The algebraic structure of gravitational scrambling
Geoff Penington, Elisa Tabor

TL;DR
This paper develops an algebraic framework called the modular-twisted product to describe gravitational scrambling, connecting early and late-time operator algebras, and extends it to higher dimensions with localized boundary excitations.
Contribution
It introduces the modular-twisted product algebra for gravitational scrambling, unifying previous algebraic structures and generalizing to higher dimensions with boundary excitations.
Findings
The modular-twisted product interpolates between free and tensor-product algebras.
Including the Hamiltonian yields a Type II$_inity$ von Neumann algebra with finite entropies.
The framework applies to higher dimensions with localized boundary excitations.
Abstract
We introduce a new algebraic framework to describe gravitational scrambling, including the semiclassical limit of any out-of-time-order correlation function that is built out of operator insertions separated by approximately the scrambling time. In two dimensions, the scrambling algebra, which we call a modular-twisted product, is defined in terms of two copies of the Leutheusser-Liu half-sided modular inclusion of von Neumann algebras; these describe early- and late-time operators respectively. In limits where the separation between insertions is taken to be either significantly greater or smaller than the scrambling time, the modular-twisted product reduces, respectively, to free- and tensor-product algebras that were previously studied in [arXiv:2209.10454]. In a sense, the modular-twisted product interpolates between these two products. Including the Hamiltonian in the scrambling…
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Taxonomy
TopicsMathematical Dynamics and Fractals · Advanced Mathematical Theories and Applications · Mathematics and Applications
11institutetext: Leinweber Institute for Theoretical Physics and Department of Physics,
University of California, Berkeley, California 94720, U.S.A.22institutetext: Leinweber Institute for Theoretical Physics, Stanford, CA 94305, U.S.A.
The algebraic structure of gravitational scrambling
Geoff Penington 1
Elisa Tabor
Abstract
We introduce a new algebraic framework to describe gravitational scrambling, including the semiclassical limit of any out-of-time-order correlation function that is built out of operator insertions separated by approximately the scrambling time. In two dimensions, the scrambling algebra, which we call a modular-twisted product, is defined in terms of two copies of the Leutheusser-Liu half-sided modular inclusion of von Neumann algebras; these describe early- and late-time operators respectively. In limits where the separation between insertions is taken to be either significantly greater or smaller than the scrambling time, the modular-twisted product reduces, respectively, to free- and tensor-product algebras that were previously studied in Chandrasekaran:2022eqq . In a sense, the modular-twisted product interpolates between these two products. Including the Hamiltonian in the scrambling algebra leads to a Type II∞ von Neumann algebra with finite renormalized entropies that interpolate between single-QES and multi-QES phases. We also describe how to generalize the modular-twisted product algebra to higher dimensions, including spatially localized boundary excitations.
1 Introduction
In recent years, significant progress in our understanding of quantum gravity has come from studying the algebraic structure of gravitational observables in various controlled semiclassical limits. Most notably, we have discovered that null translations of black hole horizon can be understood as a particular half-sided modular translation of large boundary algebras Leutheusser:2021frk ; Leutheusser:2021qhd and that the Bekenstein-Hawking entropy appears as a contribution to the entropy of a crossed-product algebra constructed by adding the ADM Hamiltonian to an algebra of quantum field theory observables at asymptotic infinity Witten:2021unn ; Chandrasekaran:2022eqq .
One important feature of black hole physics is gravitational scrambling Dray:1984ha ; tHooft:1987vrq ; tHooft:1990fkf ; Kabat:1992tb ; Schoutens:1993hu ; Kiem:1995iy ; Cornalba:2006xk , where out-of-time order correlators (OTOCs) rapidly decay to zero when separated by more than the scrambling time Shenker:2013pqa ; Shenker:2013yza ; Shenker:2014cwa . In the semiclassical, or large , limit, the Bekenstein-Hawking entropy diverges, as does the scrambling time in units where the inverse temperature is fixed as . As a result, scrambling cannot be seen by the large algebras defined in Leutheusser:2021frk ; Leutheusser:2021qhd ; Witten:2021unn , which are constructed by taking the large limit of correlation functions of single-trace operators, with the time separations between operator insertions and the inverse temperature both held fixed as .
However, as was pointed out in Chandrasekaran:2022eqq , we can construct other large algebras that are sensitive to scrambling. In the simplest case, we consider correlation functions containing both operators inserted at arbitrary finite time (with fixed as ) and also operators inserted at with again arbitrary but finite, while is a fixed function that diverges as .111For most of this paper, we primarily focus on theories with bulk dimensions, where boundary operators depend only on a location in time and not in space. We discuss higher dimensions and spatial localization in Section 5. The structure of the resulting algebra depends sharply on whether diverges slower or faster than the scrambling time . In the former case, commutators between early- and late-time operators vanish in the limit and the algebra becomes a tensor product. When the time separation is much larger than the scrambling time, however, all out-of-time-order correlators vanish unless the operators in question have nonzero one-point functions. Rather than the early- and late-time operators commuting, the large algebra becomes a free product of early- and late-time subalgebras.
An unanswered question in Chandrasekaran:2022eqq was what happens when is exactly equal to the scrambling time . This algebra should be much richer than either the free or tensor product because it has to capture the full transition from exponentially small commutators when to exponentially small OTOCs when . In other words, it has to capture the full physics of semiclassical gravitational scrambling in a single mathematical structure.
The purpose of the present paper is to construct exactly that structure, which (in two dimensions) we call a modular-twisted product. We define this product starting from two half-sided modular inclusions of von Neumann algebras and . Physically, describes operators at finite time , with the restriction to , while is built out of operators inserted at a finite time separation from the scrambling time , with the restriction to . At intermediate times , the modes that can be excited by are all left-moving, while the modes excited by are all right-moving. The modular translation generator associated to the inclusion translates those left-moving modes along the black hole horizon, while the generator associated to translates the right-moving modes along the white hole horizon.
