What Makes Code Generation Ethically Sourced?

TL;DR

This paper introduces the concept of Ethically Sourced Code Generation (ES-CodeGen), providing a comprehensive taxonomy based on literature review and practitioner surveys to promote responsible AI practices in code generation.

Contribution

It develops a novel taxonomy of ES-CodeGen by analyzing 803 papers and surveying practitioners, highlighting the importance of ethical and sustainable practices in code generation.

Findings

Identified 11 key dimensions of ES-CodeGen including code quality.

Most practitioners overlook social dimensions despite their importance.

Survey improved practitioners' understanding of ethical sourcing in code generation.

Abstract

Several code generation models have been proposed to help reduce time and effort in solving software-related tasks. To ensure responsible AI, there are growing interests over various ethical issues (e.g., unclear licensing, privacy, fairness, and environment impact). These studies have the overarching goal of ensuring ethically sourced generation, which has gained growing attentions in speech synthesis and image generation. In this paper, we introduce the novel notion of Ethically Sourced Code Generation (ES-CodeGen) to refer to managing all processes involved in code generation model development from data collection to post-deployment via ethical and sustainable practices. To build a taxonomy of ES-CodeGen, we perform a two-phase literature review where we read 803 papers across various domains and specific to AI-based code generation. We identified 71 relevant papers with 10 initial dimensions of ES-CodeGen. To refine our dimensions and gain insights on consequences of ES-CodeGen, we surveyed 32 practitioners, which include six developers who submitted GitHub issues to opt-out from the Stack dataset (these impacted users have real-world experience of ethically sourcing issues in code generation models). The results lead to 11 dimensions of ES-CodeGen with a new dimension on code quality as practitioners have noted its importance. We also identified consequences, artifacts, and stages relevant to ES-CodeGen. Our post-survey reflection showed that most practitioners tend to ignore social-related dimensions despite their importance. Most practitioners either agreed or strongly agreed that our survey help improve their understanding of ES-CodeGen. Our study calls for attentions of various ethical issues towards ES-CodeGen.