COVID-19 Humic/Fulvic Acid Plus Epigallocatechin Gallate Treatment: A Retrospective Chart Review
Richard Williams

TL;DR
This study found that using a combination of EGCG, humic/fulvic acid, and vitamin C in nursing home patients with COVID-19 significantly reduced mortality compared to standard care.
Contribution
The study presents a novel integrative treatment approach using natural compounds to reduce mortality in nursing home patients with COVID-19.
Findings
Patients receiving the integrative treatment had 0 mortalities out of 22 cases.
Patients without the integrative treatment had 21 deaths out of 38 cases.
The treatment combination showed a significant reduction in overall mortality.
Abstract
Introduction:The initial COVID-19 infection caused significant mortality in the nursing home setting. The mortality in our facility was approximately 50% and occurred in the later phase of the initial infection. In the nursing home setting, there were no approved treatment regimes. Specific treatment was left to the treating physician in concert with the administrative medical officials; immunizations were approved in December 2020. Concurrent publications indicated that epigallocatechin gallate (EGCG) and humic/fulvic acid with vitamin C possess the ability to interfere with the SARS-CoV-2 virus; both can inhibit viral attachment and reproduction, along with providing significant anti-inflammatory activity. They also exhibit good safety profiles and were previously utilized in our facility. With the high mortality and significant published data on inhibitory aspects of EGCG,…
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Figure 1
Figure 2
Figure 3| Group n = 60 | p-value | ||
| EGCG (n = 22) | No EGCG (n = 38) | ||
| Mean ± standard deviation | Mean ± standard deviation | ||
| Age | 83.36 ± 8.73 | 78.07 ± 11.21 | 0.0589 |
| Mortality risk score | 0.41 ± 0.14 | 0.34 ± 0.21 | 0.1057 |
| Risk | 8.01 ± 4.98 | 7.01 ± 7.2 | 0.1158 |
| Group n = 60 | p-value | ||
| EGCG (n = 22) | No EGCG (n = 38) | ||
| Mortality | 0% | 55% | <0.0001 |
| Patient Index | Age | Calculated Risk of mortality (%) | Risk calculation | Notes/comments |
| 1 | 75 | 20% | 4 | |
| 2 | 91 | 52% | 7.1 | |
| 3 | 95 | 40% | 5.6 | |
| 4 | 70 | 34% | 3.1 | |
| 5 | 77 | 75% | 14.5 | |
| 6 | 87 | 81% | 5.8 | |
| 7 | 75 | 31% | 3.9 | |
| 8 | 82 | 52% | 7 | |
| 9 | 74 | 40% | 1.3 | |
| 10 | 77 | 51% | 3.0 | |
| 11 | 75 | 28% | 1.9 | |
| 12 | 90 | 50% | 12.8 | |
| 13 | 86 | 44% | 14.4 | |
| 14 | 88 | 31% | 25.9 | |
| 15 | 75 | 18% | 15.2 | |
| 16 | 82 | 54% | 2.8 | |
| 17 | 91 | 47% | 26.5 | |
| 18 | 66 | 12% | 2.5 | |
| 19 | 100 | 36% | 7.1 | |
| 20 | 55 | 2% | 0.6 | * Note COVID and influenza |
| 21 | 66 | 12% | 2.5 |
| Patient Index | Age | Calculated risk of mortality (%) | Risk calculation | Notes/comments |
| 22 | 92 | 56% | 7 | 11/16 asymptomatic |
| 23 | 88 | 31% | 6.1 | 11/24 asymptomatic |
| 24 | 80 | 50% | 10.7 | 11/22 asymptomatic |
| 25 | 66 | 25% | 13.3 | 11/19 fever 11/24 antibiotics 3d |
| 26 | 83 | 50% | 8 | 11/22 asymptomatic |
| 27 | 78 | 44% | 7 | 11/21 asymptomatic |
| 28 | 93 | 67% | 10 | 11/5 asymptomatic |
| 29 | 94 | 50% | 10 | 10/28 asymptomatic |
| 30 | 68 | 11% | 1.4 | 11/1 asymptomatic |
| 31 | 82 | 31% | 2.2 | 11/13 asymptomatic |
| 32 | 78 | 36% | 2.3 | 11/13 asymptomatic |
| 33 | 85 | 47% | 8.5 | 11/22 asymptomatic |
