Optimization with pattern-avoiding input

TL;DR

This paper proves that permutation pattern-avoidance leads to constant or near-constant complexity bounds in various optimization problems, resolving a conjecture in dynamic optimality and demonstrating broader easiness phenomena.

Contribution

It resolves the conjecture that pattern-avoiding search sequences have constant amortized cost, and extends the concept of easiness to multiple optimization problems beyond data structures.

Findings

Optimal BST search cost is constant for pattern-avoiding sequences.

Pattern-avoidance enables efficient solutions for k-server, TSP, MST, Steiner, and nearest-neighbor problems.

Results are tight and demonstrate a broad easiness phenomenon for pattern-avoiding inputs.

Abstract

Permutation pattern-avoidance is a central concept of both enumerative and extremal combinatorics. In this paper we study the effect of permutation pattern-avoidance on the complexity of optimization problems. In the context of the dynamic optimality conjecture (Sleator, Tarjan, STOC 1983), Chalermsook, Goswami, Kozma, Mehlhorn, and Saranurak (FOCS 2015) conjectured that the amortized search cost of an optimal binary search tree (BST) is constant whenever the search sequence is pattern-avoiding. The best known bound to date is $2^{\alpha{(n)}(1+o(1))}$ recently obtained by Chalermsook, Pettie, and Yingchareonthawornchai (SODA 2024); here $n$ is the BST size and $\alpha(\cdot)$ the inverse-Ackermann function. In this paper we resolve the conjecture, showing a tight $O(1)$ bound. This indicates a barrier to dynamic optimality: any candidate online BST (e.g., splay trees or greedy trees) must match this optimum, but current analysis techniques only give superconstant bounds. More broadly, we argue that the easiness of pattern-avoiding input is a general phenomenon, not limited to BSTs or even to data structures. To illustrate this, we show that when the input avoids an arbitrary, fixed, a priori unknown pattern, one can efficiently compute a $k$-server solution of $n$ requests from a unit interval, with total cost $n^{O(1/\log k)}$, in contrast to the worst-case $\Theta(n/k)$ bound; and a traveling salesman tour of $n$ points from a unit box, of length $O(\log{n})$, in contrast to the worst-case $\Theta(\sqrt{n})$ bound; similar results hold for the euclidean minimum spanning tree, Steiner tree, and nearest-neighbor graphs. We show both results to be tight. Our techniques build on the Marcus-Tardos proof of the Stanley-Wilf conjecture, and on the recently emerging concept of twin-width.