Audit Me If You Can: Query-Efficient Active Fairness Auditing of Black-Box LLMs
David Hartmann, Lena Pohlmann, Lelia Hanslik, Noah Gie{\ss}ing, Bettina Berendt, Pieter Delobelle

TL;DR
This paper introduces BAFA, a query-efficient active auditing method for black-box LLMs that significantly reduces the number of queries needed to assess fairness, enabling more practical and continuous fairness evaluations.
Contribution
We propose BAFA, a novel active fairness auditing approach that maintains a surrogate model space to efficiently estimate fairness metrics with fewer queries.
Findings
BAFA reduces query count by up to 40x compared to stratified sampling.
BAFA achieves target error thresholds with fewer queries and lower variance.
BAFA demonstrates superior performance over baseline sampling methods on fairness datasets.
Abstract
Large Language Models (LLMs) exhibit systematic biases across demographic groups. Auditing is proposed as an accountability tool for black-box LLM applications, but suffers from resource-intensive query access. We conceptualise auditing as uncertainty estimation over a target fairness metric and introduce BAFA, the Bounded Active Fairness Auditor for query-efficient auditing of black-box LLMs. BAFA maintains a version space of surrogate models consistent with queried scores and computes uncertainty intervals for fairness metrics (e.g., AUC) via constrained empirical risk minimisation. Active query selection narrows these intervals to reduce estimation error. We evaluate BAFA on two standard fairness dataset case studies: \textsc{CivilComments} and \textsc{Bias-in-Bios}, comparing against stratified sampling, power sampling, and ablations. BAFA achieves target error thresholds…
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Taxonomy
TopicsEthics and Social Impacts of AI · Mobile Crowdsensing and Crowdsourcing · Artificial Intelligence in Healthcare and Education