| 34 | 87 | 51% | 19.3 | 11/19 10 days pneumonia with antibiotics |
| 35 | 74 | 21% | 10.1 | 12/3 asymptomatic |
| 36 | 91 | 47% | 9.6 | 11/17 asymptomatic |
| 37 | 82 | 33% | 2.9 | 12/3 asymptomatic |
| 38 | 68 | 40% | 7.1 | 11/2 asymptomatic |
| 39 | 95 | 52% | 19.7 | 11/13 asymptomatic |
| 40 | 93 | 40% | 9.2 | 11/22 asymptomatic |
| 41 | 82 | 43% | 2.9 | 12/3 asymptomatic |
| 42 | 84 | 25% | 2 | 10/28 asymptomatic |
| 43 | 91 | 62% | 7 | 11/22 pneumonia with 8 days of antibiotics |
| Patient Index | Age | Calculated risk of mortality (%) | Risk calculation | Notes/comments |
| 44 | 81 | 31% | 2.0 | 11/17 asymptomatic |
| 45 | 74 | 15% | 1.2 | 11/4 asymptomatic |
| 46 | 83 | 41% | 4.0 | 11/22 asymptomatic |
| 47 | 90 | 13% | 0.6 | 11/1 asymptomatic |
| 48 | 80 | 37% | 15.3 | 11/19 asymptomatic |
| 49 | 58 | 5% | 0.98 | 11/4 asymptomatic |
| 50 | 79 | 23% | 2.9 | 11/14 asymptomatic |
| 51 | 70 | 10% | 1.9 | 11/14 asymptomatic |
| 52 | 79 | 49% | 8.06 | 11/1 asymptomatic |
| 53 | 80 | 62% | 13.2 | 11/1 asymptomatic |
| 54 | 64 | 9% | 1.9 | 11/19 asymptomatic |
| 55 | 88 | 31% | 25.9 | 11/11 lost to follow-up admitted afib |
| 56 | 79 | 15% | 1.4 | 11/23 sporadic intake EGCG asymptomatic |
| 57 | 46 | 1% | 0.32 | 11/1 asymptomatic |
| 58 | 69 | 30% | 1.3 | 10/27 asymptomatic |
| 59 | 82 | 82% | 4.1 | 11/30 > 10 days pneumonia |
| 60 | 88 | 40% | 8.4 | 11/6 > 10 days pneumonia |
| EGCG/ humic acid | Inhibition | Reference |
| Humic/fluvic | Completement fixation TNF-α, IL-1β, IL-6, IL10, prostaglandins | [5,28} |
| Humid/fulvic | Inhibits proteolytic enzymes in the walls of vessels | [ |
| EGCG | Reduces cytoplasmic HMGB1 levels in endotoxin-stimulated macrophages | [ |
| EGCG | Myeloperoxidase activity significantly decreased; attenuated TNF-α, IL-1β, nitrotyrosine, iNOS, COX-2, and PARP expression with attenuated myelin degradation. IL-6, INF-kB, Nrf2 | [ |
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Taxonomy
TopicsHumic Substances and Bio-Organic Studies
Introduction
According to data from the COVID Tracking Project (CTP), from March 7, 2020, to March 7, 2021, deaths among residents of long-term care facilities, including nursing homes, assisted living, and other long-term care facilities, made up over a third of all US COVID-19 deaths [1]. There were no approved treatments for patients in long-term care facilities during the data collection period of the CTP; see the methods section below. Epigallocatechin gallate (EGCG) and humic/fulvic acid with vitamin C have been demonstrated to interfere with various viral infections, with recent docking studies showing activity against COVID-19 in attachment and reproduction [2]. The polyphenols also had better docking scores than remdesivir (Gilead Sciences) and favipiravir (Fujifilm Toyama Chemical) when docked with RNA-dependent RNA polymerase (RdRp). These results suggest the potential benefit of tea polyphenols in treating COVID-19. Humic/fulvic has also been shown to inhibit the COVID-19 virus in both attachment and replication [3,4]. Both treatments provide anti-inflammatory activity that might be useful in treating COVID-19 infection sequelae. Given these compounds' longstanding safety profiles, ease of utilization, and previous use in the facility, they were utilized in our facility to treat COVID-19 patients.
