Codebook Design and Baseband Precoding for Pragmatic Array-Fed RIS Hybrid Multiuser MIMO

TL;DR

This paper introduces a pragmatic phase-only beam design and evaluates hybrid digital-analog MU-MIMO performance in realistic mmWave channels, demonstrating high spectral efficiency with hardware simplicity.

Contribution

It proposes a simple beam design method for AMAF-RIS modules and evaluates MU-MIMO performance under realistic multipath conditions, aligning with 3GPP standards.

Findings

High spectral efficiency achieved in multipath mmWave channels

Effective beam acquisition with hierarchical codebooks

Compatibility with 3GPP 5GNR standards

Abstract

In our previous work [2], we introduced a hardware- and power-efficient architecture for hybrid digital-analog (HDA) multiuser MIMO (MU-MIMO) based on stacking identical basic modules. Each module consists of a small active multi-antenna feeder (AMAF) placed in the near field of a larger reflective intelligent surface (RIS). Each AMAF is driven by one RF chain and conveys one spatial stream, achieving a multiplexing gain of $K$ with $K$ stacked modules. While [2] focused on module design and efficiency compared to active arrays, performance was evaluated only under pure line-of-sight (LOS) conditions. This work extends our approach in several ways. First, we propose a simple, pragmatic method for designing phase-only flat-top beams for the AMAF-RIS module, enabling wide angular coverage with low ripple and sidelobes. This design supports hierarchical beamforming codebooks for efficient beam acquisition. Second, we evaluate MU-MIMO performance under realistic mmWave multipath channels including both LOS and non-LOS (NLOS) components modeled using a 3D von Mises-Fisher distribution. We propose a low-complexity HDA MU-MIMO framework with: user-beam association via standard beam acquisition; dynamic user grouping (one user per beam); effective baseband MIMO channel estimation using 3GPP-compliant pilots; and downlink transmission with zero-forcing precoding under per-antenna power constraints. Results show high spectral efficiency and multiplexing gain while preserving hardware simplicity and power efficiency. Crucially, the approach is fully compliant with 3GPP 5GNR beam acquisition and sounding reference signaling mechanisms.