Fantastical Excited State Optimized Structures and Where to Find Them

TL;DR

This paper reveals that some optimized excited state structures in quantum chemistry are artifacts caused by electronic state couplings and avoided crossings, and are not physically observable, as demonstrated through ab initio calculations and nonadiabatic dynamics.

Contribution

It introduces a diagnostic criterion based on harmonic frequencies to identify non-observable excited state minima caused by electronic couplings.

Findings

Fantastical excited state structures have unphysically high harmonic frequencies.

Such structures have extremely short lifetimes, on the order of femtoseconds.

Their occurrence indicates nearby avoided crossings or conical intersections.

Abstract

The quantum chemistry community has developed analytic forces for approximate electronic excited states to enable walking on excited state potential energy surfaces (PES). One can thereby computationally characterize excited state minima and saddle points. Always implicit in using this machinery is the fact that an excited state PES only exists within the realm of the Born-Oppenheimer approximation, where the nuclear and electronic degrees of freedom separate. This work demonstrates through ab initio calculations and simple nonadiabatic dynamics that some excited state minimum structures are fantastical: they appear to exist as stable configurations only as a consequence of the PES construct, rather than being physically observable. One such case is the S2 excited state of phosphine and a second case are local minima of a number of states of tris(bipyridine)ruthenium(II). Each fantastical structure exhibits an unphysically high predicted harmonic frequency and associated force constant. This fact can serve as a valuable diagnostic of when an optimized excited state structure is non-observable. Their origin lies in the coupling between different electronic states, and the resulting avoided crossings. The upper state may exhibit a minimum very close to the crossing, where the force constant relates to the strength of the electronic coupling rather than to any characteristic excited state vibration. Nonadiabatic dynamics results using a Landau-Zener model illustrate that fantastical excited state structures have extremely short lifetimes on the order of a few femtoseconds. Their appearance in a calculation signals the presence of a nearby avoided crossing or conical intersection through which the system will rapidly cross to a lower surface.