Materials and methods
Materials
All materials were approved by the United States Pharmacopeia (USP) and/or Current Good Manufacturing Practice (CGMP). All materials were given at 7:00 a.m., one hour before breakfast, and at 7:00 p.m., one hour after supper.
Humic Bio-Mass Vegetal Minerals 262.9 mg/30 ml (Vital Earth Minerals)
Dosage: 30 cc; if fever, myalgias, and wheezing, 60 cc. "Humic/fulvic acids are natural and water-soluble polymers and key ingredients of humic substances. They are defined as a series of high molecular weight substances, yellow to black in color, formed by secondary synthesis reactions. They are complex substances present in soil and plants in trace amounts" [4]. "Humate is well tolerated with an excellent safety profile and merits further evaluation in patients suffering from inflammatory conditions" [5].
Decaffeinated Green Tea Extract (GTE) (Leaf) 725mg, Standardized to 98% Polyphenols (710.5 mg), 75% Catechins (543.75 mg), 45% Epigallocatechin-3-gallate (EGCG)(326.5 mg) (Vitacost)
Dosage: One tablet. "The compound (-)-epigallocatechin-3-gallate (EGCG) is the major catechin found in green tea Camellia sinensis. This polyphenolic compound and several related catechins are believed to be responsible for the health benefits associated with the consumption of green tea"[6].
Vitamin C (Ascorbic Acid) 250 mg (Vitacost)
Vitamin C, also known as L-ascorbic acid, is a water-soluble vitamin that is naturally present in some foods, added to others, and available as a dietary supplement. It is also an important physiological antioxidant and plays a vital role in immune function [7]. Vitamin C, when ingested with EGCG, increases the concentration and stability of EGCG [8].
Methods
The study sample included 60 charts for patients receiving care at the Pulaski Health and Rehabilitation Center between October 17, 2020, and December 30, 2020. Inclusion criteria for the retrospective chart review included patients diagnosed with and treated for COVID-19. Charts meeting the inclusion criteria were divided into an integrative treatment group consisting of patients who were provided the integrated treatment described above and a control/nonintegrative group consisting of patients who were provided treatment using a nonintegrative approach. Exclusion criteria included no COVID-19 diagnosis. Patient charts meeting inclusion criteria were assigned a number; the only recorded information was patient age, calculated mortality and risk of the COVID-19 infection, and physician notes indicating symptomatic status or coinfection; no other identifying data were recorded. The data were retrospectively reviewed and calculations for mortality and risk were performed.
COVID-19 Diagnosis
All residents were screened twice weekly as part of a routine screening profile and tested if COVID-19 symptoms developed. Rapid tests (BinaxNOW COVID-19 Antigen, Abott) were obtained, and if positive, a repeat test was sent to the state lab for polymerase chain reaction (PCR) analysis. Patients with a positive COVID test were transferred to the isolation unit and treated with either integrative or nonintegrative therapy.
Facility COVID-19 Treatment Details
Medical physicians practicing at this facility included a board-certified physician in internal and integrative medicine and another physician certified in internal medicine. Upon admission to the facility, patients were randomly assigned to either physician unless specific physicians were requested. The integrative treatment approach was initiated by the integrative physician in the facility. COVID-19 patients under the care of the integrative physician were treated with an integrative protocol consisting of GTE with EGCG, humic/fulvic acid, and vitamin C. The integrative treatment approach was reviewed and approved for use and publication by the Vice President of Clinical Services and the Corporate Medical Administrator of Pulaski Health and Rehabilitation Center. All patients offered the integrative treatment approach were informed that the regime was not standard therapy but had been reviewed by their physician and corporate officials and approved for utilization at the Pulaski Health and Rehabilitation Center. If the patient was unable to give appropriate consent for treatment, the patient's power of attorney (POA) was contacted, and the specifics of the treatment approach were reviewed and approved by the patient's POA. COVID-19 patients under the care of the other physician received a nonintegrative approach. There was no approved standard of care for the treatment of COVID-19 in the nursing home at this time. The use of corticosteroids and antibiotics, if pneumonia was diagnosed, was suggested [9]. No corticosteroids were utilized in the integrative treatment approach, and three patients required antibiotics for fever and pneumonia. In the nonintegrative group, patients were given methylprednisolone 32 mg and antibiotics (personal conversation).
