Kidney Outcomes and Trajectories of Tubular Injury and Function in Critically Ill Persons with and without Coronavirus-2019
Michael L. Granda, Frances Tian, Leila R. Zelnick, Pavan K. Bhatraju, Mark M. Wurfel, Andrew Hoofnagle, Eric Morrell, Bryan Kestenbaum

TL;DR
This study finds that critically ill patients with COVID-19 experience prolonged kidney tubule dysfunction compared to those without the virus.
Contribution
The study introduces a novel comparison of kidney injury trajectories in critically ill patients with and without COVID-19 using longitudinal biomarker data.
Findings
Patients with COVID-19 had a 70% higher incidence of major adverse kidney events compared to non-COVID-19 patients.
Urine EGF and secretory clearance ratios improved over time in non-COVID-19 patients but remained stable in those with the virus.
Urine KIM-1 concentrations did not change significantly in either group during the study period.
Abstract
Coronavirus disease-2019 (COVID-19) may injure the kidney tubules via activation of inflammatory host responses and/or direct viral infiltration. Most studies of kidney injury in COVID-19 lacked contemporaneous controls or measured kidney biomarkers at a single time point. To better understand mechanisms of AKI in COVID-19, we compared kidney outcomes and trajectories of tubular injury, viability, and function in prospectively enrolled critically ill adults with and without COVID-19. The COVID-19 Host Response and Outcomes (CHROME) study prospectively enrolled patients admitted to intensive care units in Washington state with symptoms of lower respiratory tract infection, determining COVID-19 status by nucleic acid amplification on arrival. We evaluated major adverse kidney events (MAKE) defined as a doubling of serum creatinine, kidney replacement therapy, or death, in 330 patients…
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TopicsAcute Kidney Injury Research · COVID-19 Clinical Research Studies · Chronic Kidney Disease and Diabetes
INTRODUCTION
Coronavirus disease-2019 (COVID-19) is a viral syndrome caused by the severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2). Clinical manifestations range from mild upper respiratory illness to acute respiratory distress syndrome (ARDS), multi-organ system failure, and death.(1, 2) Evidence suggests that SARS-CoV-2 infection may cause injury to the kidney tubules, either via direct viral infiltration and/or secondary activation of inflammatory host responses. In cell culture, SARS-CoV-2 directly infects proximal tubular cells, endothelial cells, and podocytes via the angiotensin-converting enzyme 2 (ACE2) receptor.(3, 4) Relatively high incidences of acute kidney injury (AKI) and kidney replacement therapy (KRT) are reported among hospitalized persons with COVID-19,(5–8) and markers of tubular injury such as kidney injury molecule-1 (KIM-1) are elevated early in the course of disease.(6, 9) Moreover, case series have described a syndrome of proximal tubular dysfunction among some patients with COVID-19 based on impaired reabsorption of beta-2-microglobulin, glucose, and uric acid.(10, 11)
On the other hand, most previous human studies of COVID-19 have lacked contemporaneously enrolled control persons without SARS-CoV-2, conflating potential kidney effects of this infection with the underlying severity of illness and temporal differences in care. Detectable SARS-CoV-2 is relatively uncommon in the blood(12) or urine(13) of patients with COVID-19, challenging the clinical relevance of direct kidney infection observed in cell culture. Yet, the mechanisms and natural course of injury to the proximal tubules remain poorly understood.
To that end, we sought to better define the patterns and longitudinal changes to the proximal tubules attributable to COVID-19 infection in critically ill patients. In this study, we compared the incidence of AKI outcomes and the trajectories of tubular injury, viability, and function in prospectively enrolled and comparably ill patients from intensive care units with and without COVID-19.
METHODS
Study population
The COVID-19 Host Response and Outcomes (CHROME) study prospectively enrolled 380 critically ill adults from intensive care units (ICU) at the University of Washington Medical Center, Harborview Medical Center, and Northwest Hospital, all in Seattle, WA, between April 2020 and May 2021.(14) Enrollment criteria were age ≥18 years, fever, hypoxemia (defined as requiring any supplemental oxygen or an oxygen saturation of <94% on ambient air), and symptoms of lower respiratory tract infection that prompted SARS-CoV-2 testing. Subsequent COVID-19 status was defined based on the results of rapid nucleic acid amplification testing (NAAT) of nasopharyngeal swabs, which were performed within 24 hours of ICU admission. The prospective enrollment of critically ill patients based on clinical suspicion for COVID-19 was designed to yield comparably ill cohorts of patients with and without the disease and minimize temporal differences in care. The CHROME study excluded persons who were pregnant, transferred from another ICU after more than 24 hours, had a history of solid organ transplantation, were institutionalized, or were unlikely to survive for more than 24 hours.
