Machine learning method for enforcing variable independence in background estimation with LHC data: ABCDisCoTEC

TL;DR

This paper introduces ABCDisCoTEC, a neural network-based method that constructs variables with minimal correlation for background estimation in LHC data, improving the reliability of signal searches.

Contribution

The paper presents ABCDisCoTEC, a novel neural network training approach that minimizes nonclosure and enhances stability in background estimation for high-energy physics analyses.

Findings

ABCDisCoTEC effectively minimizes nonclosure in background estimation.

The method improves stability and robustness over traditional hyperparameter tuning.

Application to CMS LHC data demonstrates practical effectiveness.

Abstract

A novel solution is presented for the problem of estimating the backgrounds of a signal search using observed data while simultaneously maximizing the sensitivity of the search to the signal. The ``ABCD method'' provides a reliable framework for background estimation by partitioning events into one signal-enhanced region (A) and three background-enhanced control regions (B, C, and D) via two statistically independent variables. In practice, even slight correlations between the two variables can significantly undermine the method's performance. Thus, choosing appropriate variables by hand can present a formidable challenge, especially when background and signal differ only subtly. To address this issue, the ABCD with distance correlation (ABCDisCo) method was developed to construct two artificial variables from the output scores of a neural network trained to maximize signal-background discrimination while minimizing correlations using the distance correlation measure. However, relying solely on minimizing the distance correlation can yield undesirable characteristics in the resulting distributions, which may compromise the validity of the background prediction obtained using this method. The ABCDisCo training enhanced with closure (ABCDisCoTEC) method is introduced to solve this issue by directly minimizing the nonclosure, expressed as a dedicated differentiable loss term. This extended method is applied to a data set of proton-proton collisions at a center-of-mass energy of 13 TeV recorded by the CMS detector at the CERN LHC. Additionally, given the complexity of the minimization problem with constraints on multiple loss terms, the modified differential method of multipliers is applied and shown to greatly improve the stability and robustness of the ABCDisCoTEC method, compared to grid search hyperparameter optimization procedures.