Type Universes as Allocation Effects

TL;DR

This paper connects type universes in dependent type theories to memory allocation, proposing a framework where universe hierarchies influence heap structure and enable reasoning about memory safety and termination.

Contribution

It introduces a novel perspective linking universe hierarchies to heap allocation, providing a declarative system for reasoning about memory without explicit read/write analysis.

Findings

Standard ramified universe hierarchy guarantees termination by preventing heap cycles.

Impredicative universe extension may allow cyclic ground data structures with termination.

Universe polymorphism enables fine-grained heap region management.

Abstract

In this paper, we explore a connection between type universes and memory allocation. Type universe hierarchies are used in dependent type theories to ensure consistency, by forbidding a type from quantifying over all types. Instead, the types of types (universes) form a hierarchy, and a type can only quantify over types in other universes (with some exceptions), restricting cyclic reasoning in proofs. We present a perspective where universes also describe \emph{where} values are allocated in the heap, and the choice of universe algebra imposes a structure on the heap overall. The resulting type system provides a simple declarative system for reasoning about and restricting memory allocation, without reasoning about reads or writes. We present a theoretical framework for equipping a type system with higher-order references restricted by a universe hierarchy, and conjecture that many existing universe algebras give rise to interesting systems for reasoning about allocation. We present 3 instantiations of this approach to enable reasoning about allocation in the simply typed $\lambda$-calculus: (1) the standard ramified universe hierarchy, which we prove guarantees termination of the language extended with higher-order references by restricting cycles in the heap; (2) an extension with an \emph{impredicative} base universe, which we conjecture enables full-ground references (with terminating computation but cyclic ground data structures); (3) an extension with \emph{universe polymorphism}, which divides the heap into fine-grained regions.