Statistical analysis
All demographics and research variables were summarized by treatment group using descriptive measures of central tendency and dispersion. For continuous variables, a measure of central location using the sample mean and dispersion by standard deviation was utilized. Categorical variables utilized proportions. Fisher's exact test examined the association between death and treatment arm categorical variables. For continuous outcomes, two sample tests assuming unequal variance were used to compare treatment groups on age, mortality risk, and risk scores. Careful attention was paid to the normality assumption, which was examined using histograms and normal probability plots. Because the normality assumption appears violated, the nonparametric Wilcoxon Rank Sum procedures were employed. To test the association between death and treatment group while adjusting for age, exact logistic regression models were constructed. All tests were conducted using SAS 9.4 or R 4.1.2.
Results
The study sample size included 60 charts for patients receiving care at the Pulaski Health and Rehabilitation Center between October 17, 2020, and December 30, 2020. Inclusion criteria for the retrospective chart review included patients diagnosed with and treated for COVID-19. Patients meeting the inclusion criteria were divided into an integrative treatment group consisting of 22 patients who were provided the integrated treatment and 38 control/nonintegrative group who were provided treatment using a nonintegrative approach. Exclusion criteria included no COVID-19 diagnosis. Patient charts meeting inclusion criteria were assigned a number; the only recorded information was patient age, mortality, and physician notes indicating symptomatic status or coinfection; no other identifying data were recorded. The charts were retrospectively reviewed, and calculations for mortality were performed. Data analysis revealed a significant reduction in mortality of the integrative group with a p-value of <0.0001. Demographic data are seen in Table 1. For full group data, see Tables 2-5.
Table 2: Mortality for integrative and nonintegrative groupsEGCG: the treatment group consists of epigallocatechin-3-gallate (EGCG), humic/ fulvic acid, and vitamin C; no EGCG: control groupA p-value of <0.0001 reveals a significant reduction in mortality in the integrative group
Discussion
Mechanisms
COVID-19 infection follows a defined sequence of events from viral cellular uptake. Cellular uptake is followed by viral reproduction, subsequent inflammatory and immunological responses, and occasional thrombotic/fibrotic events [13]. Humic/fulvic acid and EGCG are naturally occurring agents that can inhibit the above pathophysiologic responses in many viruses, specifically COVID-19; they have excellent safety profiles and are readily available (Figure 1).
COVID-19 Pathophysiology and EGCG InteractionCatechins, such as epigallocatechin-3-gallate (EGCG), catechin gallate (CAG), epicatechin-3-gallate (ECG), and gallocatechin gallate (GCG), bind to SARS-CoV-2 S protein, inhibiting its binding to the angiotensin-converting enzyme 2 (ACE2) receptor by utilizing transmembrane serine protease 2 (TMPRSS2). EGCG also binds to glucose-regulated protein 78 (GRP78), potentially blocking its binding to spike protein (S protein), along with blocking heparin sulfate proteoglycans (HP), which are needed as a cofactor with ACE2 for host membrane fusion [14]. Catechins inhibit the main protease (Mpro) of SARS-CoV-2, which blocks viral translation via protein phosphatase (pp1a and ab) and subsequent replication. Molecular docking studies have shown that EGCG binds to RNA-dependent RNA polymerase and other proteins of the replicase complex nonstructural proteins (NSSP3, NSP6, and NSP15), which may block viral replication. Furthermore, EGCG and GCG bind to and inhibit the association of nucleocapsid protein (N-protein) with the RNA genome, blocking viral assembly. Adapted from Diniz [15]. Access by Creative Commons
Cellular Uptake and Reproduction
Humic acid exhibits viral inhibitory activity in RNA and DNA viruses, including respiratory viruses such as respiratory syncytial virus (RSV) and influenza. Humic/fulvic has been shown to inhibit severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2 and the variants of concern (VOC) Alpha, Beta, Gamma, Delta, and Omicron reproduction even at picomolar concretions [3]. Green tea beverage (GTB) or its major constituent, EGCG, is highly effective in inhibiting infection of live SARS-CoV-2 and human coronavirus (HCoV OC43) in cell culture models. In addition, cell infection by new variants (UK-B.1.1.7, SA-B.1.351, and CA-B.1.429) was prevented by binding of EGCG to viral spike protein 1 adapter protein and ACE cellular receptor sites [16]. The increased infectivity of COVID-19 is proposed to be due to the furin activity of the S1 protein, which EGCG effectively blocks (Figure 2) [17].