In the semiclassical limit of interest, the two-dimensional gravitational -matrix describing the scattering of the left- and right-moving modes consists of an eikonal phase proportional to the product of these null momenta. If a late-time boundary operator is conjugated by this gravitational -matrix, it becomes an operator acting on early-time right-moving modes deep in the black hole interior. These modes commute with the early-time boundary algebra . In other words, we have
[TABLE]
The modular-twisted product is, somewhat heuristically, the algebra generated by and subject to the condition (1).
The description of gravitational scrambling using a modular-twisted product algebra gives an explicit connection between the saturation of the chaos bound Maldacena:2015waa in gravitational scrambling and the rigid algebraic structure associated to half-sided modular translations. The mathematical similarity between these structures was noted already in Ceyhan:2018zfg and significant effort has gone into trying to understand that relationship better; for a probably incomplete list of references, see e.g. Czech:2019vih ; DeBoer:2019kdj ; Chandrasekaran:2021tkb ; Ouseph:2023juq ; deBoer:2025rxx . However, to the best of our knowledge, our work marks the first time that the Lyapunov growth of commutation relations in gravitational OTOCs has been directly related to the growth of a half-sided modular translation generator under modular flow. An interesting open question – that goes beyond the scope of this paper – is whether this twisted-product structure is specific to gravitational scrambling or if, perhaps, it arises in any large theory that saturates the chaos bound.
The layout of the paper is as follows. In Section 2, we give a precise definition of the modular-twisted product and prove its basic properties. In Section 3, we show that in appropriate limits the modular-twisted product reduces to the tensor and free products discussed in Chandrasekaran:2022eqq . In Section 4, we show that adding the gravitational Hamiltonian to the modular-twisted product algebra leads to a Type II von Neumann algebra with entropies that interpolate between single-QES and multi-QES phases. Finally, in Section 5, we explain how to generalize the modular-twisted product to higher-dimensional gravitational scrambling, including localized excitations.
2 An algebra for scrambling
2.1 Background and review
Following Leutheusser:2021frk ; Leutheusser:2021qhd , we first construct a von Neumann algebra describing the large limit of correlation functions for the thermofield double state .222See Witten:2018zxz ; Sorce:2023fdx for reviews of von Neumann algebras aimed at physicists. Given an appropriately normalized, single-trace operator , we can define the expectation-subtracted operator
[TABLE]
where is a thermal expectation value. In the large limit, thermal two-point functions of operators of the form (2) are finite, while higher-point connected correlation functions vanish, as, by construction, do one-point functions.
There is a finite subset of single-trace operators that generate symmetries of the theory that are preserved by the thermal ensemble. These operators are central at large , in the sense that
[TABLE]
for all single-trace operators . The most prominent example of such an operator is the rescaled Hamiltonian . For the moment, we will ignore these conserved charges and we will exclude them from the set of single-trace operators in all future discussion unless stated otherwise.
We can use the limit of single-trace correlation functions to define a large GNS Hilbert space . States in this Hilbert space are defined formally in terms of products of single-trace operators acting on a GNS vacuum that describe the physics, in the large limit, of those excitations acting on . Thanks to the AdS/CFT correspondence, they also describe the physics of QFT excitations (including free graviton excitations) on a fixed two-sided black hole background. The single-trace operators (2) act naturally on ; from a bulk perspective they act as local QFT operators at the right boundary. Their double commutant is a Type III1 von Neumann factor that includes all QFT observables in the right exterior.
The commutant algebra can be identified with the algebra of single-trace operators acting on at the left boundary or, in the bulk, with left-exterior QFT observables. Because thermal correlation functions satisfy the KMS condition, the modular Hamiltonian for the GNS vacuum state generates forwards time evolution of and backwards time evolution of the left boundary algebra . In the bulk, it generates global boosts of the black hole background.
The algebra contains a proper subalgebra generated by single-trace operators acting at time . At finite , such an algebra would include the Hamiltonian and hence, by conjugating by would include all single-trace operators acting at time . However, in the large limit, the rescaled Hamiltonian is central: it was therefore excluded from the algebra and can be a proper subalgebra.333Even if it was included, the centrality of means that the action of on by conjugation is trivial, so that it could not be used to generate time evolution.
From a bulk perspective, the subalgebra describes the causal wedge of the boundary, i.e. right exterior fields that do not cross the horizon before infalling time . Its modular Hamiltonian generates boosts of the black hole horizon around the cut. Because the modular flow generated by preserves the subalgebra for positive times , we say that is a (positive) half-sided modular inclusion. A consequence of this property is that the modular translation operator is positive and satisfies . In the bulk, generates null translations of the horizon. Note that the actions of both and are only local on the black hole horizon, where they respectively generate translation and boost symmetries. Away from the horizon (and in particular at the boundary), the background spacetime breaks those symmetries and the action of and is nonlocal and quite complicated.
A useful fact is that the state is standard for the inclusion , meaning that is cyclic not only for and , but also for . This follows from standard properties of the bulk free field theory, where is identified with the Hartle-Hawking vacuum and with the algebra associated to a finite interval of the black hole horizon. A slightly stronger statement is that the -algebra
[TABLE]
is dense in with respect to the strong operator topology (s.o.t.). In the bulk, the algebra consists of operators localized on the black hole horizon prior to infalling time . The statement that is s.o.t. dense in captures the fact that right-exterior operators can be approximated, to arbitrary precision, by operators localized on the black hole horizon within a finite range of affine times. Again, this is a standard property of free quantum field theory applied to an AdS-black hole background.444Note that it was crucial here that we excluded the central operators satisfying (3) from the algebra and hence that the bulk QFT dual to does not include nontrivial superselection sectors.
