Construction of modified wave operators via wave packet transform
Taisuke Yoneyama

TL;DR
This paper develops a method to construct modified wave operators for Schrödinger equations with long-range potentials using wave packet transform, proving their existence.
Contribution
It introduces a novel approach employing wave packet transform to establish the existence of modified wave operators for specific Schrödinger equations.
Findings
Successful construction of modified wave operators.
Proof of their existence for long-range potentials.
Advancement in mathematical understanding of Schrödinger dynamics.
Abstract
In this paper, we construct a modified wave operators for Schrodinger equations with time-dependent long-range potentials by using wave packet transform and give a proof of the existence of the modified wave operators.
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Taxonomy
TopicsSpectral Theory in Mathematical Physics · Mathematical Analysis and Transform Methods · Quantum Mechanics and Non-Hermitian Physics
Construction of modified wave operators via wave packet transform
Taisuke Yoneyama
Abstract
We construct modified wave operators for Schrödinger equations with time-dependent long-range potentials by means of the wave packet transform. In contrast to previous works, our approach allows the construction of modified wave operators under weaker regularity assumptions on the potential. More precisely, assuming only limited smoothness of the long-range part, we establish the existence of the modified wave operators and provide a rigorous proof within the wave packet transform framework. Our results extend earlier constructions by relaxing regularity conditions and illustrate the effectiveness of the wave packet transform in the analysis of long-range scattering phenomena.
1 Introduction
In this paper, we consider the following Schrödinger equation with time-dependent long-range potentials:
[TABLE]
in the Hilbert space and the domain is the Sobolev space of order two. The perturbation satisfies the following conditions:
Assumption (S)****.
satisfies the following conditions:
- (i)
is symmetric in and the domain for all . 2. (ii)
, that is, there exist real constants and such that
[TABLE]
for any . 3. (iii)
is the multiplication operator of which is a real-valued Lebesgue measurable function of and
[TABLE]
for some positive constants . 4. (iv)
is strongly differentiable in for .
Remark 1.1**.**
The assertion (iii) can be substituted by the fact that there exists a bounded and monotone function such that
[TABLE]
for any , where is the operator norm on and is a characteristic function, that is, if and if .
Assumption (L)****.
satisfies the following conditions:
- (i)
is the multiplication operator of which is a real-valued Lebesgue measurable function of . 2. (ii)
is in and there exists a real constant such that for any ,
[TABLE]
for some positive constant and for any , where .
Under Assumption (S), there exists a family of unitary operators in satisfying the following conditions:
- (i)
For , is strongly continuous function with respect to and and satisfies
[TABLE] 2. (ii)
There exists a function space with such that if , is in , is strongly continuously differentiable in with respect to and and satisfies
[TABLE]
for all , where is the Schwartz space of all rapidly decreasing functions on .
We construct modified wave operators for Schrödinger equations with time-dependent long-range potentials by using wave packet transform which is defined by A. Córdoba and C. Fefferman [1]. We also give a proof of the existence of the modified wave operators.
Definition 1.2** (wave packet transform).**
Let with , be a tempered distribution on and be a function on . We define the wave packet transform of with the wave packet generated by a function as follows:
[TABLE]
and its inverse is defined by
[TABLE]
Remark 1.3**.**
The above inverse is “left” inverse. Thus
[TABLE]
holds, but does not hold.
In this paper, we call , windows.
Definition 1.4** (modified propagator).**
Let , with . We define the modified propagator as
[TABLE]
where , , and and are solutions of the Newton second law under the potential of motion with initial data at time , that is,
[TABLE]
Remark 1.5**.**
If , we have , and
[TABLE]
which is the representation of introduced in [8] (proved in Section 2).
The main result of this paper is the following.
Theorem 1.6**.**
Suppose that (S) and (L) are satisfied.
Then for any , the limits
[TABLE]
exist in for some with , where is the Fourier transform defined by .
