How do Large Language Models Navigate Conflicts between Honesty and Helpfulness?
Ryan Liu, Theodore R. Sumers, Ishita Dasgupta, Thomas L. Griffiths

TL;DR
This paper investigates how large language models balance honesty and helpfulness, revealing that reinforcement learning enhances both, while prompting techniques influence their trade-offs, with GPT-4 Turbo showing human-like response patterns.
Contribution
The study applies psychological models to analyze LLMs' handling of honesty-helpfulness trade-offs and demonstrates how different training and prompting methods influence these behaviors.
Findings
Reinforcement learning from human feedback improves honesty and helpfulness.
Chain-of-thought prompting skews models towards helpfulness over honesty.
GPT-4 Turbo exhibits human-like sensitivity to context and framing.
Abstract
In day-to-day communication, people often approximate the truth - for example, rounding the time or omitting details - in order to be maximally helpful to the listener. How do large language models (LLMs) handle such nuanced trade-offs? To address this question, we use psychological models and experiments designed to characterize human behavior to analyze LLMs. We test a range of LLMs and explore how optimization for human preferences or inference-time reasoning affects these trade-offs. We find that reinforcement learning from human feedback improves both honesty and helpfulness, while chain-of-thought prompting skews LLMs towards helpfulness over honesty. Finally, GPT-4 Turbo demonstrates human-like response patterns including sensitivity to the conversational framing and listener's decision context. Our findings reveal the conversational values internalized by LLMs and suggest that…
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Taxonomy
TopicsEthics and Social Impacts of AI · Explainable Artificial Intelligence (XAI) · Hate Speech and Cyberbullying Detection
MethodsPosition-Wise Feed-Forward Layer · Dense Connections · Label Smoothing · Absolute Position Encodings · Softmax · Byte Pair Encoding · Linear Layer · Attention Is All You Need · Dropout · Multi-Head Attention
