Free space optics in two dimensions: optical elements for silicon photonics without lateral confinement

TL;DR

This paper introduces a novel approach for silicon photonics using freely propagating beams manipulated by etched mirrors, eliminating the need for lateral confinement and reducing losses and sensitivity to fabrication variations.

Contribution

It demonstrates the use of total internal reflection mirrors in silicon photonics to control unconfined beams, avoiding sidewall roughness issues and enabling new optical components.

Findings

Reduced waveguide loss and back-scattering.

Wavelength independent Q factors in resonators.

Qualitative agreement with Gaussian beam theory.

Abstract

Silicon photonic components based on freely propagating beams in 220 nm thick Si slab waveguides are described and characterized. Examples include optical relays, waveguide crossings, couplers, and resonators with wavelength independent Q factors. The unconfined beams are manipulated using reflecting mirrors etched into the Si layer, which operate in the total internal reflection (TIR) regime. This approach eliminates the back-scattering and waveguide loss arising from sidewall roughness in single mode waveguides, reduces sensitivity to small dimensional variations, and reduces light induced self-heating. Although the detailed behavior of TIR at curved waveguide side wall mirror is too complex to capture by simple models, the experimental results are found to be in qualitative agreement with simple analytical calculations based on Gaussian beam theory and effective index approximations.