Taming Transformer Without Using Learning Rate Warmup

TL;DR

This paper introduces a theoretical analysis of Transformer training failures related to spectral energy concentration and proposes a novel optimization strategy to enable training without learning rate warmup, demonstrating effectiveness across multiple models.

Contribution

The paper provides a new theoretical understanding of Transformer training crashes and introduces a spectral energy-based optimization method to train Transformers without warmup.

Findings

Effective training of ViT, Swin-Transformer, and GPT without warmup.

Prevents spectral energy concentration and entropy collapse.

Improves training stability and efficiency.

Abstract

Scaling Transformer to a large scale without using some technical tricks such as learning rate warump and using an obviously lower learning rate is an extremely challenging task, and is increasingly gaining more attention. In this paper, we provide a theoretical analysis for the process of training Transformer and reveal the rationale behind the model crash phenomenon in the training process, termed \textit{spectral energy concentration} of ${\bW_q}^{\top} \bW_k$, which is the reason for a malignant entropy collapse, where ${\bW_q}$ and $\bW_k$ are the projection matrices for the query and the key in Transformer, respectively. To remedy this problem, motivated by \textit{Weyl's Inequality}, we present a novel optimization strategy, \ie, making the weight updating in successive steps smooth -- if the ratio $\frac{\sigma_{1}(\nabla \bW_t)}{\sigma_{1}(\bW_{t-1})}$ is larger than a threshold, we will automatically bound the learning rate to a weighted multiple of $\frac{\sigma_{1}(\bW_{t-1})}{\sigma_{1}(\nabla \bW_t)}$, where $\nabla \bW_t$ is the updating quantity in step $t$. Such an optimization strategy can prevent spectral energy concentration to only a few directions, and thus can avoid malignant entropy collapse which will trigger the model crash. We conduct extensive experiments using ViT, Swin-Transformer and GPT, showing that our optimization strategy can effectively and stably train these Transformers without using learning rate warmup.