Leveraging Cooperative Connected Automated Vehicles for Mixed Traffic Safety

TL;DR

This paper explores how cooperative control strategies for connected automated vehicles (CAVs) can improve safety and traffic stability in mixed traffic environments with human-driven vehicles, using control barrier functions for safety guarantees.

Contribution

It introduces safety-critical control designs for CAVs in mixed traffic, analyzing the effects of cooperation and connectivity on safety and stability through theoretical and numerical methods.

Findings

CAV cooperation stabilizes mixed traffic flow.

Safety can be guaranteed with safety filters.

Connectivity with HVs enhances stability and safety.

Abstract

The introduction of connected and automated vehicles (CAV) is believed to reduce congestion, enhance safety, and improve traffic efficiency. Numerous research studies have focused on controlling pure CAV platoons in fully connected automated traffic, as well as single or multiple CAVs in mixed traffic with human-driven vehicles (HVs). CAV cruising control designs have been proposed to stabilize the car-following traffic dynamics, but few studies has considered their safety impact, particularly the trade-offs between stability and safety. In this paper, we study how cooperative control strategies for CAVs can be designed to enhance the safety and smoothness of mixed traffic under varying penetrations of connectivity and automation. Considering mixed traffic where a pair of CAVs travels amongst HVs, we design cooperative feedback controllers for the pair CAVs to stabilize traffic via cooperation and, possibly, by also leveraging connectivity with HVs. The real-time safety impact of the CAV controllers is investigated using control barrier functions (CBF). We construct CBF safety constraints, based on which we propose safety-critical control designs to guarantee CAV safety, HV safety and platoon safety. Both theoretical and numerical analyses have been conducted to explore the effect of CAV cooperation and HV connectivity on stability and safety. Our results show that the cooperation of CAVs helps to stabilize the mixed traffic while safety can be guaranteed with the safety filters. Moreover, connectivity between CAVs and HVs offers additional benefits: if an HV connects to an upstream CAV (i.e., the CAV looks ahead), it helps the CAV to stabilize the upstream traffic, while if an HV connects to a downstream CAV (i.e., the CAV looks behind), the safety of this connected HV can be enhanced.