Geometric and Spectral Alignment for Deep Neural Network I

TL;DR

This paper develops a geometric and spectral framework for analyzing deep residual neural networks, linking their layer factors to spectral measures, Cartan coordinates, and information geometry.

Contribution

It introduces deterministic quotient-geometric estimates for layer spectra, connecting spectral properties to geometric and information-theoretic concepts in deep networks.

Findings

Spectral measures form a trace-normalized Cartan orbit under Frobenius normalization.

A rigidity theorem links spectral control to margin inequalities and slack variables.

Empirical diagnostics reveal spectral energy quantiles and effective rank behaviors.

Abstract

Deep residual architectures are modeled as products of near-identity Jacobians. This paper proves deterministic quotient-geometric estimates for singular spectra of Frobenius-normalized layer factors, emphasizing a normalized top-radial Cartan coordinate and fitted power-law chart. Full-rank factors are mapped from $\mathrm{GL}(d)$ to the positive cone by $A\mapsto A^\top A$, then to ordered eigenvalue data. Under Frobenius normalization, exact power-law spectra form a trace-normalized Cartan orbit. This orbit is a Gibbs family on ranks, a Fisher information line, and a Bures--Wasserstein curve with line element $d/4$ times Fisher information. The main rigidity theorem is a slack-aware margin inequality: interface radial amplitude, non-backtracking slack, and signed residual variation control displacement of the fitted Cartan coordinate. In the exact-chart zero-slack case, a depth-$L$ budget gives exponent drift of order $(\log M)/L$; generally, slack and residual increments augment the bound. We separate scalar top-radial from full-Cartan spectral control, which also needs Bures/Hellinger residual variation. We prove approximate-power-law and metric-chart versions, converse lower bounds, Fisher--KL/Bures action estimates, and near-identity expansions for normalized residual chains. Near-identity results verify transport budgets; chart quality remains measurable. Effective rank is a spectral-energy quantile, giving finite-width power-law tail bounds and robust rank-window transition estimates. Empirical static-weight exponent profiles serve as diagnostics; full verification also requires interface budgets, slacks, and residuals for the same operator chain.