Our primary object of interest is not . Instead, it is a larger GNS Hilbert space, similar to those first introduced in Chandrasekaran:2022eqq . This Hilbert space is built from correlation functions that include not only finite-time single-trace operators but also single-trace operators , where is arbitrary but finite, while is a fixed function of that diverges (in units with fixed) as . Because black holes thermalize, large two-point functions go to zero as . In fact, more generally, so long as , all correlation functions factorise as
[TABLE]
As a result, the GNS Hilbert space factorises as with and isomorphic but with the late-time algebra acting on while the early-time algebra acts on . The full right-boundary algebra is the tensor product . The thermofield double is identified with the GNS vacuum .
At times , all the modes in (which includes both the Hawking modes that can be excited directly by and their interior partners) are left-moving, while the modes in are right-moving; this provides convenient terminology to distinguish the two (that we will also adopt for ), even though it is only technically true within a limited range of boundary times.
On the other hand, when , all out-of-time-order correlators
[TABLE]
vanish if .555The leftmost and rightmost operators in (6) may each be either early- or late-time operators. This leads to a much larger GNS Hilbert space that can be written as
[TABLE]
where is the GNS vacuum (identified with the thermofield double state), (and ) describes all excited states in (and ), and the infinite sum is over all alternating tensor products of and . The right boundary algebra is the so-called free product of and , which is the double commutant of on the GNS Hilbert space and includes arbitrary alternating products of and . In the bulk, states in a subspace such as describe a sequence of high-energy shocks (in this case three) supporting a long wormhole. Each new shock creates a large backreaction that entirely hides the previous shock behind the horizon. Right boundary operators either act on the rightmost shock (if that shock is close to them in time) or they create a new shock if the rightmost shock is at late times and the operator acts at early times (or vice versa).
2.2 The modular-twisted product
We are interested in the case where early- and late-time excitations are separated by exactly a scrambling time (up to an irrelevant finite correction), i.e., with
[TABLE]
For convenience, we will henceforth work in units where the black hole inverse temperature is equal to one. As discussed, for the moment we will also assume two bulk spacetime dimensions in order to avoid complications that arise from the spatial localization of excitations.
Unlike in the limits discussed above, when (8) holds, the interaction between the left- and right-moving excitations is sufficient to create a nontrivial backreaction, but is not strong enough to guarantee that any left-moving excitation will hide all prior right-moving excitations far behind the black hole horizon (or vice versa). Instead, the interaction between the excitations leads to an eikonal phase , where is the center of mass energy.666This phase can be derived by summing over crossed-ladder graviton-exchange diagrams, which are the only ones to survive the limit of interest. See Shenker:2014cwa for a simple explanation and further references.
Up to corrections that are subleading as , we have where is the null energy of the left-moving modes crossing the black hole horizon, while is the null energy of the right-moving modes on the white hole horizon. When is given by (8), the factor of cancels the factor of so that the eikonal phase remains finite as . For convenience, we can choose the finite piece of to absorb any remaining finite prefactor so that the eikonal phase becomes
[TABLE]
From a semiclassical perspective, this phase can be understood as coming from the translation of the left-moving modes due to backreaction from the right-moving modes or vice versa; see Figure 1.
The operator can be understood from a boundary perspective by recognising that it is precisely the modular translation operator associated to the (positive) half-sided modular inclusion of operators at time described in Section 2.1. The operator is a time reversal of : it is the modular translation associated to the half-sided modular inclusion of late-time operators with . This is a negative half-sided modular inclusion, meaning that for . As a result, we have .
At early times, excitations of left- and right-moving modes are spatially separated by a parametrically large distance. The bulk Hilbert space can therefore be written as a tensor product
[TABLE]
where the early-time left-moving modes are acted on by and are located near the right white hole horizon while the early-time right-moving modes are near the left white hole horizon. We can construct a similar decomposition at late times, writing
[TABLE]
where the late-time right-moving modes , which are acted on by , are located near the right black hole horizon, while the late-time left-moving modes are located near the left white hole horizon; see Figure 2.
However, the nontrivial scattering that occurs between the left- and right-moving modes near the bifurcation surface means that these two decompositions are not the same. Instead they are related by precisely the unitary that, as we explained above, describes elastic gravitational eikonal scattering. It is convenient to pick one canonical decomposition of to relate all the others to: rather than break time reflection symmetry by picking either the early- or late-time decomposition, we will split the difference, writing
[TABLE]
The thermofield double state is identified with the GNS vacuum state .777Note that, since , the relation holds in all three decompositions given in (12). In fact, the three decompositions in (12) are all equivalent whenever we project either set of modes into the vacuum state (i.e. after applying either or ).
The right boundary algebra is generated by operators acting on together with operators acting on . In other words, it is generated by operators of the form
[TABLE]
where and act on and respectively in the decomposition (12). As a result, even though the Hilbert space is a tensor product, the subalgebras and do not commute. This reflects the gravitational interaction between the two sets of modes, or equivalently scrambling of the boundary degrees of freedom.
Instead of the usual tensor product condition , the defining property of the algebra is the condition
[TABLE]
We therefore call the algebra a “modular-twisted product” of and .
The rest of this section will be devoted to studying properties of the algebra . In particular, we will argue that it is a Type III1 von Neumann factor, with a commutant that is generated by the subalgebras and . Physically, can be interpreted as operators acting on the left boundary at late times (and hence on left-moving modes), while describes operators acting at the left boundary at early times (and hence on right-moving modes); see Figure 3.
