Efficient Band Structure Unfolding with Atom-centered Orbitals: General Theory and Application

TL;DR

This paper introduces an efficient method for band structure unfolding using atom-centered orbitals, explicitly considering their non-orthogonality and atom-centered nature, enabling accurate analysis of large and complex systems.

Contribution

The authors develop a novel analytical approach for band unfolding with atomic orbital basis sets, improving efficiency and applicability to large-scale all-electron calculations.

Findings

Successfully implemented in FHI-aims for all-electron calculations

Capable of handling systems with thousands of atoms

Demonstrated application to temperature-dependent spectral functions in CuI

Abstract

Band structure unfolding is a key technique for analyzing and simplifying the electronic band structure of large, internally distorted supercells that break the primitive cell's translational symmetry. In this work, we present an efficient band unfolding method for atomic orbital (AO) basis sets that explicitly accounts for both the non-orthogonality of atomic orbitals and their atom-centered nature. Unlike existing approaches that typically rely on a plane-wave representation of the (semi-)valence states, we here derive analytical expressions that recasts the primitive cell translational operator and the associated Bloch-functions in the supercell AO basis. In turn, this enables the accurate and efficient unfolding of conduction, valence, and core states in all-electron codes, as demonstrated by our implementation in the all-electron ab initio simulation package FHI-aims, which employs numeric atom-centered orbitals. We explicitly demonstrate the capability of running large-scale unfolding calculations for systems with thousands of atoms and showcase the importance of this technique for computing temperature-dependent spectral functions in strongly anharmonic materials using CuI as example.