Furin involvement in SARS-CoV attachment and replication"A schematic diagram of the process of severe acute respiratory syndrome coronavirus (SARS-CoV and SARS-CoV-2)-infecting host cells. Those proteases are presented by sector in different colors. The uptake of COVID-19 into the cell involves the interaction of the angiotensin-converting enzyme 2 (ACE2) receptor and COVID-19 spike protein. Furin can cleave spike in the process of viral maturation and enhance receptor affinity and membrane fusion. Epigallocatechin-3-gallate (EGCG) inhibits ACE2, furin, transmembrane protease (TMRPC)C2, and cathepsin interaction/binding [16]." Adapted from [17]. Copyright: iScience open access
EGCG also diminished the binding affinity of the full-length SARS-CoV-2 spike protein to ACE2 [16]. Heparin sulfate proteoglycans are a required attachment factor for SARS-CoV-2 and are known to be important in HCoV-OC43 infection. EGCG can compete with heparin, a heparin sulfate analog, for virion binding. Results highlight heparin sulfate as a conserved cell attachment factor for coronaviruses and demonstrate the potential for developing pan-coronavirus attachment inhibitors [14]. As such, EGCG could be useful to protect against future emerging coronaviruses. 3CL-protease activity of HCoV-OC43 and HCoV-229E decreased in a dose-dependent manner after EGCG treatment, and EGCG also decreased coronavirus-induced cytotoxicity [18]. These studies confirm that EGCG inhibits coronavirus uptake and replication. Another factor in COVID-19 uptake in both cells and the endoplasmic reticulum is glucose-regulated protein 78 (GRP78). This protein is notably elevated in COVID-19 patients with advanced disease, and the COVID-19 virus can also be utilized as an alternative cellular uptake via clathrin adapter protein [19]. EGCG exhibited GRP78-mediated uptake inhibition [20,21].
Immune Response Enhancement and Balancing
EGCG has also been shown to exhibit activity as a vaccine adjuvant and may help improve the response to the COVID-19 vaccine [22]. Nuclear factor erythroid 2-related factor (Nrf2) activators can maintain cells’ redox balance and reduce inflammation. Nrf2 groups of plant-derived chemicals and their analogs might provide a class of drugs with both antiviral and anti-inflammatory properties. It might help tackle the pathophysiological changes in viral pneumonia and acute respiratory distress syndrome (ARDS) [23]. EGCG can restore natural immunological homeostasis in many different autoimmune diseases. Therefore, supplementation therapy with EGCG in COVID-19 patients could be beneficial [24]. Chronic COVID-19 syndrome has also been linked to Nrf2 inhibition and proposed as a treatment avenue for both chronic and acute infections [25].
Anti-inflammatory Properties
Patients with COVID-19 disease have increased proinflammatory cytokines; these include interleukin (IL)-6, IL-10, granulocyte-colony stimulating factor (G-CSF), monocyte chemoattractant protein 1 (MCP1), macrophage inflammatory protein (MIP)1α, and tumor necrosis factor (TNF)-α [26]. “Prostaglandin and leukotriene production contribute to the post-inflammatory response to COVID-19 infections” [27]. Complement activation is also a significant cause of COVID-19 infection [28]. Humic/fulvic complex has complement fixation properties that should be helpful with inflammatory responses. Humic acid significantly inhibited the release of TNF-α, IL-1β, IL-6, and IL-10 by conditioned medium (CM) from phytohemagglutinin (PHA) stimulated mononuclear leucocytes (MNLs). PHA-stimulated MNL inhibits the synthesis of inflammation mediators-prostaglandins. Hyaluronidase accelerates wound healing and is activated locally [29]. Humic acids were shown to inhibit proteolytic enzymes that damage the walls of the vessels and the skin (Table 6) [5].
