TraceGuard: Structured Multi-Dimensional Monitoring as a Collusion-Resistant Control Protocol

TL;DR

TraceGuard introduces a multi-dimensional monitoring protocol using independent evaluations and heuristics to detect subtle AI attacks and prevent collusion, significantly improving safety in AI control systems.

Contribution

It presents a novel structured multi-dimensional monitoring approach that enhances attack detection and collusion resistance in AI control protocols.

Findings

Hybrid approach achieves clear attack-honest separation.

Structured scoring constrains collusion, achieving 95% safety.

Goal alignment and constraint adherence are highly discriminative.

Abstract

AI control protocols use monitors to detect attacks by untrusted AI agents, but standard single-score monitors face two limitations: they miss subtle attacks where outputs look clean but reasoning is off, and they collapse to near-zero safety when the monitor is the same model as the agent (collusion). We present TraceGuard, a structured multi-dimensional monitoring protocol that evaluates agent actions across five dimensions -- goal alignment, constraint adherence, reasoning coherence, safety awareness, and action-trace consistency -- scored in parallel by independent LLM calls, augmented by seven heuristic detectors and an LLM-based intent analyzer. We evaluate on BashArena (637 bash tasks, 4 attack categories) within the ControlArena framework. Our results on 519 samples (279 honest, 240 attack) show that: (1) the hybrid approach achieves clear attack-honest separation (attack mean 0.616 vs. honest mean 0.206, Delta=0.410); (2) structured scoring constrains collusion -- the untrusted structured monitor achieves 95% safety vs. 0% for single-score untrusted monitoring; (3) goal alignment and constraint adherence are the most discriminative dimensions; and (4) a separation-of-duties variant splitting dimensions across trusted and untrusted models achieves 100% safety while preventing any single model from seeing the full evaluation. TraceGuard is implemented as a new monitor type for the open-source ControlArena framework.