Fair, Manipulation-Robust, and Transparent Sortition

TL;DR

This paper introduces Goldilocks, a new algorithmic objective for sortition that balances fairness, manipulation-resistance, and transparency, and demonstrates its effectiveness through theoretical bounds and empirical analysis.

Contribution

The paper proposes the Goldilocks objective, combining fairness and robustness in sortition, with theoretical bounds and empirical validation showing its advantages over previous objectives.

Findings

Goldilocks nearly optimizes minimum and maximum selection probabilities.

Goldilocks balances fairness and manipulation-resistance effectively.

Empirical results show Goldilocks performs well on real data.

Abstract

Sortition, the random selection of political representatives, is increasingly being used around the world to choose participants of deliberative processes like Citizens' Assemblies. Motivated by sortition's practical importance, there has been a recent flurry of research on sortition algorithms, whose task it is to select a panel from among a pool of volunteers. This panel must satisfy quotas enforcing representation of key population subgroups. Past work has contributed an algorithmic approach for fulfilling this task while ensuring that volunteers' chances of selection are maximally equal, as measured by any convex equality objective. The question, then, is: which equality objective is the right one? Past work has mainly studied the objectives Minimax and Leximin, which respectively minimize the maximum and maximize the minimum chance of selection given to any volunteer. Recent work showed that both of these objectives have key weaknesses: Minimax is highly robust to manipulation but is arbitrarily unfair; oppositely, Leximin is highly fair but arbitrarily manipulable. In light of this gap, we propose a new equality objective, Goldilocks, that aims to achieve these ideals simultaneously by ensuring that no volunteer receives too little or too much chance of selection. We theoretically bound the extent to which Goldilocks achieves these ideals, finding that in an important sense, Goldilocks recovers among the best available solutions in a given instance. We then extend our bounds to the case where the output of Goldilocks is transformed to achieve a third goal, Transparency. Our empirical analysis of Goldilocks in real data is even more promising: we find that this objective achieves nearly instance-optimal minimum and maximum selection probabilities simultaneously in most real instances -- an outcome not even guaranteed to be possible for any algorithm.