The Pre-Training Study of Expanded-SPLADE Models on Web Document Titles

TL;DR

This study investigates how different pre-training datasets and options affect the performance of Expanded-SPLADE models in web document retrieval, highlighting the impact of dataset choice and pruning on effectiveness and efficiency.

Contribution

It provides empirical insights into the effects of pre-training data and settings on SPLADE-style models for neural information retrieval.

Findings

Models pre-trained on general corpora with higher learning rates perform better after fine-tuning.

Strict pruning increases retrieval cost and variance in postings list length.

Repeating the pre-training dataset has minimal impact on retrieval effectiveness.

Abstract

Masked Language Modeling (MLM) pre-training is one of the primary ways to initialize Neural Information Retrieval (IR) models prior to retrieval fine-tuning. However, studies show that MLM pre-trained models have limited readiness and transfer learning issues for fine-tuning them into Neural Bi-Encoder models. This paper studies the effect of different pre-training datasets and pre-training options on the MLM pre-trained models for retrieval fine-tuning. The study focuses on the SPLADE-style model, which uses the MLM layer also at fine-tuning time. More specifically, we experimented with Expanded-SPLADE (ESPLADE) models, a specific instance of SPLADE models, and in-house web document titles are used as datasets. Pre-training, fine-tuning, and evaluation with optional test-time pruning of sparse vectors are conducted. Our observations are three-fold: First, fine-tuned models of higher retrieval effectiveness at both unpruned and most strict pruned settings are mostly pre-trained on a general corpus, and pre-trained with a higher learning rate, showing lower MLM accuracies. Second, in the most strict pruned setting, those models show higher-level retrieval cost and a higher variance in the length of the individual postings list. Third, the repetition of the general pre-training dataset does not have much effect on retrieval effectiveness. The experimentation empirically identifies the potential limitations for aligning MLM pre-training to ESPLADE fine-tuning. Also, the experimentation provides an empirical observation that, at most strict pruned settings, the retrieval effectiveness is better maintained by the higher-level retrieval cost, showing the trade-off relationship between the two in our setting.