Observability inequality, log-type Hausdorff content and heat equations

TL;DR

This paper establishes observability inequalities for heat equations using log-type Hausdorff contents, extending results to various sets and scales, and introduces new analytical tools for control theory.

Contribution

It introduces a novel approach to observability inequalities for heat equations using log-type Hausdorff contents and develops new inequalities and tools for analysis.

Findings

Observability inequalities hold for sets with positive log-type Hausdorff content.

The inequalities are valid for sets of Hausdorff dimension up to d, including certain (d-1)-dimensional sets.

The log-type Hausdorff content is shown to be optimal for the 1D heat equation.

Abstract

This paper studies observability inequalities for heat equations on both bounded domains and the whole space $\mathbb{R}^d$. The observation sets are measured by log-type Hausdorff contents, which are induced by certain log-type gauge functions closely related to the heat kernel. On a bounded domain, we derive the observability inequality for observation sets of positive log-type Hausdorff content. Notably, the aforementioned inequality holds not only for all sets with Hausdorff dimension $s$ for any $s\in (d-1,d]$, but also for certain sets of Hausdorff dimension $d-1$. On the whole space $\mathbb{R}^d$, we establish the observability inequality for observation sets that are thick at the scale of the log-type Hausdorff content. Furthermore, we prove that for the 1-dimensional heat equation on an interval, the Hausdorff content we have chosen is an optimal scale for the observability inequality. To obtain these observability inequalities, we use the adapted Lebeau-Robiano strategy from \cite{Duyckaerts2012resolvent}. For this purpose, we prove the following results at scale of the log-type Hausdorff content, the former being derived from the latter: We establish a spectral inequality/a Logvinenko-Sereda uncertainty principle; we set up a quantitative propagation of smallness of analytic functions; we build up a Remez' inequality; and more fundamentally, we provide an upper bound for the log-type Hausdorff content of a set where a monic polynomial is small, based on an estimate in Lubinsky \cite{Lubinsky1997small}, which is ultimately traced back to the classical Cartan Lemma. In addition, we set up a capacity-based slicing lemma (related to the log-type gauge functions) and establish a quantitative relationship between Hausdorff contents and capacities. These tools are crucial in the studies of the aforementioned propagation of smallness in high-dimensional situations.