2.3 Properties
and commute with
Given and , we have
[TABLE]
So commutes with . Given , we have
[TABLE]
where is the projection-valued measure for the positive operator . In the second equality we used the fact that generates a half-sided modular translation so that is contained in for any fixed .
Since commutes with both and , it also commutes with . The argument that commutes with is identical. We conclude that the left boundary algebra commutes with . (We have not yet shown that is the full commutant algebra .)
is cyclic for
Given and , we have
[TABLE]
Since states of the form are dense in , states of the form are dense in , and is unitary, states of the form (17) are dense in .
is separating for
The vacuum is separating for if and only if it is cyclic for the commutant algebra , which we have shown contains both and , along with products thereof. Given and , we have
[TABLE]
States of this form are dense in by an identical argument to the one above.
commutes with a product of modular flows
Let and be respectively the modular operators for on and on respectively. Recall that (e.g. Eq. (5.23-26) of Leutheusser:2021frk )
[TABLE]
Hence
[TABLE]
and
[TABLE]
commutes with a product of modular conjugations
Let and be the (antilinear) modular conjugation operators for on and on respectively. Following Eq. (2.10) of Ceyhan:2018zfg , we have
[TABLE]
Since and are antilinear operators (mapping to ) with , this is equivalent to
[TABLE]
The tensor product is an antilinear operator on .888The easiest way to understand this is to remember that an antilinear operator on is a linear operator from to the conjugate Hilbert space . is therefore a linear operator from to i.e. an antilinear operator on . From (23), we have
[TABLE]
The Tomita operator extends
Since is cyclic-separating for , we can define the Tomita operator as the closure of
[TABLE]
for . This domain includes as a subspace states of the form (17).
Now let and be the Tomita operators for on and on respectively. Using (21) and (24), we have
[TABLE]
By construction, states of the form form a core for , where a core is a dense set of states in the domain of such that restricting to the core and then taking a closure recovers . Since is unitary, it then follows from (26) that states of the form (17) are also a core for . Moreover, on such states, we have
[TABLE]
We conclude that and agree on a core for and hence that is extension of .999A closed operator is extension of if the domain of contains the domain of and the two operators agree when restricted to the latter domain.
Tomita operator factorization
The adjoint of the Tomita operator is the Tomita operator of the commutant algebra . In others words, is the closure of
[TABLE]
for all . Recall that contains the left boundary algebra . The domain in (31) therefore includes states of the form
[TABLE]
for and .
The Tomita operators and satisfy
[TABLE]
So states of the form (32), like states of the form , form a core for . We have
[TABLE]
We conclude extends . But this is true only if extends . We have therefore shown that in fact
[TABLE]
Modular operator/conjugation factorization
It follows immediately from (38) that
[TABLE]
and
[TABLE]
The left and right algebras are commutants
For any cyclic separating state and algebra , the modular conjugation operator defines an antilinear isomorphism from to its commutant
[TABLE]
However, for we have
[TABLE]
Since , this means that . Similarly, . Finally, since , we have
[TABLE]
The algebra is a factor
To prove the remaining properties of , we will make use of the fact that and are standard inclusions, as discussed in Section 2.1. (As a result, our derivations, unlike those appearing previously in this section, only apply to the subclass of modular-twisted products that come from standard inclusions.)
We know from (19) that any normalizable eigenstate of satisfies
[TABLE]
for any bounded function . It follows that any such eigenstate must be in the kernel of i.e . But, because the inclusion is standard, the kernel of consists only of Wiesbrock:1992mg . We conclude that has purely continuous spectrum except for the single eigenstate , which it is easy to check has eigenvalue one. An identical argument applies to , which has purely continuous spectrum except for .
Since , also contains exactly one normalizable eigenstate with eigenvalue one. Suppose, however, that contained a nontrivial central projector . We would then have
[TABLE]
Since is separating, must be linearly independent from , giving our desired contradiction.
The algebra is a Type III1 factor
The operator commutes with and generates a half-sided modular translation for . We also have . It follows that generates a half-sided modular translation for the full right boundary algebra . But nontrivial half-sided modular translations can exist only for Type III1 von Neumann algebras Wiesbrock:1992mg ; Borchers:1993 ; Borchers:1998 ; ARAKI_2005 .
3 Limiting behaviors
In this section we demonstrate that the twisted modular product algebra limits in an appropriate way to the tensor product and free product algebras that were shown in Chandrasekaran:2022eqq to describe separations far from the scrambling time.
More specifically, we show the following. For each limit, we will choose appropriate s.o.t. dense -subalgebras and . Let
[TABLE]
describe the time evolution of the operator . We can then consider all correlation functions of the form
[TABLE]
for and . For convenience, we will always assume that the leftmost operator in is in and the rightmost operator is in ; the other possible cases are accommodated by setting , or both. When writing (47), we chose to evolve the operators in forwards by time , but, because of the time translation invariance of , we could equivalently have evolved the operators in backwards by or done a combination of the two. The essential point is that the separation between the operators and the operators is increased by .
It follows from (19) that
[TABLE]
where , and .
We can use the correlation functions to construct a GNS Hilbert space on which the algebras and act, just as was done in the original Leutheusser-Liu construction. Because (and is cyclic for ) this GNS Hilbert space will be canonically isomorphic, for any finite , to (with the GNS actions of and identified with their original actions on except that the latter is evolved by time ).
However, we can also construct a GNS Hilbert space from the limits of the correlation functions as . (Our results will show that those limits exist for appropriate choices of and .) In the limit , the separation between early-time and late-time boundary operators becomes much less than a scrambling time. We therefore expect the gravitational scattering to be suppressed so that the right boundary algebra becomes the tensor product algebra found for . On the other hand, as , the separation becomes much larger than the scrambling time and we expect to recover the free product algebra. Both expectations will turn out to be correct.
