Exceptional-point-constrained locking of boundary-sensitive topological transitions in chiral non-Hermitian SSH-type lattices

TL;DR

This paper demonstrates that in certain non-Hermitian topological lattices, boundary-sensitive topological transitions can be synchronized through exceptional-point-constrained parameter evolution, linking bulk and boundary phenomena.

Contribution

It introduces a novel EP-constrained parameter evolution method that locks boundary-sensitive topological transitions in chiral non-Hermitian SSH-type lattices, with explicit analytical and numerical validation.

Findings

EP-constrained sweeps lock PBC and OBC topological transitions.

Analytical solutions for transition boundaries in an extended SSH chain.

Numerical GBZ calculations confirm locking beyond the analytical limit.

Abstract

Topological transitions in non-Hermitian systems are generally boundary sensitive: a point-gap winding transition under periodic boundary condition (PBC) and a non-Bloch bulk real-line-gap transition under open boundary condition (OBC) at $\mathrm{Re}(E)=0$ are governed by different spectra and therefore need not coincide. Here we show, for a class of chiral non-Hermitian Su--Schrieffer--Heeger (SSH)-type lattices, that these two criticalities can be locked by an exceptional-point-constrained (EP-constrained) parameter evolution. The key requirement is not the occurrence of isolated exceptional points, but the persistence of a zero-energy Bloch degeneracy along the entire sweep, which is generically exceptional in the non-Hermitian regime. In an analytically tractable limit of an extended non-Hermitian SSH chain, the EP-constrained manifolds and both transition boundaries are obtained in closed form, making the locking explicit. Away from this limit, numerical generalized-Brillouin-zone (GBZ) calculations confirm the correspondence for representative constrained sweeps, whereas unconstrained paths show that isolated exceptional points or Hermitian degeneracies do not enforce locking. We further verify the mechanism in a spinful four-band extension with branch-resolved GBZs, including strongly branch-imbalanced regimes. These results establish a path-dependent diagnostic principle: along EP-constrained sweeps in this SSH-type class, changes in PBC point-gap winding can indicate OBC non-Bloch bulk real-line-gap transitions and the corresponding changes in zero-energy boundary modes.