Directed Metric Structures arising in Large Language Models

TL;DR

This paper uncovers a mathematical metric structure underlying large language models' probability distributions, revealing a tropical geometric framework that encodes text relationships and extensions.

Contribution

It introduces a novel metric polyhedron framework for analyzing text in language models, connecting probability, geometry, and category theory without explicit reliance on the latter.

Findings

Text extensions form isometric polyhedra

Text vectors can be approximated as Boltzmann weighted combinations

The metric structure relates to the Isbell completion and lattice closure

Abstract

Large Language Models are transformer neural networks which are trained to produce a probability distribution on the possible next words to given texts in a corpus, in such a way that the most likely word predicted is the actual word in the training text. In this paper we find what is the mathematical structure defined by such conditional probability distributions of text extensions. Changing the view point from probabilities to -log probabilities we observe that the subtext order is completely encoded in a metric structure defined on the space of texts $\mathcal{L}$, by -log probabilities. We then construct a metric polyhedron $P(\mathcal{L})$ and an isometric embedding (called Yoneda embedding) of $\mathcal{L}$ into $P(\mathcal{L})$ such that texts map to generators of certain special extremal rays. We explain that $P(\mathcal{L})$ is a $(\min,+)$ (tropical) linear span of these extremal ray generators. The generators also satisfy a system of $(\min+)$ linear equations. We then show that $P(\mathcal{L})$ is compatible with adding more text and from this we derive an approximation of a text vector as a Boltzmann weighted linear combination of the vectors for words in that text. We then prove a duality theorem showing that texts extensions and text restrictions give isometric polyhedra (even though they look a priory very different). Moreover we prove that $P(\mathcal{L})$ is the lattice closure of (a version of) the so called, Isbell completion of $\mathcal{L}$ which turns out to be the $(\max,+)$ span of the text extremal ray generators. All constructions have interpretations in category theory but we don't use category theory explicitly. The categorical interpretations are briefly explained in an appendix. In the final appendix we describe how the syntax to semantics problem could fit in a general well known mathematical duality.