3.1 Tensor product limit
We first consider the limit of . This corresponds to the limit in (47). In this limit, there is no need to restrict to s.o.t. dense (proper) subalgebras; we are free to choose and .
It is easy to see that
[TABLE]
The convergence is guaranteed since as . But the right-hand side of (49) is simply the expectation value of in the state . As a result, the GNS Hilbert space can still be identified with , but now acts only on while acts only on . In particular, the full right boundary algebra becomes simply (with acting as and acting as respectively).
The leading perturbative correction to the correlation functions is and is given by
[TABLE]
This is the usual single-graviton perturbative correction to out-of-time-ordered correlators close to the scrambling time, with a Lyapunov growth that saturates the chaos bound Maldacena:2015waa .
3.2 Free product limit
What about the limit ? Unlike the tensor product limit, to show that the modular-twisted product becomes a free product as will require some assumptions about the half-sided modular inclusions and . Specifically, we will need to use the fact that the -subalgebra defined in (4) and the analogous -subalgebra are s.o.t. dense. This will be important because, for this limit, we will choose the -subalgebras and to be and respectively.
Modular cluster decomposition
We first show that operators in (and hence also ) satisfy cluster decomposition when separated by a large modular translation. To do so, it will be helpful to introduce notation where, given a partition of into subsets , we write
[TABLE]
Here (and elsewhere), the product over is ordered so that is to the left of whenever . Also, for , let . (Note we are using square brackets here to specify a modular translation as opposed to a modular flow.) Cluster decomposition says, essentially, that
[TABLE]
whenever each is only “close” to other associated to the same subset of .
We can make (52) somewhat more precise as follows. (Readers happy to accept (52) as is without further clarification or derivation can safely skip to the next subsection.) Let the functions are chosen such that exists in for all . We want to show that
[TABLE]
where the partition divides the operators into such that is finite if and only if and are contained in the same subset . In other words, the correlation function decomposes into pieces that only contain operators separated by a finite modular translation.
In fact, we will show something slightly stronger, namely that
[TABLE]
as with respect to the weak operator topology (w.o.t.), so long as for all . (54) immediately implies (53) since we can always simultaneously shift all the by any fixed function (and hence make for all ) without changing the expectation value .
To prove (54), we first note that, for sufficiently large , whenever and are not in the same subset . Hence, we can always restrict to large enough that
[TABLE]
where the product over is ordered so that is to the left of if for and .
We then prove that this converges to the desired limit by induction on the number of subsets . The base case of subsets is trivial. Now assume (54) holds for subsets and consider the case with subsets. Let be the earliest subset and fix some . We have
[TABLE]
where, in the first step, we used the fact that to shift all operator insertions by a modular translation of and, in the second step, we used the assumption of (54) for the later subsets together with the fact that converges in the strong operator topology as .
Now let us return to considering the w.o.t. limit for the full set of subsets. Since the operator-norm unit ball is compact in the weak operator topology, any sequence of operators whose norm remains bounded as must contain a w.o.t. convergent subsequence. In our case, the norm of is bounded by . Moreover, since for all , any limit point of must be contained in . Since (4) is s.o.t. dense in , this intersection contains only -numbers. Finally, (56) tells us that the only -number that can be a w.o.t. limit point of is the right-hand side of (54). The desired result (54) therefore follows immediately.
Free product correlators
We are now ready to understand the limit of correlation functions as . First, note that
[TABLE]
where is the projection-valued measure for as before. Since
[TABLE]
we have
[TABLE]
The sum in the exponent is from to , with . When using (58) to substitute for , we have replaced by . This is a generalization to -point OTOCs of Eq. 2.7 in Stanford:2021bhl .
It will be helpful to decompose the correlation function (and likewise ) into connected correlation functions via the usual formula
[TABLE]
where the sum is over all partitions of with defined analogously to (51). (The formula (60) uniquely defines by taking a Möbius inversion.)
Let us expand (59) using (60) as
[TABLE]
with
[TABLE]
It will be helpful to represent the partitions and by interlacing them on a line, as shown in Figure 4(a).
We will show that the contribution to (59) vanishes for any pair of partitions and that cannot be drawn in this way without a subset of crossing a subset of . (Crossings between two subsets of or two subsets of are allowed.) Moreover, the contributions from allowed pairs of partitions will turn out to be
[TABLE]
so that
[TABLE]
The formula (64) can be rewritten in a slightly cleaner form as follows. For any partition , we define the noncrossing closure to be the finest noncrossing partition such that is a refinement of .101010 A partition is noncrossing if it can be depicted graphically as in Figure 4 without any intersections between different subsets of . A partition is a refinement of if each block of is contained in a block of . For example, is a refinement of . See Definition 9.14 of Nica_Speicher_2006 . Graphically, can be found by grouping together all subsets of that intersect, as shown in Figure 4(b). Given a noncrossing partition , we can define the free cumulant
[TABLE]
where the sum is over all partitions whose noncrossing closure is . This satisfies an analogous formula to (60) except that the sum over all partitions is replaced by a sum over only noncrossing partitions. Finally, given a noncrossing partition , the Kreweras complement is the coarsest partition that is mutually noncrossing when interlaced with . It can be found graphically by connecting all interlaced points that are not separated by the partition ; see Figure 4(c).
Two partitions and are mutually noncrossing if and only if is a refinement of the Kreweras complement . As a result, we have
[TABLE]
which is a standard formula for correlation functions of freely independent variables (see e.g. Theorem 14.4 of Nica_Speicher_2006 ) and shows that indeed the algebra is a free product.