Remark 1.7**.**
For each , the convergence in Theorem 1.6 holds in the norm topology of and is therefore strong rather than weak. Since the modifier depends on the choice of the windows and , the convergence is not formulated as a single strong operator limit independent of these auxiliary functions, but appears in the above form.
It should be noted that the windows depend on . Cutting low energy leads to the following theorem.
Theorem 1.8**.**
Suppose that (S) and (L) are satisfied.
Then for any positive number , there exists with such that the modified wave operators
[TABLE]
exist, where .
Modified wave operators have long stood at the center of long-range scattering theory. Foundational developments can be found in the classical works of Hörmander [3] and Dereziński–Gérard [2], where scattering for long-range Schrödinger operators is systematically treated within the framework of Fourier integral operators and microlocal analysis. Among the seminal contributions, the construction by Isozaki–Kitada [5] has become a cornerstone for Schrödinger operators with time-independent long-range potentials, relying on asymptotic solutions to the Hamilton–Jacobi equation tailored to the underlying classical dynamics.
In subsequent developments, scattering under reduced regularity assumptions has been investigated extensively. For instance, Ito–Skibsted [6] established modified scattering for long-range potentials under -regularity assumptions, highlighting that high regularity is not essential for the construction of modified wave operators in the stationary setting. Time-dependent short-range problems have also been analyzed in detail; see, for example, Soffer–Wu [9]. These works collectively demonstrate the robustness of scattering theory beyond the classical smooth framework.
While the Hamilton–Jacobi-based construction remains remarkably effective in the stationary case, its direct adaptation to time-dependent long-range potentials is less straightforward. A complementary viewpoint, originating with Hörmander and later extended to genuinely time-dependent systems by Kitada–Yajima [10], constructs modifiers by incorporating the classical equations of motion associated with the evolving Hamiltonian.
In this paper, we refine this line of thought by combining the Hörmander-type modification with the wave packet transform. Departing from the route taken by Kitada–Yajima, we utilize classical trajectories directly within a microlocal framework rather than constructing modifiers solely through global solutions of the Hamilton–Jacobi equation. This approach yields a transparent and dynamically faithful representation of the modified evolution in phase space. Under appropriate long-range decay assumptions, we establish the existence of modified wave operators for time-dependent Schrödinger equations assuming -regularity in the spatial variable. Crucially, our framework accommodates genuinely time-dependent long-range potentials and treats the temporal variation of the Hamiltonian in an intrinsic manner, without reducing the problem to a stationary approximation. This provides a systematic and conceptually unified extension of modified scattering theory to the fully time-dependent long-range regime. Our method, based on phase-space localization via the wave packet transform, offers a robust and structurally transparent approach to time-dependent long-range scattering phenomena.
We use the following notations throughout the paper. For a subset in or in , we use the usual inner product and norm for . We write , , , , , and . . We often write to denote .
The plan of this paper is as follows. In section 2, we recall the properties of the wave packet transform. In section 3, we study the properties of the classical trajectories. In section 4, we construct the modified propagators and give a proof of Theorem 1.6 and Theorem 1.8.
2 Wave packet transform
In this section, we recall the properties of the wave packet transform and give (5) and the representation of solutions to (1) via wave packet transform, which is introduced in [8].
Proposition 2.1**.**
Let with , and .
Then we have ,
[TABLE]
[TABLE]
and
[TABLE]
Proposition 2.2**.**
Let and .
Then we have ,
[TABLE]
and
[TABLE]
for any .
The proofs of the above statements are obtained by the Plancherel theorem and elementary calculations and are omitted here.
Next, we transform (1) by using the wave packet transform with the time-dependent window. Let , and . We put
[TABLE]
and
[TABLE]
where . By (11), (12) and the Taylor expansion
[TABLE]
with initial data is transformed to
[TABLE]
where . The method of characteristics implies that
[TABLE]
where and are the solutions to (4). Thus we obtain the representation of the solution to (1) by the wave packet transform. In particular, if , we get (5).
Lemma 2.3**.**
Let . Then the space
[TABLE]
is dense in .