EGCG can attenuate the progression of sepsis; the rapid progression in sepsis is associated with the release of high mobility group box-1 protein (HMGB1). EGCG stimulates autophagy and reduces cytoplasmic levels in endotoxin-stimulated macrophages. GTE containing EGCG can also reduce the release of HMGB1 induced by endotoxins. HMGB1 was completely inhibited in macrophages with no evidence of cytotoxicity at 10 μg/mL GTE. EGCG is a potential safe and natural supplement to counteract hyper-inflammation in COVID-19. IL-6 remains the best available biomarker to monitor the severity of COVID-19; it has great potential for guiding disease treatment. EGCG significantly reduces this marker in COVID-19 infections: TNF-α, iNOS, COX-2, and PARP (Figure 3) [27].
Mechanisms of the potential beneficial effects of green tea extract and epigallocatechin-3-gallate (EGCG) in patients with coronavirus disease (COVID-19)EGCG/green tea extract (GTE) supplementation should be advantageous because of their multitarget action as regulators of both signal transducer and activator of transcription (i.e., STAT1, STAT3), tumor necrosis factor (TNF)-α, interferon (IFN)-γF-κB, nuclear factor kappa-light-chain-enhancer of activated B cells (Nrf2), interleukin(IL) IL-1β, IL-6, heme oxygenase (HO) activities, and expression of their target genes. Adapted from [23]. This article is an open-access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (http://creativecommons.org/licenses/by/4.0/)
SARS-CoV-2 Membrane Disruption
The SARS-CoV-2 viral membrane formation has been proposed as an important factor in infectivity and a target of treatment [17]. EGCG blocks this membrane formation in SARS-CoV-2 via Furin inhibition. See Figure 2.
Anticoagulant Effect
The anticoagulant effect of humic/fulvic acid prevented death caused by pulmonary thrombosis in mice in vivo in a dose-dependent manner, and they inhibited human platelet aggregation in vitro dose-dependently [30]. EGCG has also noted anticoagulant activity [31].
Pulmonary Fibrosis
A proportion of patients who develop ARDS die from progressive pulmonary fibrosis. Significant fibrosis mediators include matrix metalloproteinases, vascular endothelial growth factor (VEGF), and cytokine release that induces epithelial and endothelial injury [16,32]. Data suggest that IL-6 secretion contributes, together with TNF-α, to the development of the disease [23]. After treatment with GTE, the mRNA and protein levels of TNF-α and IL-6 were reduced by 70% and 80%, respectively, thus suggesting that green tea has significant preventive effects on TNF-α-related diseases. EGCG inhibited fibroblast activation and collagen accumulation by downregulating TGF-β1 signaling [33]. “Oral administration of GTE in drinking water to mice significantly reduces pulmonary fibrosis” [34].
Limitations
The levels of EGCG in the serum after ingestion are important in the treatment of COVID-19 infection and are influenced by different constituents such as vitamin C. Also, the influence and interaction between EGCG and humic/fulvic acid are unknown. The levels of EGCG were not measured and would help define specifics about COVID-19 and EGCG with humic/fulvic acid uptake versus RNA replication in further studies. There was no defined nonintegrative protocol due to the retrospective study. Future studies should have a specific protocol for both groups, which would reduce possible treatment-induced consequences.
Future considerations
Studies have shown a significant inhibition of surface binding and prevention of virus uptake with both EGCG and humic/fulvic acid. These properties could provide an avenue for COVID-19 prevention in high-risk populations. With the ability to reduce dysregulation secondary to COVID-19 autoimmunization, as noted by sustaining Nrf-2 levels and more balanced TH1/TH2, this combination therapy may also be utilized to reduce associated autoimmune and immunization sequelae such as myocarditis. Now that medications have been approved, this protocol could be utilized in patients unable to take them, secondary to interactions with their current prescribed medical regime.
Conclusions
The initial mortality of the COVID-19 epidemic approached 50% in the nursing home environment. There were no approved therapeutic regimens in the initial phase of the pandemic, which resulted in individual regimes for treatment. Incorporating a combination of EGCG, vitamin C, and humic/fulvic acid resulted in a significant reduction in COVID-19 mortality in high-risk populations. This paper also provides evidence-based practice (EBP) results for the utilization and further studies of EGCG and humic/fulvic acid in COVID-19 infections.
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