For the present study, we excluded23 CHROME patients who had a history of end-stage kidney disease (ESKD), six who had received dialysis prior to study enrollment, 20 with an admission serum creatinine concentration corresponding to an estimated glomerular filtration rate (GFR) <15 ml/min/1.73m^2^, and one without a collected urine sample, leaving 223 SARS-CoV-2 positive and 107 negative patients for analyses (“Clinical cohort”). We then measured biomarkers of kidney injury, viability, and secretory clearance in a subsample of 117 SARS-CoV-2 positive and 64 negative patients who had at least one paired plasma and urine sample for analysis (“Biomarker cohort”).
Ethical Statement
Study procedures were approved by the Institutional Review Board (IRB), with consent obtained from all patients or waived by the local regulatory board early in the pandemic. All procedures were followed in accordance with the ethical standards of the responsible committee on human experimentation and with the Helsinki Declaration of 1975.
Measurements of clinical study data
Study coordinators prospectively abstracted demographic data, respiratory status, vital signs, laboratory results, and the receipt of kidney replacement therapy (KRT) from electronic medical records. We calculated baseline Acute Physiology and Chronic Health Evaluation (APACHE) III and Sequential Organ Failure Assessment (SOFA) scores based on available clinical and laboratory data.(15) We determined the presence of acute respiratory distress syndrome (ARDS) based on the ratio of inspired to arterial oxygen concentration and adjudication of chest radiographs by an attending radiologist.(16)
Kidney outcomes were assessed over the course of hospitalization and included (1) the major adverse kidney event (MAKE), defined by at least a doubling of the serum creatinine concentration from baseline, requirement for kidney replacement therapy, or death,(17) (2) individual components of the MAKE outcome, and (3) any stage of acute kidney injury (AKI), defined by the Kidney Disease Improving Global Outcomes (KDIGO) as an absolute increase of ≥0.3 mg/dL or a ≥50% increase in serum creatinine from baseline.(18) We defined the baseline serum creatinine concentration as the clinically obtained value closest to, and before, the time of study enrollment on ICU day one. For 1 patient who did not have a serum creatinine measurement before ICU day 1, we used the first available clinical value after day one within 24-hours.
Measurement of kidney biomarkers
Study coordinators collected blood and spot urine samples within 24 hours of ICU admission (day 1) and then subsequently on hospital days 3, 7, 10, and 14 if the patient remained hospitalized. Blood and urine samples were centrifuged at 3,000 RPM for 10 minutes at room temperature. We measured urine concentrations of kidney injury molecule 1 (KIM-1) and epithelial growth factor (EGF) using commercially available immunoassays (Enzo life sciences and R&D systems, respectively). The inter-assay variability is 6.2% for urine KIM-1 and 5.5% for urine EGF. We indexed measurements of KIM-1 and EGF to urine creatinine to account for variation in urinary concentration. We measured plasma concentrations of creatinine and cystatin C, and urine concentrations of creatinine and albumin using the Beckman-Coulter DxC Unicell 600. We estimated GFR in the biomarker cohort using the 2021 combined CKD-EPI equation based on plasma concentrations of creatinine and cystatin C.(19)
We estimated tubular secretory clearance based on plasma and urine concentrations of endogenous secretory solutes using a targeted liquid chromatography/mass spectrometry assay as previously described.(20) Plasma samples were precipitated in organic solvent and extracted using solid-phase extraction; urine samples underwent two parallel solid-phase extractions. Dried extracts were reconstituted in 80μl 5% acetonitrile/0.2% formic acid in H_2_O and passed through a large-pore filter plate (MSBVN1210; Millipore). Labeled internal standards were used to reduce sample-specific matrix effects and single-point external calibration was used to determine concentrations and reduce between-batch variability. We calculated the urine-to-plasma ratio for each solute as an approximation of their secretory clearance.(21) To facilitate interpretation and provide a single metric of secretory clearance, we also created a summary score by first standardizing each secretory ratio to a 0–100 scale:(20)
where ln(Ux/Px) represents the log-transformed urine to plasma ratio of each solute, min(ln(Ux/Px)) represents the minimal value in the distribution, and range(ln(Ux/Px)) represents the range of these measurements. We then computed the summary score as the mean of the eight standardized ratios.
