The inversion statistic in derangements and in other permutations with a prescribed number of fixed points

TL;DR

This paper derives exact formulas for the expected number of inversions in permutations with a fixed number of fixed points, revealing how fixed points influence permutation inversion statistics.

Contribution

It provides new exact formulas for the expected inversions conditioned on fixed points, using the Chinese restaurant process for analysis.

Findings

Expected inversions in derangements are slightly higher than in uniform permutations.

Expected inversions decrease as the number of fixed points increases beyond one.

The analysis employs a novel use of the Chinese restaurant process.

Abstract

We study how the inversion statistic is influenced by fixed points in a permutation. %The expected number of inversions in a uniformly random permutation in $S_n$ is $\frac{n(n-1)}4$. For each $n\in\mathbb{N}$, and each $k\in\{0,1,\cdots, n\}$, let $P_n^{(k)}$ denote the uniform probability measure on the set of permutations in $S_n$ with exactly $k$ fixed points. We obtain an exact formula for the expected number of inversions under the measure $P_n^{(k)}$ as well as for $P_n^{(k)}(\sigma^{-1}_i<\sigma^{-1}_j)$, for $1\le i<j\le n$, the $P_n^{(k)}$-probability that the number $i$ precedes the number $j$. In particular, up to a super-exponentially small correction as $n\to\infty$, the expected number of inversions in a random derangement $(k=0)$ is $\frac16n+\frac1{12}$ more than the value $\frac{n(n-1)}4$ that one obtains for a uniformly random general permutation in $S_n$. On the other hand, up to a super-exponentially small correction, for $k\ge2$, the expected number of inversions in a random permutation with $k$ fixed points is $\frac{k-1}6n+\frac{k^2-k-1}{12}$ less than $\frac{n(n-1)}4$. In the borderline case, $k=1$, up to a super-exponentially small correction, the expected number of inversions in a random permutation with one fixed point is $\frac1{12}$ more than $\frac{n(n-1)}4$. The proofs make strategic and perhaps novel use of the Chinese restaurant construction for a uniformly random permutation.