Open dynamical systems with a moving hole

TL;DR

This paper investigates the dimensions of survivor sets in open dynamical systems with moving holes, providing explicit bounds, and explores applications in Diophantine approximation and matrix spectral radius.

Contribution

It introduces explicit dimension bounds for survivor sets with moving holes and applies these results to Diophantine approximation and joint spectral radius problems.

Findings

Hausdorff and lower box dimensions of survivor sets always coincide

Explicit sharp bounds for the dimensions of survivor sets are derived

Finiteness property for joint spectral radius of certain matrices holds true

Abstract

Given an integer $b\ge 3$, let $T_b: [0,1)\to [0,1); x\mapsto bx\pmod 1$ be the expanding map on the unit circle. For any $m\in\mathbb{N}$ and $\omega=\omega^0\omega^1\ldots\in(\left\{0,1,\ldots,b-1\right\}^m)^\mathbb{N_0}$ let \[ K^\omega=\left\{x\in[0,1): T_b^n(x)\notin I_{\omega^n}~\forall n\geq 0\right\},\] where $I_{\omega^n}$ is the $b$-adic basic interval generated by $\omega^n$. Then $K^\omega$ is called the survivor set of the open dynamical system $([0,1),T_b,I_\omega)$ with respect to the sequence of holes $I_\omega=\left\{I_{\omega^n}: n\geq 0\right\}$. We show that the Hausdorff and lower box dimensions of $K^\omega$ always conincide, and the packing and upper box dimensions of $K^\omega$ also coincide. Moreover, we give sharp lower and upper bounds for the dimensions of $K^\omega$, which can be calculated explicitly. For any admissible $\alpha\leq \beta$ there exist infinitely many $\omega$ such that $\dim_H K^\omega=\alpha$ and $\dim_P K^\omega=\beta$. As applications we study badly approximable numbers in Diophantine approximation. For an arbitrary sequence of balls $\left\{B_n\right\}$, let $K\left(\left\{B_n\right\}\right)$ be the set of $x\in[0,1)$ such that $T_b^n(x)\notin B_n$ for all but finitely many $n\geq 0$. Assuming $\lim_{n\to\infty}\operatorname{diam} \left(B_n\right)$ exists, we show that $\dim_H K\left(\left\{B_n\right\}\right)=1$ if and only if $\lim_{n\to\infty}\operatorname{diam} \left(B_n\right)=0$. For any positive function $\phi$ on $\mathbb{N}$, let $E\left(\phi\right)$ be the set of $x\in[0,1)$ satisfying $|T_b^n (x)-x|\geq \phi(n)$ for all but finitely many $n$. If $\lim_{n\to\infty}\phi(n)$ exists, then $\dim_H E(\phi)=1$ if and only if $\lim_{n\to\infty}\phi(n)=0$. Our results can be applied to study joint spectral radius of matrices. We show that the finiteness property for the joint spectral radius of associated adjacency matrices holds true.