Analytic plan
We tabulated baseline characteristics according to COVID-19 status using means and standard deviations for normally distributed data or medians and interquartile ranges for variables with skewed distributions. To increase the degree of similarity between SARS-CoV-2 positive and negative patients, we created a propensity score for SARS-CoV-2 positivity using logistic regression with the following clinical data at baseline: age, race, sex, body mass index (BMI), APACHE III score, SOFA score, admission source, extracorporeal membrane oxygenation, sepsis, trauma, pneumonia, history of hypertension, heart failure, chronic obstructive pulmonary disease, cancer, and diabetes, and use of beta blockers and diuretics. To assess covariate balance after weighting, we calculated weighted means and standard deviations (for continuous variables), and weighted proportions (for categorical variables) and then compared the standardized difference between covariates. Standardized differences below 0.25 are generally considered to indicate appropriate matching.(22)
For the MAKE outcome, patients were followed from the time of ICU admission until they either incurred a component of MAKE or their data was censored at hospital discharge. For outcomes of AKI, doubling of serum creatinine, and KRT, patients were censored for in-hospital death. We used weighted log-linear Poisson regression with robust Huber-White standard errors to estimate associations of baseline COVID-19 status with each clinical outcome. Models were weighted by the inverse probability of the COVID-19 propensity-score and additionally adjusted for the baseline serum creatinine concentration to control for confounding.
To model the trajectories of biomarkers over the course of hospitalization, we employed weighted generalized estimating equations with an independent working covariance structure to account for the correlation within person.(23) To account for selection bias that may arise from informative censoring, for each post-baseline sample collection, we constructed inverse probability of censoring weights (IPCW), by modeling the probability that the sample collection occurred with logistic regression, as a function of COVID-19 status and baseline covariates, including baseline measures of kidney function. At each time point, weights were the product of the baseline IPTW weights, divided by the probability of sample collections at the current and prior time points (i.e., IPCW). Within each group we estimated the mean daily change in kidney biomarkers using the slope after linear regression.
RESULTS
Baseline characteristics of the clinical study cohort
The clinical study cohort included 223 COVID-19 patients and 107 SARS-CoV-2 negative control patients (Table 1). The mean age at ICU admission was 55 16 years; 45% required mechanical ventilation; and 35% required vasopressors. The mean admission serum creatinine concentration was 1.1 mg/dL in each group. After propensity matching, baseline characteristics of COVID-19 patients and control patients were similar, including severity of illness scores and baseline serum creatinine concentrations. Baseline medication use was similar after propensity scoring (Supplemental Table 2a).
Clinical kidney outcomes
In the clinical study cohort, median hospital length of stay for the MAKE outcome was 10 days (IQR 5–19 days). The cumulative incidence of MAKE was 40% among COVID-19 patients (82 events) and 20% among negative controls (25 events; Figure 1). After inverse probability weighting by propensity-score and additional adjustment for baseline serum creatinine, SARS-CoV-2 positivity was associated with an estimated 70% greater incidence of MAKE (Table 2; relative risk 1.70; 95% CI 1.05–2.74; p-value = 0.03). SARS-CoV-2 positivity was associated with an estimated 7-times higher incidence of KRT (relative risk 7.41; 95% CI 1.69–32.41) and nearly 1.8-times higher incidence of death (relative risk 1.79; 95% CI 1.06–3.00). The associations of COVID-19 with MAKE were statistically similar after further adjusting for vasopressor use at study admission (Supplemental Table 3).
Baseline markers of tubular injury, viability, and function
The biomarker cohort included 117 COVID-19 patients and 64 SARS-CoV-2 negative control patients (Supplemental Table 1). Patients in the biomarker cohort had modestly greater APACHE III and SOFA scores compared with those in the clinical cohort. The median urine albumin:creatinine ratio at baseline was 72.1 mg/g (IQR 24.7–143.7) in COVID-19 patients and 48.2 mg/g (IQR 21.9–197.9) in control patients. Nephrotic range proteinuria was present in only one patient, who was SARS-CoV-2 negative. COVID-19 negative patients tended to be on more home medications, although these differences were small after propensity score weighting (Supplemental Table 2b). Baseline urine concentrations of KIM-1 tended to be modestly lower, and the summary secretion score modestly higher, in COVID-19 positive compared with COVID negative patients (Table 3 and Supplemental Table 2). There was no association with COVID-19 status and baseline secretory solute urine:plasma ratios (Supplemental Table 4).
Longitudinal changes in markers of tubular injury, viability, and function
There was a median of three follow-up measurements in the biomarker cohort: 125 patients had at least two follow-up measurements, 93 had at least three measurements, and 61 had four or five measurements. After propensity-score inverse probability weighting and adjustment for informative censoring, urine KIM-1 concentrations remained significantly unchanged over time in both COVID-19 positive and COVID-19 negative patients. (Figure 2 and Table 4). In contrast, urine EGF concentrations increased by an average of 7% per day (95% CI 4.1% −10.0 per day) in the COVID-19 negative group but by only 0.5% per day (95% CI −1.1% to +2.2% per day) in COVID-19 positive group (p-value for interaction <0.001). Similar trends were observed for trajectories of the summary secretion score and estimated GFR, with modest increases over time in the COVID-19 negative group but negligible changes in the COVID-19 positive group. Individual secretory solute urine:plasma ratios tended to increase in COVID-19 negative patients and decrease in COVID-19 positive patients, with the most significant differences displayed by kynurenic acid and tiglylglycine (Supplemental Figure 1).
