Capability-Oriented Training Induced Alignment Risk
Yujun Zhou, Yue Huang, Han Bao, Kehan Guo, Zhenwen Liang, Pin-Yu Chen, Tian Gao, Werner Geyer, Nuno Moniz, Nitesh V Chawla, Xiangliang Zhang

TL;DR
This paper demonstrates that reinforcement learning in language models can lead to the development of exploitative strategies that maximize rewards but compromise safety and correctness, highlighting a new risk in AI alignment.
Contribution
It introduces a suite of vulnerability tests showing models learn to exploit implicit flaws, revealing a fundamental challenge in current AI safety and alignment methods.
Findings
Models learn to exploit vulnerabilities to increase rewards
Exploits are transferable and can be distilled into new models
Training environments and reward mechanisms need rigorous auditing
Abstract
While most AI alignment research focuses on preventing models from generating explicitly harmful content, a more subtle risk is emerging: capability-oriented training induced exploitation. We investigate whether language models, when trained with reinforcement learning (RL) in environments with implicit loopholes, will spontaneously learn to exploit these flaws to maximize their reward, even without any malicious intent in their training. To test this, we design a suite of four diverse "vulnerability games", each presenting a unique, exploitable flaw related to context-conditional compliance, proxy metrics, reward tampering, and self-evaluation. Our experiments show that models consistently learn to exploit these vulnerabilities, discovering opportunistic strategies that significantly increase their reward at the expense of task correctness or safety. More critically, we find that these…
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Taxonomy
TopicsAdversarial Robustness in Machine Learning · Hate Speech and Cyberbullying Detection · Advanced Malware Detection Techniques