To see this last statement, note that whenever and are mutually noncrossing, they must contain at least two singleton sets between them. This is because they are refinements of (respectively) and and it is easy to prove that the number of subsets in a noncrossing partition plus the number of subsets in is exactly . Moreover, if there are only two singleton subsets, they cannot be and because then restricted to and restricted to would be mutually noncrossing partitions containing no singleton sets. It follows that (64) vanishes whenever (except possibly for , or both which may be equal to the identity). This is the defining property of a free product von Neumann algebra.
Warm-up: (64) for four-point functions
It remains then only to derive the formula (64). As a warm-up, we consider the four-point correlator, i.e. , and derive (64) from (59). This was already done in Stanford:2021bhl , although we will expand on the details of the derivation somewhat. There are four possible pairs of partitions to consider. For , the vacuum invariance under modular translations means that the matter correlators factor out of the integrals and we have
[TABLE]
For and , we write and where
[TABLE]
The matter correlators are independent of , and , so these integrals can be done explicitly and we obtain
[TABLE]
Similarly, for and , we write and where
[TABLE]
We then have
[TABLE]
Finally, for , we find
[TABLE]
In the third step, we used the fact that and vanish by cluster decomposition at large , in order to set the exponent equal to zero in the limit . After doing so, the integrals over and give projection-valued measures and respectively; these give a finite answer when inserted in connected correlation functions since the divergent vacuum contribution is cancelled out by subtracting the product of one-point functions.
Putting everything together, we recover (64) for , i.e. that the correlator is a sum over the possible mutually noncrossing partitions:
[TABLE]
Derivation of (64) for arbitrary
The derivation for general follows the same spirit as the case considered above, except that the details are somewhat messier. The key point is that, as a consequence of (52), connected correlation functions vanish whenever the separation between any two operator insertions becomes parametrically large. As a result, if for each subset (or subset ), we write
[TABLE]
then the matter correlation functions will vanish unless for all . (In contrast, the variables may be arbitrarily large.) In terms of these new variables, we have
[TABLE]
We also have
[TABLE]
where
[TABLE]
while
[TABLE]
In the limit, the last term in (3.2) is and so can be ignored when writing the exponent in (59).
Putting everything together, (59) becomes
[TABLE]
Because the modular translation leaves the vacuum invariant, the integrals over and no longer depend on the matter correlation functions and can be carried out explicitly. Each integral over a variable gives a delta function involving a linear combination of and , together with a factor of . In total, those integrals leads to an overall factor of where is the number of subsets in .
After integrating over the , we may be left with some remaining integrals over that were not fixed (in terms of ) by the delta functions. More precisely, these remaining integrals are over the cokernel of the map . Each such integral gives delta function involving a linear combination of and a factor of . This second step therefore gives an overall factor of where is the number of subsets in and is the rank of the matrix . Finally, we are left with an -independent integral over any linear combinations of or that have not yet been fixed by delta functions.
Given the factor of in the denominator of (3.2), the analysis above tells us that vanishes as for any where
[TABLE]
In the case , this occurs only when , as shown in Table 1.
For general , we first show that (81) implies unless the partitions are mutually noncrossing. Let the partition be a refinement of . We can write where if and otherwise. Composition with decreases the rank of by at most (where is the number of subsets in ) – or by less if the kernel of is not contained in the image of . It follows that, to see whether (81) is satisfied for some pair of partitions , it suffices to check the case where is any refinement of . An exactly analogous argument (with replaced by ) shows that we can also replace by any refinement .
Unless are mutually noncrossing, we can find refinements , , where a) and each consist of singletons except for a single pair and respectively and b) the two pairs cross when interlaced. More explicitly, for , we demand that and .
Using (81), we conclude that as unless has rank at most . But the -dimensional image of consists of vectors satisfying
[TABLE]
while the kernel of consists of vectors with and otherwise. These subspaces do not intersect if and cross and so the image of is -dimensional. We conclude that the contribution to (3.2) comes only from mutually noncrossing partitions .
Now let us assume that and are indeed mutually noncrossing. For this part of the argument, it will prove convenient to replace and in the definitions of , , and given in (74) and (75) by and respectively. If we do this, we can no longer assume that matter correlators vanish unless the parameters or are , but we can still use the fact that those correlators are independent of and to carry out the integrals over the and variables explicitly. Also, it is easy to check that, with these new definitions, we have
[TABLE]
where is the subset of that contains the element , while is the subset that contains the element . If is the number of subsets in , this leaves remaining -integrals that each give a delta function involving only linear combinations of . If there are subsets in , then there are independent -variables. But, since , that means that all the -variables (along with ) are fixed to be zero by the integral over -variables.111111We know that the delta functions (both here and in the -integrals) must all give independent constraints, since the integral in (86) is finite. We are left with
[TABLE]
where is a constant that could have been introduced by the -integrals.
The remaining -integrals give delta functions that fix all the -variables to zero (since again ). They may also give an constant , so we find that
[TABLE]
for any mutually noncrossing pair of partitions , . However, it is easy to check that since by identical arguments
[TABLE]
for any partition .
4 Entanglement entropy and the crossed product
4.1 Crossed product by the modular automorphism group
In this section, we extend the Hilbert space by including the Hamiltonian in the large algebra. We first briefly review the construction in Chandrasekaran:2022eqq of the crossed product algebra that describes the large limit of the microcanonical ensemble.
