Healthcare Policy Compliance: A Blockchain Smart Contract-Based Approach

TL;DR

This paper introduces a blockchain and smart contract-based system to enforce healthcare policy compliance, improve transparency, and facilitate audits in electronic health records management.

Contribution

It presents a novel blockchain-powered access control model that automates policy enforcement and maintains verifiable audit trails for healthcare data compliance.

Findings

Effective policy enforcement demonstrated in simulated healthcare environment

Enhanced transparency and accountability through immutable audit trails

Decentralized compliance verification with Proof of Compliance consensus mechanism

Abstract

This paper addresses the critical challenge of ensuring healthcare policy compliance in the context of Electronic Health Records (EHRs). Despite stringent regulations like HIPAA, significant gaps in policy compliance often remain undetected until a data breach occurs. To bridge this gap, we propose a novel blockchain-powered, smart contract-based access control model. This model is specifically designed to enforce patient-provider agreements (PPAs) and other relevant policies, thereby ensuring both policy compliance and provenance. Our approach integrates components of informed consent into PPAs, employing blockchain smart contracts to automate and secure policy enforcement. The authorization module utilizes these contracts to make informed access decisions, recording all actions in a transparent, immutable blockchain ledger. This system not only ensures that policies are rigorously applied but also maintains a verifiable record of all actions taken, thus facilitating an easy audit and proving compliance. We implement this model in a private Ethereum blockchain setup, focusing on maintaining the integrity and lineage of policies and ensuring that audit trails are accurately and securely recorded. The Proof of Compliance (PoC) consensus mechanism enables decentralized, independent auditor nodes to verify compliance status based on the audit trails recorded. Experimental evaluation demonstrates the effectiveness of the proposed model in a simulated healthcare environment. The results show that our approach not only strengthens policy compliance and provenance but also enhances the transparency and accountability of the entire process. In summary, this paper presents a comprehensive, blockchain-based solution to a longstanding problem in healthcare data management, offering a robust framework for ensuring policy compliance and provenance through smart contracts and blockchain technology.