On Applicability of Synthetic Datasets for Facial Expression Recognition

TL;DR

This paper explores synthetic data strategies like pseudo-labeling, diffusion models, and GANs to improve facial expression recognition while addressing data imbalance and privacy concerns.

Contribution

It introduces and evaluates three novel synthetic dataset construction methods for privacy-preserving FER, demonstrating their effectiveness in mitigating dataset limitations.

Findings

Synthetic data can effectively substitute or complement real datasets.

The proposed strategies improve generalization in facial expression recognition.

Cross-dataset evaluations reveal trade-offs and benefits of each synthetic approach.

Abstract

Facial Expression Recognition faces two core challenges. The first is class imbalance in public datasets, which skews the learning process and weakens generalization. The second is related to privacy and data collection constraints, which limit the sharing of facial images and restrict the creation of large, balanced datasets. To address these issues, we examine three complementary strategies for constructing privacy-preserving FER datasets in the standard seven discrete facial expression classes setting. Our strategies are: (i) pseudo-labeling large unlabeled face collections with a teacher model under a confidence-thresholding scheme, (ii) prompt-driven synthesis using diffusion models conditioned on demographic attributes, and (iii) task-aware GAN-based expression editing that modifies facial expression while preserving identity and realism. For training and evaluation, we employed widely adopted datasets, including AffectNet, RAF-DB, and FER2013. We utilized the synthetic datasets DigiFace, DCFace, and EmoNet-Face BIG as unlabeled sources for pseudo-labeling. Additionally, we utilized the FFHQ dataset as the source for generative synthesis. The main experiments are conducted using a classic CNN backbone, IR50, and we also explore a more complex architecture, POSTERv1, to assess its feasibility and robustness. Using cross-dataset evaluations, we analyze the trade-offs each strategy presents in curated datasets. The findings demonstrate how synthetic data can effectively substitute or be combined with real datasets to mitigate imbalance and privacy limitations. Code and generated datasets:https://www.github.com/AliAZ98/SyntFER