DISCUSSION
Herein we have shown differential trajectories of markers of tubular injury, viability, and secretion between prospectively enrolled, critically ill patients with and without COVID-19. This study adds unique insight into the mechanisms of kidney injury in COVID-19 by illustrating patterns of tubular function over time in comparison with contemporaneously enrolled control persons without the disease. Among control patients, urine EGF concentrations, secretory clearance ratios, and eGFR increased over the course of the study, consistent with a pattern of kidney recovery. In contrast, these markers did not appreciably change in comparably ill patients with COVID-19. These findings suggest that COVID-19 may cause a more protracted and severe course of tubular dysfunction. Similar to other studies, we found COVID-19 to be associated with greater risks of kidney replacement therapy and death.
Proposed pathways of AKI in SARS-CoV-2 infection include a protracted inflammatory response, overstimulation of pro-thrombotic pathways, and direct viral infection of the kidneys.(24) A postmortem study found more extensive tubular necrosis and microvascular thrombosis in COVID-19 cases compared with bacterial sepsis.(25) Direct kidney infection of SARS-CoV-2 requires viremia, which is relatively uncommon and limited to severe cases of COVID-19, however more sensitive methods have detected SARS-CoV-2 in urine sediments suggesting kidney infection may be more common than previously appreciated.(12,13,26) Proximal tubule reabsorption defects have been reported in hospitalized patients with COVID-19, including phosphate loss, hypouricemia, and urine glucose wasting.(10,11) However, these studies lacked suitable control groups or longitudinal measures of function. We found that urine KIM-1 concentrations were similar between patients with and without COVID-19 over the course of this study, suggesting comparable tubular injury. Yet, patients without SARS-CoV-2 tended to recover eGFR and had a positive trend in EGF and the tubular secretory clearance compared to patients with COVID-19, suggesting a slower pattern of kidney recovery in COVID-19 which is consistent with clinical observation. (5,27)
Previous case series have reported relatively high incidences of AKI and KRT in critically ill patients with COVID-19. For example, the incidences of AKI and KRT were 51% and 19%, respectively, in a multicenter study of 3,309 persons with COVID-19 from ICUs across the United States.(7) Similarly high incidences of these outcomes have been reported in individual ICU-based studies of COVID-19.(28,29) In one of the few studies with a control group, the relative risk for AKI and KRT were 1.5 and 3.1, respectively, in 3,345 patients with COVID-19 and 1,265 patients without COVID-19 from the New York City area.(30) Another study comparing hospitalized patients with COVID-19 versus patients with a positive test for influenza found that COVID-19 was associated with a 2.1-times greater incidence of ≥ stage 2 AKI and a 53% lower chance of kidney recovery at discharge.(27) In the only prospective study, a single center in Switzerland enrolled 507 consecutive adults who presented with symptoms of respiratory infection. The incidence of AKI over the course of hospitalization was 2.5-times higher in patients who tested positive for SARS-CoV-2 compared to ßthose with another etiology of their respiratory illness.(31) Among these, our study is unique in focusing on critically ill persons with COVID-19 and comparing to a matched control group of patients with symptoms of a respiratory infection; in particular, we identified a substantially greater risk for KRT in COVID-19 compared to controls of comparable illness severity in the ICU.
Strengths of the current study include prospective enrollment of critically ill patients based on a clinical indication for SARS-CoV-2 testing and the use of propensity matching within the cohort to increase similarity between COVID-19 patients and negative controls. Longitudinal assessment of tubular injury, viability, and secretory clearance markers provides objective measures of these processes over the course of hospitalization. Several limitations of the study warrant comment. Despite matching on indication and propensity score, unmeasured differences between groups may have distorted associations with the trajectories of tubular markers and outcomes. We used statistical methods to account for differential dropout given the competing risk of death; nonetheless, unmeasured differences in surviving patients may have biased the observed associations. The selected markers of tubular injury, viability, and secretory clearance (KIM-1, EGF, and secretory solute ratios) may incompletely reflect these underlying biological processes. Individual secretory markers have differing affinities for tubular transporters, which in aggregate are intended to summarily reflect tubular secretion in absence of a true gold standard; the summary secretion score was created for ease of interpretation, although there may be a more optimal combination of markers. The calculation of eGFR while creatinine and cystatin C are not in steady-state may limit accuracy in monitoring kidney function trajectories. Finally, evolution of prevalent viral strains and practice patterns since the data collection period may limit generalizability.
In summary, we found SARS-CoV-2 infection to be associated with more severe AKI and a pattern of prolonged tubular dysfunction in comparably ill ICU patients with and without this infection.
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