The thermofield double state
[TABLE]
is a purification of the canonical ensemble . In the large limit, the thermal expectation value of the boundary Hamiltonian diverges. Moreover, even if we subtract that divergence, the fluctuations
[TABLE]
will still diverge. Instead, an operator with finite fluctuations is the rescaled Hamiltonian . In the limit ,
[TABLE]
So, this rescaled Hamiltonian is central in the large limit of the canonical ensemble, as described in Section 2.1. If we included it in our large algebra, we would obtain a tensor product of the Type III1 factor with an infinite-dimensional center consisting of functions of the rescaled Hamiltonian.
Things work quite differently, however, in the microcanonical ensemble, where energy fluctuations are kept finite as . Suppose we start from a microcanonical version of the thermofield double
[TABLE]
where is an arbitrary smooth, invertible and normalizable function. (The large algebra and Hilbert space we construct will end up independent of the initial choice of .) At large , the state has the same correlation functions as for single-trace operators other than the Hamiltonian and hence leads to the same large algebra . However, it has finite fluctuations of the renormalized Hamiltonian
[TABLE]
with no rescaling required.
Unlike in the canonical ensemble, the operator is not central; instead, it satisfies
[TABLE]
Including in the large algebra leads to an algebra called the modular crossed product . It follows from (92) that
[TABLE]
where is an operator that commutes with . Since, at finite , we have
[TABLE]
with the left boundary Hamiltonian, we can identify with the large limit of . This operator has purely continuous spectrum in the limit, so including it leads to the large Hilbert space
[TABLE]
with acting as the position operator on . The algebra generated by and (the latter acting purely on ) is, by definition, the crossed product .
From a bulk perspective, (resp. ) is the renormalized left (resp. right) ADM Hamiltonian, while is the boost Hamiltonian of (both left- and right-moving) bulk matter fields. The momentum conjugate to on describes the timeshift between the left and right boundary: the uncertainty principle means that states with finite fluctuations in (i.e. states in the microcanonical ensemble Hilbert space) also have finite fluctuations in this timeshift. See Chandrasekaran:2022eqq for further details.
To add the renormalized Hamiltonian to the scrambling algebra constructed in Section 2, we go through an essentially identical procedure to the one above. Recall that
[TABLE]
Since , we therefore have
[TABLE]
for any and .
If, as above, we construct our large algebra starting from the microcanonical TFD state (90), the renormalized Hamiltonian again has a finite large limit that satisfies
[TABLE]
Importantly, since the Hamiltonian is conserved, the same Hamiltonian generates time evolution for both the early- and late-time modes.
It follows from (97) and (98) that if we write
[TABLE]
then we find that . The operator can again be identified with the left boundary Hamiltonian . The large algebra generated by , and is just the crossed product
[TABLE]
which acts on the Hilbert space
[TABLE]
Since the algebra is a crossed product of the Type III1 factor by a modular flow, it is a Type II∞ factor and hence has a unique trace (up to rescaling). This trace can be written as
[TABLE]
where is regarded as a map from to operators on .
4.2 Rényi 2‐entropies
The trace (102) allows us to define density matrices , by the condition that, for all ,
[TABLE]
We can then use those density matrices to define various entropies of states on . The most important of these entropies is the von Neumann entropy . However, this can often be difficult to work with in practice, and, for the algebra , it turns out to be very hard to compute for states other than the GNS vacuum. A closely related, but sometimes computationally simpler, quantity is the Rényi 2‐entropy
[TABLE]
Even Rényi 2-entropies are difficult to compute for generic states on . However, there is an important subclass of states for which we can make more progress, namely semiclassical states of the form
[TABLE]
with , and a finite but very small parameter. These states have fluctuations in the momentum conjugate to , which describes the bulk timeshift between the left and right boundaries. In the bulk, they can therefore be described by matter fields in the state on an (almost) fixed classical background.
The quantum extremal surface (QES) prescription says that the boundary von Neumann entropy of a semiclassical state is equal to the bulk generalized entropy, the sum of bulk entropy and area, of a region known as the entanglement wedge (bounded by the QES) Ryu:2006bv ; Hubeny:2007xt ; Wall:2012uf ; Faulkner:2013ana ; Engelhardt:2014gca ; Headrick:2014cta . In contrast, boundary Rényi entropies are typically dominated by a small tail of the wavefunction featuring a highly backreacted geometry. This tail of the wavefunction is difficult to treat semiclassically.
In many ways, however, the more physically interesting, if smaller, contribution to Rényi entropies is the part that comes from the peak of the wavefunction (i.e. the unbackreacted geometry). Like the von Neumann entropy, this contribution can be computed simply by replacing the density matrix in the formula (104) by the ‘generalized density matrix’ associated to the entanglement wedge/QES Akers:2023fqr . Moreover, when multiple extremal surfaces exist, the gravitational replica trick suggests that we should simply sum over contributions to the Rényi 2-entropy of each QES. (In contrast, there is no known simple formula for the von Neumann entropy of states where there are multiple extremal surfaces with similar generalized entropy!)
