states are required to reproduce a numerically complete spectroscopy of the ground state energies. Even the 9‐state model could not globally achieve equivalence with the 10‐state model energies to within 10−4 cm for the lowest rovibronic energy terms. Therefore, on top of the Hellman–Feynman theorem argument, quantitative investigation should be made before truncation of the number of adiabatic states in a diatomic calculation, and the corresponding error should be considered.
We provide all curves studied here on a grid of bond lengths in different ASCII files of the supplementary, which are also duo input files.
Conflicts of Interest
The authors declare no conflicts of interest.
Supporting information
Data S1: Supporting Information.
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