# Who is missed in a community-based survey: Assessment and implications of biases due to incomplete sampling frame in a community-based serosurvey, Choma and Ndola Districts, Zambia, 2022

**Authors:** Natalya Kostandova, Simon Mutembo, Christine Prosperi, Francis Dien Mwansa, Chola Nakazwe, Harriet Namukoko, Bertha Nachinga, Gershom Chongwe, Innocent Chilumba, Kalumbu H. Matakala, Gloria Musukwa, Mutinta Hamahuwa, Webster Mufwambi, Japhet Matoba, Kenny Situtu, Irene Mutale, Alex C. Kong, Edgar Simulundu, Phillimon Ndubani, Alvira Z. Hasan, Shaun A. Truelove, Amy K. Winter, Andrea C. Carcelen, Bryan Lau, William J. Moss, Amy Wesolowski, Collins Otieno Asweto, Collins Otieno Asweto, Collins Otieno Asweto

PMC · DOI: 10.1371/journal.pgph.0003072 · PLOS Global Public Health · 2024-04-29

## TL;DR

This study examines how missing households in a community-based survey in Zambia affects the accuracy of health data, finding that biases are small but still present.

## Contribution

The study introduces a method to assess and quantify biases from incomplete sampling frames in community-based serosurveys.

## Key findings

- Missed households were smaller and less likely to have children compared to included households.
- Despite differences, biases in outcomes like vaccination coverage and seroprevalence were less than 5%.
- Sampling biases can still affect well-conducted surveys, highlighting the need for accurate sampling frames.

## Abstract

Community-based serological studies are increasingly relied upon to measure disease burden, identify population immunity gaps, and guide control and elimination strategies; however, there is little understanding of the potential for and impact of sampling biases on outcomes of interest. As part of efforts to quantify measles immunity gaps in Zambia, a community-based serological survey using stratified multi-stage cluster sampling approach was conducted in Ndola and Choma districts in May—June 2022, enrolling 1245 individuals. We carried out a follow-up study among individuals missed from the sampling frame of the serosurvey in July—August 2022, enrolling 672 individuals. We assessed the potential for and impact of biases in the community-based serosurvey by i) estimating differences in characteristics of households and individuals included and excluded (77% vs 23% of households) from the sampling frame of the serosurvey and ii) evaluating the magnitude these differences make on healthcare-seeking behavior, vaccination coverage, and measles seroprevalence. We found that missed households were 20% smaller and 25% less likely to have children. Missed individuals resided in less wealthy households, had different distributions of sex and occupation, and were more likely to seek care at health facilities. Despite these differences, simulating a survey in which missed households were included in the sampling frame resulted in less than a 5% estimated bias in these outcomes. Although community-based studies are upheld as the gold standard study design in assessing immunity gaps and underlying community health characteristics, these findings underscore the fact that sampling biases can impact the results of even well-conducted community-based surveys. Results from these studies should be interpreted in the context of the study methodology and challenges faced during implementation, which include shortcomings in establishing accurate and up-to-date sampling frames. Failure to account for these shortcomings may result in biased estimates and detrimental effects on decision-making.

## Linked entities

- **Diseases:** measles (MONDO:0004619)

## Full-text entities

- **Diseases:** measles (MESH:D008457)

## Full text

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## Figures

4 figures with captions in the complete paper: https://tomesphere.com/paper/PMC11057754/full.md

## References

36 references — full list in the complete paper: https://tomesphere.com/paper/PMC11057754/full.md

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Source: https://tomesphere.com/paper/PMC11057754