Let and be a fixed positive number. Since is dense in , there exists satisfying Putting , we have by (12).
3 Classical trajectories
In this section, we consider the classical orbits affected by the long-range potential and construct the solution of the motion equation. For simplicity, we write as in this section.
Proposition 3.1**.**
Suppose that (L) is satisfied. Then the solution of (4) exists uniquely and is in for .
Proof.
The mappings are diffeomorphisms, which completes the proof. ∎
In addition to (4), we define and are the solutions to
[TABLE]
For positive numbers , we put .
Proposition 3.2**.**
Suppose that (L) is satisfied. Let be positive numbers. Then there exists positive number such that the solution of (13) exists uniquely and is in for and and the following identities hold:
- (i)
[TABLE] 2. (ii)
For any with , we have for
[TABLE]
where are positive and independent of and .
Proof.
We shall give a proof only for the case . The other case is proven similarly. Let be fixed. ( is decided later.) (13) is equivalent to the following integral equation:
[TABLE]
Hence by the Picard iteration, it suffices to prove
[TABLE]
for any , , and , where satisfies
[TABLE]
There exists independent of satisfying . Thus we take such that , where and is in (2). Then (19) is obtained by induction. The relation (14) is obtained by the uniqueness of solutions and the facts that , . ∎
4 Existence of modified wave operators
In this section, we prove Theorem 1.6 and Theorem 1.8 by the duality argument and we find suitable windows and . In the following, we shall discuss the case . The other case is discussed similarly.
First of all, we treat the short-range term. Although the following lemmata can be proven in a similar way to [11], we give an outline of proofs for the readers’ convenience.
Lemma 4.1**.**
Let be a positive number and satisfying supp . Then for any and , there exists a positive constant satisfying
[TABLE]
for any .
The proof is given by integration by parts and elementary calculations.
Lemma 4.2**.**
Let be positive numbers and suppose that (S) is satisfied. Then we have
[TABLE]
when , , and .
Proof.
We divide
[TABLE]
By Lemma 4.1, we have . The other part is proven by the fact that and . ∎
For the long-range part, the right hand side of the identity
[TABLE]
seems to increase of order as for . Hence, instead of using the above expression as it stands, we control the long-range part through the following estimate.
Proposition 4.3**.**
Let be positive numbers and suppose that (L) is satisfied. For any multi-index with , one has
[TABLE]
for any , and , where
[TABLE]
and is independent of , , and .
Proof.
By (15), (16) and (17), it suffices to prove
[TABLE]
In this proof, though is the variable in integration, we use the notation for and
[TABLE]
which, together with (22) leads
[TABLE]
and
[TABLE]
Here we denote .
Hence, we have
[TABLE]
The simple calculation and (15) show that
[TABLE]
for and .
Similarly, we get
[TABLE]
which implies (24).
∎
Proof of Theorem 1.6.
We prove for the case only. The other case can be proven similarly.
We fix with and define . Since is dense in and (10), the set in of all the functions satisfying is dense in . Hence we show the existence of for . We fix satisfying
[TABLE]
and with supp , where is in Proposition 3.2. Then we note that . For , we have by (9), (14) and change of variables .
[TABLE]
Taking the Cauchy sequence of (28), by Cook–Kuroda method, it suffices to prove
[TABLE]
By (27), Lemma 4.2 and Proposition 4.3, we have
[TABLE]
where the constant does not depent on .
Therefore we obtain the existence of the strong limit of (6), which completes the proof of Theorem 1.6. ∎
Proof of Theorem 1.8.
We prove for the case only. The other case can be proven similarly.
By the Plancherel theorem, the identity
[TABLE]
holds. Since in (30) does not depend on the choice of , taking with supp we get the existence of (7) in a similar way to the proof of Theorem 1.6.
∎
Acknowledgements
The author is grateful to Professor Keiichi Kato for useful discussions.
Declarations
The authors declare that they have no known competing financial interests or personal relationships that could have influenced the work reported in this paper. This work does not involve any data generation or analysis, as it is purely theoretical.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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