Verification of the Implicit World Model in a Generative Model via Adversarial Sequences

TL;DR

This paper introduces adversarial sequence generation to verify the soundness of generative models in chess, revealing that most models are not sound and analyzing factors affecting their performance.

Contribution

It presents a novel adversarial verification method for generative sequence models and applies it to chess to analyze model soundness and training effects.

Findings

Most models are not sound in predicting valid chess sequences.

Training techniques and dataset choices influence model soundness.

Board state probes show limited causal role in predictions.

Abstract

Generative sequence models are typically trained on sample sequences from natural or formal languages. It is a crucial question whether -- or to what extent -- sample-based training is able to capture the true structure of these languages, often referred to as the ``world model''. Theoretical results indicate that we can hope for soundness at best, that is, generating valid sequences, but not necessarily all of them. However, it is still important to have practical tools that are able to verify whether a given sequence model is sound. In this study, we focus on chess, as it is a domain that provides enough complexity while having a simple rule-based world model. We propose adversarial sequence generation for verifying the soundness of the sequence model. Our adversaries generate valid sequences so as to force the sequence model to generate an invalid next move prediction. Apart from the falsification of soundness, this method is also suitable for a more fine-grained analysis of the failure modes and the effects of different choices during training. To demonstrate this, we propose a number of methods for adversarial sequence generation and evaluate the approach on a large set of chess models. We train models on random as well as high-quality chess games, using several training recipes. We find that none of the models are sound, but some training techniques and dataset choices are able to improve soundness remarkably. We also investigate the potential application of board state probes in both our training and attack methods. Our findings indicate that the extracted board states have no causal role in next token prediction in most of the models.