Heterotic Flux Vacua with a Small Superpotential

TL;DR

This paper investigates the possibility of achieving small flux superpotentials in heterotic Calabi--Yau compactifications, revealing significant constraints and providing explicit examples with moderately small values.

Contribution

It proves no-go theorems for small superpotentials at large complex structure and identifies explicit models with constrained small flux superpotentials.

Findings

Supersymmetric vacua with zero superpotential occur only at singular loci.

No small superpotentials exist in the large complex structure limit.

Explicit models show superpotentials only marginally below unity.

Abstract

We study heterotic Calabi--Yau compactifications with NSNS three-form flux in view of moduli stabilisation and investigate whether the value $|W_0|$ of the flux superpotential evaluated at supersymmetric minima can be small. Unlike in type IIB string theory, heterotic compactifications lack a no-scale structure, so that a non-vanishing flux superpotential generically induces a tree-level scalar potential for all moduli. Controlled moduli stabilisation therefore requires the flux superpotential to be sufficiently small in order to compete with non-perturbative effects. Working within a four-dimensional effective field theory and exploiting the special geometry of Calabi--Yau complex structure moduli spaces, we analyse the complex structure F-term equations and derive two no-go theorems: (1) supersymmetric vacua with vanishing $|W_0|$, which would lead to a vanishing tree-level scalar potential as in type IIB, occur only at singular loci in moduli space, and (2) no supersymmetric vacua with small $|W_0|$ exist in the large complex structure limit. Motivated by these results, we analyse explicit models away from the large complex structure regime using exact period expressions and identify one- and two-parameter examples in which suitable flux choices allow for values of $|W_0|$ of order unity, with some one-parameter models admitting values moderately below unity. Our findings show that small heterotic flux superpotentials are highly constrained, with the values of $|W_0|$ found in the examples studied being only marginally compatible with moduli stabilisation.