Optimal Control of Hydro-Electric Power Plants with Uncontrolled Spillways

TL;DR

This paper develops a method to optimize hydroelectric power plant operations with uncontrolled spillways by approximating the problem with penalty functions, enabling the derivation of necessary optimality conditions.

Contribution

It introduces a novel approximation approach for handling discontinuous spillway controls in hydroelectric optimization problems.

Findings

Derived necessary optimality conditions for the control problem.

Validated the approach with a practical example.

Addressed challenges posed by uncontrollable spillways.

Abstract

In this paper, we study an optimal control problem for a cascade of hydroelectric power plants with reversible turbines and uncontrolled spillways. The system dynamics are governed by a linear control model subject to path constraints. The aim is to maximize the power production profit while respecting operational restrictions on reservoir water levels. The challenge is the presence of uncontrollable spillways: their discontinuous nature and the fact that they are activated at the state boundary prevent the application of known necessary conditions of optimality. To overcome this, we derive necessary conditions by approximating the original problem through a sequence of standard optimal control problems using exponential penalty functions. The applicability of resulting conditions are illustrated by an example.