Assessing Effectiveness of Cyber Essentials Technical Controls

TL;DR

This paper evaluates the robustness of Cyber Essentials controls against cyber attacks by analyzing 45 breaches, highlighting their strengths in early attack phases and suggesting additional controls for later stages.

Contribution

It introduces an Incident Fault Tree approach to map breaches to controls, identifying gaps and proposing enhancements for improved cybersecurity resilience.

Findings

CE controls protect against initial attack phases

Additional controls are needed for later attack stages

Re-scoping skills for assessors may be necessary

Abstract

Cyber Essentials (CE) comprise a set of controls designed to protect organisations, irrespective of their size, against cyber attacks. The controls are firewalls, secure configuration, user access control, malware protection & security update management. In this work, we explore the extent to which CE remains robust against an ever-evolving threat landscape. To that end, we reconstruct 45 breaches mapped to MiTRE ATT&CK using an Incident Fault Tree ( IFT ) approach. Our method reveals the intersections where the placement of controls could have protected organisations. Then we identify appropriate Cyber Essential controls and/or Additional Controls for these vulnerable intersections. Our results show that CE controls can effectively protect against most attacks during the initial attack phase. However, they may need to be complemented with additional Controls if the attack proceeds further into organisational systems & networks. The Additional Controls (AC) we identify include back-ups, security awareness, logging and monitoring. Our analysis brings to the fore a foundational issue as to whether controls should exclude recovery and focus only on pre-emption. The latter makes the strong assumption that a prior identification of all controls in a dynamic threat landscape is indeed possible. Furthermore, any potential broadening of technical controls entails re-scoping the skills that are required for a Cyber Essentials (CE) assessor. To that end, we suggest human factors and security operations and incident management as two potential knowledge areas from Cyber Security Body of Knowledge (CyBOK) if there is any broadening of CE based on these findings.