Smooth and shape-constrained quantile distributed lag models

TL;DR

This paper introduces new quantile distributed lag models with smoothness and shape constraints to better identify critical exposure windows during pregnancy affecting infant health outcomes.

Contribution

The paper develops two novel QDLM estimators that incorporate shape constraints, improving interpretability and efficiency over traditional models in environmental health studies.

Findings

Effective identification of critical windows of susceptibility.

Enhanced interpretability through shape constraints.

Application to birth cohort data demonstrates practical utility.

Abstract

Exposure to environmental pollutants during the gestational period can significantly impact infant health outcomes, such as birth weight and neurological development. Identifying critical windows of susceptibility, which are specific periods during pregnancy when exposure has the most profound effects, is essential for developing targeted interventions. Distributed lag models (DLMs) are widely used in environmental epidemiology to analyze the temporal patterns of exposure and their impact on health outcomes. However, traditional DLMs focus on modeling the conditional mean, which may fail to capture heterogeneity in the relationship between predictors and the outcome. Moreover, when modeling the distribution of health outcomes like gestational birthweight, it is the extreme quantiles that are of most clinical relevance. We introduce two new quantile distributed lag model (QDLM) estimators designed to address the limitations of existing methods by leveraging smoothness and shape constraints, such as unimodality and concavity, to enhance interpretability and efficiency. We apply our QDLM estimators to the Colorado birth cohort data, demonstrating their effectiveness in identifying critical windows of susceptibility and informing public health interventions.