The density matrix of on can be written, up to corrections, as Chandrasekaran:2022eqq
[TABLE]
where is the relative modular operator of relative to on .121212See Jensen:2023yxy for the exact form of . As expected, because of the factor of , the Rényi entropy of is dominated by contributions from the exponentially small tail of the wavefunction with . However, the contribution from the peak of the wavefunction, which we expect to have a semiclassical bulk interpretation, is given, up to corrections, by the formula Chandrasekaran:2022eqq
[TABLE]
For simplicity, as in Chandrasekaran:2022eqq , we consider the two-shock states131313The generalization to more than two shocks is straightforward but somewhat messy to write down explicitly. of the form
[TABLE]
with and . The sum over allows the two shocks to be entangled with one another; from now on, we will use Einstein summation convention and implicitly sum over all repeated indices. The expectation value appearing in the integrand in (107) can then be worked out explicitly as
[TABLE]
where, since the Tomita operator is antilinear, we have . Finally, writing and explicitly, we obtain
[TABLE]
More generally, we can consider the state (with as in Section 3). We then have
[TABLE]
In the tensor product limit of , we recover the expected large factorization
[TABLE]
As explained in Chandrasekaran:2022eqq , this formula matches the expected answer for the Rényi entropy of a bulk state that contains a single QES, lying in the middle of both the left and right shocks. The corrections in take the form
[TABLE]
In the free product limit of , the Rényi 2‐entropy decomposes into a sum over contributions associated with different quantum extremal surfaces. To see this, we can use (64) to obtain
[TABLE]
These three terms in (115) match the expected contributions from three distinct extremal surfaces, as was again explained in Chandrasekaran:2022eqq . The two positive terms correspond to the expected contributions associated to the two “throat” surfaces, each of which lies in the middle of one shock and entirely in the past of the other shock. The magnitude of the negative term matches that expected from a “bulge” QES that lies almost entirely in the past of both shocks. The connection (if any) between the fact that this third QES is a bulge and the negative sign of its apparent contribution remains somewhat unclear.
It is interesting that the modular-twisted algebra describes a smooth transition between these single- and multi-QES phases. We hope that a more careful analysis of (110) may provide some insight into how that transition plays out, but we leave that analysis to future work.
5 Higher dimensions and localized excitations
Up to this point, our construction has been confined, for simplicity, to two spacetime dimensions; in this section, we lift that restriction to study the algebraic structure of gravitational scrambling in arbitrary dimensions, including in particular localized excitations with nontrivial transverse profiles.141414One might hope that in fact the original modular-twisted product algebra, without modification, also correctly describes the -wave sector of higher-dimensional theories. Unfortunately this is only true for gravitational four-point functions, which involve a single gravitational -matrix with only -wave excitations in both the in- and out-states. In general, however, gravitational scattering only preserves the total angular momentum of the system and not the individual angular momenta of the ingoing and outgoing modes. As a result, modes of arbitrary angular momenta can be excited by scattering of -wave modes and their effects can be seen in higher-point -wave sector correlation functions. We focus primarily on the case of an AdS-planar black hole, but the analysis can be extended beyond that fairly straightforwardly.
5.1 Average null energies from boundary algebras
Our starting point is the horizon algebra associated to the future of a horizon cut . Here is the Eddington-Finkelstein infalling time of the cut as a function of the transverse coordinates ; we will also make frequent use below of the Kruskal coordinate , which extends to to describe the left white hole horizon. (For , is just the algebra defined previously.) The modular Hamiltonian for this algebra is given by Wall:2011hj ; Faulkner:2013ica ; Jafferis:2015del
[TABLE]
It follows immediately that the average null-energy operator is related to the functional derivative151515This result has previously been used to probe the ANEC Ceyhan:2018zfg ; Faulkner:2016mzt ; Balakrishnan:2017bjg ; Faulkner:2018faa and the holographic dictionary Faulkner:2017vdd ; Chandrasekaran:2021tkb .
[TABLE]
We can similarly define algebras generated by asymptotic boundary operators to the future of a boundary cut . If we do so, we see that in fact and coincide not only when (where they are both equal to ), but also at first order in for . To see this, it is sufficient to check that for any smooth function , the boundary of the future of the boundary cut intersects the horizon at up to a correction that is subleading in . It follows immediately that the functional derivatives of the modular Hamiltonians (associated to ) and (associated to ) agree at :
[TABLE]
Importantly, unlike , the algebra has a simple boundary interpretation as the large von Neumann subalgebra generated by single-trace operators to the future of the cut . It follows that we can use (119) to obtain a boundary interpretation of the average null-energy operator (117).
In exactly the same way, we can define an algebra as the restriction of to the past of the white hole horizon cut and as the restriction of to the past of the boundary cut (i.e. ). Here is defined so that is lightlike separated from the boundary cut with . For , both of these algebras are the same as . The functional derivatives of their modular Hamiltonians are
[TABLE]
where the Kruskal coordinate satisfies for .
5.2 The localized eikonal phase
In -dimensions the gravitational eikonal phase is given by
[TABLE]
where is the transverse profile of the shock created by a high-energy localized source at . This profile can be found by solving Roberts:2014isa ; Shenker:2014cwa
[TABLE]
and for an AdS-planar black hole is given explicitly by
[TABLE]
Cancelling the factors of and and absorbing constants into the definition of where possible, we can write the eikonal phase as
[TABLE]
The gravitational scrambling algebra (generated as usual by and ) can then be defined, in close analogy to (13), to act on by
[TABLE]
with the operator given by (123), while and .
We expect that replacing the phase appearing in the original modular-twisted product algebra by (123) will not change the algebraic properties that we proved in Sections 2 and 3. When integrated against any positive smearing function, the operators and become the generators of half-sided modular translations. By expanding the integration kernel as a sum of products of positive functions, the phase (123) can therefore be approximated to arbitrary precision by a (finite) sum over products of half-sided modular translation generators. We are not aware of any significant issues that arise for the proofs in Sections 2 and 3 if the product is replaced by a sum over such products.
Acknowledgements
We especially thank Chang-Han Chen for initial collaboration and many useful discussions. We would also like to thank Gabriele Di Ubaldo, Felix Haehl, Steve Shenker, Jon Sorce, Douglas Stanford, Zhenbin Yang, and Shunyu Yao for valuable discussions. GP is supported by the Department of Energy through DE-SC0019380 and DE-FOA-0002563, by AFOSR award FA9550-22-1-0098 and by a Sloan Fellowship.
The reference list from the paper itself. Each links out to its DOI / PubMed record.
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