# On the Spectral Properties of a Class of Planar Sierpinski Self-Affine Measures

**Authors:** Jia-Long Chen, Wen-Hui Ai

arXiv: 2508.20809 · 2026-05-15

## TL;DR

This paper studies the spectral properties of certain self-affine measures based on Sierpinski structures, providing conditions for spectrality and orthogonality of exponential functions.

## Contribution

It offers new necessary and sufficient conditions for these measures to be spectral, especially distinguishing cases where the matrix is isotropic or anisotropic.

## Key findings

- Derived conditions for spectrality when ho_1 = ho_2.
- Quantified maximum orthogonal exponential functions in absence of spectrality.
- Established criteria for spectral measures with ho_1 
eq ho_2.

## Abstract

We investigate the spectral properties of a class of Sierpinski-type self-affine measures defined by   \[   \mu_{M,D}(\cdot) = p^{-1} \sum_{d \in D} \mu_{M,D}(M(\cdot) - d),   \]   where \( p \) is a prime number, \( M = \begin{bmatrix}   \rho_1^{-1} & c   0 & \rho_2^{-1}   \end{bmatrix} \) is a real upper triangular expanding matrix, and \( D = \{d_0, d_1, \cdots, d_{p-1}\} \subset \mathbb{Z}^2 \) satisfying \( \mathcal{Z}(\widehat{\delta}_{D}) = \cup_{j=1}^{p-1} \left( \frac{j \bm{a}}{p} + \mathbb{Z}^2 \right) \) for some \( \bm{a} \in \mathcal{E}_{p}= \{ (i_1, i_2)^* : i_1, i_2 \in [1, p-1] \cap \mathbb{Z} \} \), where \( \mathcal{Z}(\widehat{\delta}_{D}) \) denotes the set of zeros of \( \widehat{\delta}_{D} \) with \( \delta_{D} = \frac{1}{\# D} \sum_{d \in D} \delta_d \). When $\rho_1 = \rho_2$, we derive necessary and sufficient conditions for $\mu_{M,D}$ to both: $(i)$ possess an infinite orthogonal set of exponential functions, and $(ii)$ be a spectral measure. When no infinite orthogonal exponential system exists in $L^{2}(\mu_{M,D})$, we quantify the maximum number of orthogonal exponentials and provide precise estimates. For $\rho_1 \neq \rho_2$, with restricted digit sets $D$, we obtain a necessary and sufficient condition for $\mu_{M,D}$ to be a spectral measure.

## Full text

_Full body text omitted from this summary view._ Fetch the complete paper as Markdown: https://tomesphere.com/paper/2508.20809/full.md

## Figures

10 figures with captions in the complete paper: https://tomesphere.com/paper/2508.20809/full.md

## References

23 references — full list in the complete paper: https://tomesphere.com/paper/2508.20809/full.md

---
Source: https://tomesphere.com/paper/2508.20809